Corporate & Venture Services

Insightful advice. Skilled execution.

A strong track record of transaction execution, built on deep regulatory knowledge and superior execution capabilities.   

80+ 800+ $30B
  Years of
  experience
  Rule 10b5-1 trading
  plans managed
  Share repurchases
  

We offer highly integrated trading and specialized investment services tailored to meet specific needs. Our core team has worked together for more than 20 years and solely focuses on providing support in all aspects of restricted stock transactions with thorough knowledge of SEC regulations.

We are optimally positioned within the equities division for pure execution focus, with full access to the firm's institutional sales & trading platforms.

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Execution Capabilities

Our team has a strong track record of transaction execution, with an extensive background of highly visible transactions. Connect with us to learn more.

Block Trading

  • Principal bids
  • Multiple day stops with shared upside
  • Hybrid exit strategies
  • Derivative and hedging strategies

Share Repurchase Services

  • Dedicated trading desk for buybacks
  • Executed over $30 billion in repurchases and represented over 500 companies
  • 10b5-1 and block repurchases

Open Market Sales

  • Rule 144 execution/10b5-1 plans
  • Restricted stock sales
  • Advisory to executive teams/board members/PE firms
  • Algorithmic trading and dark pool access

Distribution Services

  • Experienced team for distribution management
  • Provide high level service to limited partners including availability for immediate stock sales
  CONTACT
  Mark Cieciura
  Managing Director, Head of Corporate & Venture Services
  Biography