Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 09/18/2023 Instacart Financing, Equity Capital Markets IPO $660.0 Million Technology, Internet & Digital Media Piper Sandler served as co-manager for Maplebear Inc. (dba Instacart) on its initial public offering
Initial Public Offering Co-Manager
Published 09/18/2023 Klaviyo Inc. Financing, Equity Capital Markets IPO $576.0 Million Technology, Software Piper Sandler served as bookrunner for Klaviyo, Inc. on its initial public offering
Initial Public Offering Passive Bookrunner
Published 09/18/2023 PennyMac Mortgage Investment Trust Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $50.0 Million Financial Services, Specialty Finance Piper Sandler served as bookrunner for PennyMac Mortgage Investment Trust on a senior note offering
Senior Note Offering Left Bookrunner
Published 09/15/2023 WalkerHughes Insurance Mergers & Acquisitions Minority Investment Financial Services, Insurance Piper Sandler served as financial advisor for WalkerHughes Insurance on sale of a minority stake to BW Forsyth Partners
WalkerHughes Insurance has sold a minority stake to BW Forsyth Partners
Financial Advisor
Published 09/12/2023 Crinetics Pharmaceuticals, Inc. Financing, Equity Capital Markets Follow-On Offering $350.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Crinetics Pharmaceuticals, Inc. on a follow-on offering - Follow-On Offering
Active Bookrunner
Published 09/12/2023 Squarespace, Inc. Financing, Equity Capital Markets CMFO $166.7 Million Technology, Software Piper Sandler served as bookrunner for Squarespace, Inc. on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Passive Bookrunner
Published 09/11/2023 CymaBay Therapeutics, Inc. Financing, Equity Capital Markets Follow-On Offering $258.7 Million Healthcare, Biopharma Piper Sandler served as bookrunner for CymaBay Therapeutics, Inc. on a follow-on offering
Follow-On Offering Active Bookrunner
Published 09/08/2023 GTCR, LLC Mergers & Acquisitions Buy-Side Financial Services, Asset & Wealth Management Piper Sandler served as buy-side advisor for GTCR, LLC on its acquisition of a 50% stake in R&T Deposit Solutions
GTCR, LLC has acquired a 50% stake in R&T Deposit Solutions Financial Advisor
Published 09/08/2023 Farmers-Merchants Bank of Illinois Mergers & Acquisitions Division Carve Out Financial Services, Depositories Piper Sandler served as sell-side advisor for Farmers-Merchants Bank of Illinois on announced branch sale to Bank of Pontiac and CBI Bank & Trust
Farmers-Merchants Bank of Illinois has announced a branch sale to Bank of Pontiac and CBI Bank & Trust Financial Advisor
Published 09/07/2023 Dutch Brothers Financing, Equity Capital Markets Follow-On Offering $344.9 Million Consumer, Restaurants Piper Sandler served as bookrunner for Dutch Bros, Inc. on a follow-on offering
Follow-On Offering Passive Bookrunner
Published 09/06/2023 Natera, Inc. Financing, Equity Capital Markets CMFO $250.3 Million Healthcare, Tools & Diagnostics Piper Sandler served as bookrunner for Natera, Inc. on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 09/05/2023 CSC Leasing Company, Inc Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Unsecured Debt $50.0 Million Financial Services, Specialty Finance Piper Sandler served as sole placement agent for CSC Leasing Company, Inc. on a senior unsecured notes offering
Senior Unsecured Notes Offering Sole Placement Agent
Published 09/01/2023 Diamondback Energy, Inc. Mergers & Acquisitions Sell-Side Energy & Power, Midstream & Downstream Piper Sandler served as sell-side advisor for Diamondback Energy, Inc. on a strategic water management joint venture with Five Point Energy, LLC Diamondback Energy, Inc. has formed a strategic water management joint venture with Five Point Energy, LLC Financial Advisor
Published 08/31/2023 §363 Sale Restructuring §363 Sale Technology, Software Piper Sandler & Co. is acting as exclusive investment banker and financial advisor for Lifesize. §363 Sale Financial Advisor
Published 08/28/2023 NewtekOne, Inc Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $40.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for NewtekOne, Inc. on a senior note offering
Senior Notes Lead Bookrunner
Published 08/28/2023 Panelto Foods Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for Panelto Foods Unlimited Company on sale to European Bakery Group B.V. (fka Dutch Bakery), a portfolio company of 3i Group Panelto Foods Unlimited Company has sold to European Bakery Group B.V., a portfolio company of 3i Group Financial Advisor
Published 08/25/2023 Peregrine Energy Solutions Mergers & Acquisitions, Financing, Equity Private Placements Sell-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as sole financial advisor for Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P., on a majority stake sale and debt capital raise from AB CarVal Investors L.P.

Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P. has sold a majority stake to and raised debt from AB CarVal Investors L.P. Financial Advisor
Published 08/25/2023 Pioneer Landscape Centers, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advsior for Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, on sale to SiteOne Landscape Supply
Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, has sold to SiteOne Landscape Supply Financial Advisor
Published 08/21/2023 QualityMetric Incorporated LLC Mergers & Acquisitions Sell-Side Healthcare, Healthcare Services Piper Sandler served as sell-side advisor for QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, on sale to an undisclosed buyer
QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, has sold to an undisclosed buyer Financial Advisor
Published 08/21/2023 World Insurance Associates, LLC Mergers & Acquisitions Minority Investment Financial Services, Insurance Piper Sandler served as financial advisor for World Insurance Associates on a minority recapitalization by Goldman Sachs Asset Management
World Insurance Associates has received a minority recapitalization from Goldman Sachs Asset Management
Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.