Piper Sandler Ltd.

Privacy Policy


(A) This Policy

This Policy is provided by Piper Sandler Limited and its Affiliates (together, “Piper Sandler”, “we” or “us”), and is addressed to individuals outside our organisation who interact with us in their own capacity or as a presentative of an institution (together, “you”). Defined terms used in this Policy are explained in Section (J) below.

For the purposes of this Policy, Piper Sandler is the Controller.

This Policy may be amended or updated from time to time to reflect changes in our practices with respect to the Processing of Personal Data, or changes in applicable law. We encourage you to read this Policy carefully, and to regularly check this page to review any changes we might make in accordance with the terms of this Policy.

(B) Processing your Personal Data

Collection of Personal Data: We may collect or obtain Personal Data about you as follows:

Personal Data you provide about others: In some circumstances, you may provide us with Personal Data about others. Whenever you provide any such Personal Data, we rely on you to ensure that you have a lawful basis for providing such Personal Data to us, and that you have complied with applicable law and with the terms of this Policy. If you are unable to do so, please refrain from providing the Personal Data of third parties to us.

Categories of Personal Data: The categories of Personal Data about you that we may Process include:

Processing your Sensitive Personal Data: We do not seek to collect or otherwise Process your Sensitive Personal Data, except where:

Purposes for which we may Process your Personal Data: The purposes for which we may Process Personal Data are:

(C) Disclosure of Personal Data to third parties

We may disclose your Personal Data to:

If we engage a third-party Processor to Process your Personal Data, the Processor will be subject to binding contractual obligations to: (i) only Process the Personal Data in accordance with our instructions and with applicable laws; and (ii) use appropriate measures to protect the confidentiality and security of your Personal Data.

(D) International transfer of Personal Data

Because of the international nature of our business, we may need to transfer your Personal Data to other Piper Sandler entities, and to third parties as noted in Section (C) above, in connection with the purposes set out in this Policy. For this reason, we may transfer your Personal Data to other countries that may have different laws and data protection compliance requirements to those that apply in the country in which you are located, subject always to compliance with applicable laws. We will implement appropriate measures to protect the confidentiality and security of your Personal Data.

(E) Data Security

To protect your Personal Data from unauthorized access and Processing, we use security measures that comply with applicable law. These measures include computer safeguards and secured files and buildings.

You are responsible for the ensuring that any Personal Data that you send to us are sent securely.

(F) Data Retention

We will keep copies of your Personal Data, in a form that permits identification, only for as long as is necessary in connection with the purposes set out in this Policy, unless applicable law or regulation requires a longer retention period.

(G) Your legal rights

Subject to applicable law and regulation, you may have a number of rights regarding the Processing of your Personal Data, including one or more of the following:

To exercise one or more of these rights, or to ask a question about these rights or any other provision of this Policy, or about our Processing of your Personal Data, please use the contact details provided in Section (I) below. This Section (G) does not affect your statutory rights.

(H) Terms of Use

All use of our Sites is subject to our Terms of Use.

(I) Contact details

If you have any comments, questions or concerns about any of the information in this Policy, or any other issues relating to the Processing of Personal Data by Piper Sandler, please contact us via email or at Piper Sandler, Attn: Privacy Officer, 800 Nicollet Mall, Suite 1000, Minneapolis, MN 55402.

(J) Definitions

If you are a California resident, view the Piper Sandler Companies California Consumer Privacy Policy and contact information.