| Debt | 2021-03-19 | Fidelity Federal Bancorp | Piper Sandler served as the sole placement agent for Fidelity Federal Bancorp on its subordinated notes offering. | | Fidelity Federal Bancorp | Evansville, IN
|
| Private | Debt | Subordinated Debt | Piper Sandler served as the sole placement agent for Fidelity Federal Bancorp on its subordinated notes offering. | Sole Placement Agent | |
$35.0 | Financial Services | 03/2021 |
| Debt | 2021-02-10 | Ready Capital Corporation | Piper Sandler served as joint book-running manager for Ready Capital Corporation on its senior notes offering | | Ready Capital Corporation | New York, NY
|
| Public (NYSE: RC) | Debt | Senior Notes | Piper Sandler served as joint book-running manager for Ready Capital Corporation on its senior notes offering | Joint Bookrunner | |
$201.0 | Financial Services | 02/2021 |
| Debt | 2020-11-18 | Trustmark Corporation | Piper Sandler served as the joint bookrunning manager for Trustmark Corporation on its $125.0 million offering of 3.625% fixed-to-floating rate subordinated notes due 2030 | | Trustmark Corporation | Jackson, MS
|
| Public (Nasdaq:TRMK) | Debt | Subordinated Debt | Piper Sandler served as the joint bookrunning manager for Trustmark Corporation on its $125.0 million offering of 3.625% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | Nasdaq:TRMK |
$125.0 | Financial Services | 11/2020 |
| Debt | 2020-11-09 | Southside Bancshares Inc. | Piper Sandler served as sole placement agent for Southside Bancshares, Inc. (NASDAQ: SBSI) on its $100.0 million offering of 3.875% fixed-to-floating rate subordinated notes due 2030 | | Southside Bancshares Inc. | Tyler, Texas
|
| Public (Nasdaq:SBSI) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Southside Bancshares, Inc. (NASDAQ: SBSI) on its $100.0 million offering of 3.875% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | |
$100.0 | Financial Services | 11/2020 |
| Debt | 2020-10-28 | Sterling Bancorp | Piper Sandler served as lead bookrunner for Sterling Bancorp (NYSE: STL) on its offering of $225.0 million of 3.875% fixed-to-floating rate subordinated notes due 2030 | | Sterling Bancorp | Montebello, New York
|
| Public (NYSE:STL) | Debt | Subordinated Debt | Piper Sandler served as lead bookrunner for Sterling Bancorp (NYSE: STL) on its offering of $225.0 million of 3.875% fixed-to-floating rate subordinated notes due 2030 | Lead Bookrunner | |
$225.0 | Financial Services | 10/2020 |
| Debt | 2020-10-22 | Synovus Financial Corp. | Piper Sandler served as bookrunner for Synovus Financial Corp. on its $200.0 million offering of fixed-to-fixed rate subordinated notes due 2030
| | Synovus Financial Corp. | Columbus, GA
|
| Public(NYSE:SNV) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for Synovus Financial Corp. on its $200.0 million offering of fixed-to-fixed rate subordinated notes due 2030
| Joint Bookrunner | |
$200.0 | Financial Services | 10/2020 |
| Debt | 2020-10-09 | First Mutual Holding Co. | Piper Sandler served as sole placement agent for First Mutual Holding Co. on its offering of $15.0 milllion of 4.75% fixed-to-floating rate subordinated notes due 2030 | | First Mutual Holding Co. | Lakewood, OH
|
| Private | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for First Mutual Holding Co. on its offering of $15.0 milllion of 4.75% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | |
$15.0 | Financial Services | 10/2020 |
| Debt | 2020-10-09 | The Queensborough Company | Piper Sandler served as sole placement agent for The Queensborough Company on its $24.0 million offering of fixed-to-floating rate subordinated notes due 2030 | | The Queensborough Company | Augusta, GA
|
| Private | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for The Queensborough Company on its $24.0 million offering of fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | |
$24.0 | Financial Services | 10/2020 |
| Debt | 2020-10-07 | Financial Institutions, Inc. | Piper Sandler served as sole placement agent for Financial Institutions, Inc. (NASDAQ: FISI) on its $35.0 million offering of 4.375% fixed-to-floating rate subordinated notes due 2030 | | Financial Institutions, Inc. | Warsaw, NY
|
| Public(Nasdaq:FISI) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Financial Institutions, Inc. (NASDAQ: FISI) on its $35.0 million offering of 4.375% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | NASDAQ:FISI |
$35.0 | Financial Services | 10/2020 |
| Debt | 2020-10-01 | Signature Bank | Piper Sandler served as initial purchaser for Signature Bank (NASDAQ: SBNY) on its $375.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | | Signature Bank | New York, NY
|
| Public (Nasdaq:SBNY) | Debt | Subordinated Debt | Piper Sandler served as initial purchaser for Signature Bank (NASDAQ: SBNY) on its $375.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | |
$375.0 | Financial Services | 10/2020 |
| Debt | 2020-10-01 | First Mid Bancshares, Inc. | Piper Sandler served as lead bookrunner for First Mid Bancshares, Inc. (NASDAQ: FMBH) on its $96.0 million offering of 3.95% fixed-to-floating rate subordinated notes due 2030 | | First Mid Bancshares, Inc. | Mattoon, IL
|
| Public(Nasdaq:FMBH) | Debt | Subordinated Debt | Piper Sandler served as lead bookrunner for First Mid Bancshares, Inc. (NASDAQ: FMBH) on its $96.0 million offering of 3.95% fixed-to-floating rate subordinated notes due 2030 | Lead Bookrunner | NASDAQ:FMBH |
$96.0 | Financial Services | 10/2020 |
| Debt | 2020-09-30 | Arena Finance LLC | Piper Sandler served as the sole placement agent for Arena Finance II LLC on its offering of $45.0 million of senior secured notes due 2025 | | Arena Finance LLC | New York, NY
|
| Private | Debt | Senior Secured Debt | Piper Sandler served as the sole placement agent for Arena Finance II LLC on its offering of $45.0 million of senior secured notes due 2025 | Sole Placement Agent | |
$45.0 | Financial Services | 09/2020 |
| Debt | 2020-09-29 | C&F Financial Corp. | Piper Sandler served as financial advisor for C&F Financial Corporation (NASDAQ: CFFI) on its $20.0 million offering of 4.875% fixed-to-floating rate subordinated notes due 2030 | | C&F Financial Corp. | West Point, VA
|
| Public(Nasdaq:CFFI) | Debt | Subordinated Debt | Piper Sandler served as financial advisor for C&F Financial Corporation (NASDAQ: CFFI) on its $20.0 million offering of 4.875% fixed-to-floating rate subordinated notes due 2030 | Financial Advisor | NASDAQ:CFFI |
$20.0 | Financial Services | 09/2020 |
| Debt | 2020-09-29 | South Plains Financial, Inc. | Piper Sandler served as sole placement agent for South Plains Financial, Inc. (NASDAQ: SPFI) on its $50.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | | South Plains Financial, Inc. | Lubbock, TX
|
| Public(Nasdaq:SPFI) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for South Plains Financial, Inc. (NASDAQ: SPFI) on its $50.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | NASDAQ:SPFI |
$50.0 | Financial Services | 09/2020 |
| Debt | 2020-09-29 | Truxton Corporation | Piper Sandler served as sole placement agent for Truxton Corporation (OTCPK: TRUX) on its $15.0 million offering of fixed-to-floating rate 4.50% subordinated notes due 2030 | | Truxton Corporation | Nashville, TN
|
| Public(Otcpk:TRUX) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Truxton Corporation (OTCPK: TRUX) on its $15.0 million offering of fixed-to-floating rate 4.50% subordinated notes due 2030 | Sole Placement Agent | OTCPK:TRUX |
$15.0 | Financial Services | 09/2020 |
| Debt | 2020-09-28 | The ANB Corporation | Piper Sandler served as lead placement agent for ANB Corporation on its $70.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | | The ANB Corporation | Terrell, TX
|
| Private | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for ANB Corporation on its $70.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | Placement Agent | |
$70.0 | Financial Services | 09/2020 |
| Debt | 2020-09-25 | Premier Financial Corp. | Sept. '20 - Piper Sandler served as lead initial purchaser for Premier Financial Corp. (NASDAQ: PFC) on its $50.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | | Premier Financial Corp. | Defiance, OH
|
| Public(Nasdaq:PFC) | Debt | Subordinated Debt | Sept. '20 - Piper Sandler served as lead initial purchaser for Premier Financial Corp. (NASDAQ: PFC) on its $50.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | NASDAQ:PFC |
$50.0 | Financial Services | 09/2020 |
| Debt | 2020-09-24 | Orange County Bancorp, Inc. | Piper Sandler served as sole placement agent for Orange County Bancorp, Inc. (OTCQX: OCBI) on its $20.0 million offering of 4.25% fixed-to-floating rate subordinated notes due 2030 | | Orange County Bancorp, Inc. | Middletown, NY
|
| Public(Otcqx:OCBI) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Orange County Bancorp, Inc. (OTCQX: OCBI) on its $20.0 million offering of 4.25% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | OTCQX:OCBI |
$20.0 | Financial Services | 09/2020 |
| Debt | 2020-09-23 | Ameris Bancorp | Piper Sandler served as bookrunner for Ameris Bancorp (NASDAQ: ABCB) on its $110.0 million offering of 3.875% fixed-to-floating rate subordinated notes due 2030 | | Ameris Bancorp | Atlanta, GA
|
| Public(Nasdaq:ABCB) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for Ameris Bancorp (NASDAQ: ABCB) on its $110.0 million offering of 3.875% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | NASDAQ:ABCB |
$110.0 | Financial Services | 09/2020 |
| Debt | 2020-09-22 | Security State Bancshares | Piper Sandler served as sole placement agent for Security State Bancshares, Inc. on its $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due 2030 | | Security State Bancshares | Charleston, MO
|
| Private | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Security State Bancshares, Inc. on its $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | |
$15.0 | Financial Services | 09/2020 |
| Debt | 2020-09-16 | Potomac Bancshares, Inc. | Piper Sandler served as sole placement agent for Potomac Bancshares, Inc. (OTC: PTBS) on its $10.0 million offering of 5.00% fixed-to-floating rate subordinated notes due 2030 | | Potomac Bancshares, Inc. | Charles Town, WV
|
| Public(Otc:PTBS) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Potomac Bancshares, Inc. (OTC: PTBS) on its $10.0 million offering of 5.00% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | OTC:PTBS |
$10.0 | Financial Services | 09/2020 |
| Debt | 2020-09-10 | Independent Bank Group, Inc. | Piper Sandler served as bookrunner for Independent Bank Group, Inc. (NASDAQ: IBTX) on its $130.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | | Independent Bank Group, Inc. | Mckinney, TX
|
| Public(Nasdaq:IBTX) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for Independent Bank Group, Inc. (NASDAQ: IBTX) on its $130.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | Nasdaq:IBTX |
$130.0 | Financial Services | 09/2020 |
| Debt | 2020-09-03 | HBT Financial, Inc. | Piper Sandler served as sole placement agent for HBT Financial, Inc. (NASDAQ: HBT) on its $40.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | | HBT Financial, Inc. | Bloomington, IL
|
| Public(Nasdaq:HBT) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for HBT Financial, Inc. (NASDAQ: HBT) on its $40.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | Nasdaq:HBT |
$40.0 | Financial Services | 09/2020 |
| Debt | 2020-09-02 | Northwest Bancshares, Inc. | Piper Sandler served as sole bookrunner for Northwest Bancshares, Inc. (NASDAQ: NWBI) on its $125.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | | Northwest Bancshares, Inc. | Warren, PA
|
| Public(Nasdaq:NWBI) | Debt | Subordinated Debt | Piper Sandler served as sole bookrunner for Northwest Bancshares, Inc. (NASDAQ: NWBI) on its $125.0 million offering of 4.00% fixed-to-floating rate subordinated notes due 2030 | Lead Bookrunner | Nasdaq:NWBI |
$125.0 | Financial Services | 09/2020 |
| Debt | 2020-08-31 | First Bank | Piper Sandler served as lead placement agent for First Bank on its $100.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | First Bank | Private | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for First Bank on its $100.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | Placement Agent | |
$100.0 | Financial Services | 08/2020 |
| Debt | 2020-08-31 | Renasant Corp. | Piper Sandler served as lead-left bookrunner for Renasant Corporation (NASDAQ: RNST) on its $100.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2035 | Renasant Corp. | Public(Nasdaq:RNST) | Debt | Subordinated Debt | Piper Sandler served as lead-left bookrunner for Renasant Corporation (NASDAQ: RNST) on its $100.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2035 | Lead Bookrunner | Nasdaq:RNST |
$100.0 | Financial Services | 08/2020 |
| Debt | 2020-08-26 | 1st Colonial Bancorp, Inc. | Piper Sandler served as sole placement agent for 1st Colonial Bancorp, Inc. (OTC Pink: FCOB) on its offering of $10.75 million of 7.00% fixed-to-floating rate subordinated notes due 2030 | | 1st Colonial Bancorp, Inc. | Collingswood, NJ
|
| Public(OTC Pink: FCOB) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for 1st Colonial Bancorp, Inc. (OTC Pink: FCOB) on its offering of $10.75 million of 7.00% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | OTC Pink: FCOB |
$10.8 | Financial Services | 08/2020 |
| Debt | 2020-08-25 | Shore Bancshares, Inc. | Piper Sandler served as lead placement agent for Shore Bancshares, Inc. (NASDAQ: SHBI) on its offering of $25.0 million of fixed-to-floating rate subordinated notes due 2030 | | Shore Bancshares, Inc. | Easton, MD
|
| Public(Nasdaq:SHBI) | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for Shore Bancshares, Inc. (NASDAQ: SHBI) on its offering of $25.0 million of fixed-to-floating rate subordinated notes due 2030 | Placement Agent | Nasdaq:SHBI |
$25.0 | Financial Services | 08/2020 |
| Debt | 2020-08-20 | Piedmont Bancorp | Piper Sandler served as sole placement agent for Piedmont Bancorp, Inc. on its private placement of $20.0 million of 5.75% fixed-to-floating rate subordinated notes due 2030 | | Piedmont Bancorp | Norcross, Georgia
|
| Private | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Piedmont Bancorp, Inc. on its private placement of $20.0 million of 5.75% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | |
$20.0 | Financial Services | 08/2020 |
| Debt | 2020-08-20 | CRB Group, Inc. | Piper Sandler served as lead placement agent for CRB Group, Inc. on its private placement of $106.0 million of 6.50% fixed-to-floating rate subordinated notes due 2030 | | CRB Group, Inc. | Fort Lee, New Jersey
|
| Private | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for CRB Group, Inc. on its private placement of $106.0 million of 6.50% fixed-to-floating rate subordinated notes due 2030 | Lead Placement Agent | |
$106.0 | Financial Services | 08/2020 |
| Debt | 2020-08-20 | Park National Corp. | Piper Sandler served as sole underwriter for Park National Corporation (AMEX: PRK) on its $175.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | | Park National Corp. | Newark, Ohio
|
| Public(AMEX:PRK) | Debt | Subordinated Debt | Piper Sandler served as sole underwriter for Park National Corporation (AMEX: PRK) on its $175.0 million offering of 4.50% fixed-to-floating rate subordinated notes due 2030 | Lead Bookrunner | AMEX:PRK |
$175.0 | Financial Services | 08/2020 |
| Debt | 2020-08-20 | Atlantic Capital Bancshares, Inc. | Piper Sandler served as lead placement agent for Atlantic Capital Bancshares, Inc. (NASDAQ: ACBI) on its private placement of $75.0 million of 5.50% fixed-to-floating rate subordinated notes due 2030 | | Atlantic Capital Bancshares, Inc. | Atlanta, Georgia
|
| Public(Nasdaq:ACBI) | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for Atlantic Capital Bancshares, Inc. (NASDAQ: ACBI) on its private placement of $75.0 million of 5.50% fixed-to-floating rate subordinated notes due 2030 | Lead Placement Agent | NASDAQ:ACBI |
$75.0 | Financial Services | 08/2020 |
| Debt | 2020-08-20 | Southern National Bancorp of Virginia Inc. | Piper Sandler served as joint bookrunner for Southern National Bancorp of Virginia, Inc. (NASDAQ: SONA) on its $60 million offering of 5.40% fixed-to-floating rate subordinated notes due 2030 | | Southern National Bancorp of Virginia Inc. | McLean, Virginia
|
| Public(Nasdaq:SONA) | Debt | Subordinated Debt | Piper Sandler served as joint bookrunner for Southern National Bancorp of Virginia, Inc. (NASDAQ: SONA) on its $60 million offering of 5.40% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | NASDAQ:SONA |
$60.0 | Financial Services | 08/2020 |
| Debt | 2020-08-12 | Touchstone Bankshares | Piper Sandler served as sole placement agent for Touchstone Bankshares, Inc. (OTCPK: TSBA) on its private placement of $8.0 million of 6.00% fixed-to-floating rate subordinated notes due 2030 | | Touchstone Bankshares | Prince George, Virginia
|
| Public(OTCPK:TSBA) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Touchstone Bankshares, Inc. (OTCPK: TSBA) on its private placement of $8.0 million of 6.00% fixed-to-floating rate subordinated notes due 2030 | Lead Placement Agent | OTCPK:TSBA |
$8.0 | Financial Services | 08/2020 |
| Debt | 2020-08-10 | The Bancorp, Inc. | Piper Sandler served as left bookrunner (NASDAQ: TBBK) for The Bancorp, Inc. on its offering of $100.0 million of 4.75% fixed rate senior notes due 2025 | | The Bancorp, Inc. | Wilmington, Delaware
|
| Public(Nasdaq:TBBK) | Debt | Senior Notes | Piper Sandler served as left bookrunner (NASDAQ: TBBK) for The Bancorp, Inc. on its offering of $100.0 million of 4.75% fixed rate senior notes due 2025 | Lead Bookrunner | Nasdaq:TBBK |
$100.0 | Financial Services | 08/2020 |
| Debt | 2020-08-06 | Mabrey Bancorporation, Inc. | Piper Sandler served as lead placement agent for Mabrey Bancorporation, Inc. on its private placement of $28.0 million of 5.50% Fixed-to-Floating rate subordinated notes due 2030 | | Mabrey Bancorporation, Inc. | Bixby, Oklahoma
|
| Private | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for Mabrey Bancorporation, Inc. on its private placement of $28.0 million of 5.50% Fixed-to-Floating rate subordinated notes due 2030 | Lead Placement Agent | |
$28.0 | Financial Services | 08/2020 |
| Debt | 2020-07-31 | Happy Bancshares, Inc. | Piper Sandler served as co-placement agent for Happy Bancshares, Inc. on its private placement of subordinated notes | | Happy Bancshares, Inc. | Canyon, TX
|
| Private | Debt | Subordinated Debt | Piper Sandler served as co-placement agent for Happy Bancshares, Inc. on its private placement of subordinated notes | Financial Advisor & Placement Agent | |
$140.0 | Financial Services | 07/2020 |
| Debt | 2020-07-28 | MidwestOne Financial Group | Piper Sandler served as lead placement agent for MidwestOne Financial Group, Inc. on its private placement of subordinated notes | | MidwestOne Financial Group | Iowa City, IA
|
| Public(Nasdaq:MOFG) | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for MidwestOne Financial Group, Inc. on its private placement of subordinated notes | Sole Placement Agent | Nasdaq:MOFG |
$65.0 | Financial Services | 07/2020 |
| Debt | 2020-07-15 | Parke Bancorp | Piper Sandler served as sole placement agent for Parke Bancorp (NASDAQ: PKBK) on its $30.0 million offering of 6.50% fixed-to-floating rate subordinated notes due 2030 | | Parke Bancorp | Washington Township, NJ
|
| Public(Nasdaq:PKBK) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Parke Bancorp (NASDAQ: PKBK) on its $30.0 million offering of 6.50% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | NASDAQ:PKBK |
$30.0 | Financial Services | 07/2020 |
| Debt | 2020-07-07 | Midwest BankCentre, Inc. | Piper Sandler served as sole placement agent for Midwest BankCentre, Inc. on a $26.75 million offering of fixed-to-floating rate subordinated notes due 2030 | | Midwest BankCentre, Inc. | St. Louis, MO
|
| | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Midwest BankCentre, Inc. on a $26.75 million offering of fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | |
$26.8 | Financial Services | 07/2020 |
| Debt | 2020-07-07 | Enterprise Bancorp Inc. | Piper Sandler served as lead placement agent for Enterprise Bancorp, Inc. (NASDAQ: EBTC) on its offering of $60 million of 5.25% fixed-to-floating rate subordinated notes due 2030 | | Enterprise Bancorp Inc. | Lowell, MA
|
| Public (NASDAQ: EBTC) | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for Enterprise Bancorp, Inc. (NASDAQ: EBTC) on its offering of $60 million of 5.25% fixed-to-floating rate subordinated notes due 2030 | Sole Placement Agent | NASDAQ:EBTC |
$60.0 | Financial Services | 07/2020 |
| Debt | 2020-06-30 | Banner Corporation | Piper Sandler served as joint book running manager to Banner Corporation (NASDAQ: BANR) on its offering of $100 million of 5.00% fixed-to-floating rate Subordinated Notes due 2030 | | Banner Corporation | Walla Walla, WA
|
| Public (NASDAQ:BANR) | Debt | Subordinated Debt | Piper Sandler served as joint book running manager to Banner Corporation (NASDAQ: BANR) on its offering of $100 million of 5.00% fixed-to-floating rate Subordinated Notes due 2030 | Joint Bookrunner | |
$100.0 | Financial Services | 06/2020 |
| Debt | 2020-06-30 | TGR Financial, Inc. | Piper Sandler served as sole placement agent to TGR Financial, Inc. (OTCQX: TGRF) on its private placement of $22.0 million of 6.00% Fixed-to-Floating Rate Subordinated Notes due 2030 | | TGR Financial, Inc. | Naples, FL
|
| Public (OTCQX: TGRF) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent to TGR Financial, Inc. (OTCQX: TGRF) on its private placement of $22.0 million of 6.00% Fixed-to-Floating Rate Subordinated Notes due 2030 | Sole Placement Agent | OTCQX: TGRF |
$22.0 | Financial Services | 06/2020 |
| Debt | 2020-06-29 | Capstar Financial Holdings, Inc. | Piper Sandler served as sole placement agent to Capstar Financial Holdings, Inc. (NASDAQ: CSTR) on its private placement of $30 million of 5.25% fixed-to-floating rate Subordinated Notes due 2030 | | Capstar Financial Holdings, Inc. | Nashville, TN
|
| Public (NASDAQ:CSTR) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent to Capstar Financial Holdings, Inc. (NASDAQ: CSTR) on its private placement of $30 million of 5.25% fixed-to-floating rate Subordinated Notes due 2030 | Sole Placement Agent | |
$30.0 | Financial Services | 06/2020 |
| Debt | 2020-06-29 | Arbor Realty Trust, Inc. | Piper Sandler served as sole placement agent to Arbor Realty Trust, Inc. on its private placement of $30.25 million of 8.0% Senior Unsecured Notes due 2023 | | Arbor Realty Trust, Inc. | Uniondale, NY
|
| Private | Debt | Senior Notes | Piper Sandler served as sole placement agent to Arbor Realty Trust, Inc. on its private placement of $30.25 million of 8.0% Senior Unsecured Notes due 2023 | Sole Placement Agent | |
$30.3 | Financial Services | 06/2020 |
| Debt | 2020-06-29 | Equity Bancshares, Inc. | Piper Sandler served as lead placement agent for Equity Bancshares, Inc. (NASDAQ: EQBK) on its offering of $42.0 million of 7.00% fixed-to-flating rate subordinated notes due 2030 | | Equity Bancshares, Inc. | Wichita, KS
|
| Public (NASDAQ: EQBK) | Debt | Subordinated Debt | Piper Sandler served as lead placement agent for Equity Bancshares, Inc. (NASDAQ: EQBK) on its offering of $42.0 million of 7.00% fixed-to-flating rate subordinated notes due 2030 | Sole Placement Agent | NASDAQ:EQBK |
$42.0 | Financial Services | 06/2020 |
| Debt | 2020-06-25 | Delmar Bancorp | Piper Sandler served as sole placement agent for Delmar Bancorp (NASDAQ: DBCP) on a $17.8 million offering of fixed-to-floating rate subordinated notes | | Delmar Bancorp | Salisbury, MD
|
| Public (NASDAQ: DBCP) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Delmar Bancorp (NASDAQ: DBCP) on a $17.8 million offering of fixed-to-floating rate subordinated notes | Sole Placement Agent | NASDAQ:DBCP |
$17.8 | Financial Services | 06/2020 |
| Debt | 2020-06-16 | NBT Bancorp, Inc. | Piper Sandler served as bookrunner for NBT Bancorp, Inc. (NASDAQ: NBTB) on a $100 million offering of 5.00% fixed-to-floating rate subordinated notes offering due 2030. | | NBT Bancorp, Inc. | Norwich, NY
|
| Public (NASDAQ: NBTB) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for NBT Bancorp, Inc. (NASDAQ: NBTB) on a $100 million offering of 5.00% fixed-to-floating rate subordinated notes offering due 2030. | Joint Bookrunner | NASDAQ:NBTB |
$100.0 | Financial Services | 06/2020 |
| Debt | 2020-06-11 | Alpine Banks of Colorado | Piper Sandler served as sole placement agent to Alpine Banks of Colorado on its private placement of $50.0 million of Subordinated Notes due 2030 | | Alpine Banks of Colorado | Glenwood Springs, CO
|
| Private | Debt | Subordinated Debt | Piper Sandler served as sole placement agent to Alpine Banks of Colorado on its private placement of $50.0 million of Subordinated Notes due 2030 | Sole Placement Agent | |
$50.0 | Financial Services | 06/2020 |
| Debt | 2020-06-10 | Great Southern Bancorp, Inc. | Piper Sandler served as joint bookrunner for Great Southern Bancorp, Inc. (NASDAQ: GSBC) on a $75.0 million offering of 5.50% fixed-to-floating rate subordinated notes due 2030 | | Great Southern Bancorp, Inc. | Springfield, MO
|
| Public (NASDAQ: GSBC) | Debt | Subordinated Debt | Piper Sandler served as joint bookrunner for Great Southern Bancorp, Inc. (NASDAQ: GSBC) on a $75.0 million offering of 5.50% fixed-to-floating rate subordinated notes due 2030 | Joint Bookrunner | NASDAQ:GSBC |
$75.0 | Financial Services | 06/2020 |
| Debt | 2020-06-04 | BankUnited, Inc. | Piper Sandler served as bookrunner for BankUnited, Inc. on a fixed rate subordinated notes offering | | BankUnited, Inc. | Miami Lakes, FL
|
| Public(NYSE:BKU) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for BankUnited, Inc. on a fixed rate subordinated notes offering | Joint Bookrunner | NYSE:BKU |
$300.0 | Financial Services | 06/2020 |
| Debt | 2020-05-29 | First Bank (FRBA) | Piper Sandler served as lead placement agent to First Bank (NASDAQ:FRBA) on its private placement of $30.0 million of 5.50% Fixed-to-Floating Rate Subordinated Notes due 2030 | | First Bank (FRBA) | Hamilton, NJ
|
| Public (NASDAQ:FRBA) | Debt | Subordinated Debt | Piper Sandler served as lead placement agent to First Bank (NASDAQ:FRBA) on its private placement of $30.0 million of 5.50% Fixed-to-Floating Rate Subordinated Notes due 2030 | Lead Placement Agent | NASDAQ:FRBA |
$30.0 | Financial Services | 05/2020 |
| Debt | 2020-05-29 | Valley National Bancorp | Piper Sandler served as bookrunner for Valley National Bancorp on a fixed-to-floating rate subordinated notes offering | | Valley National Bancorp | Wayne, NJ
|
| Public(Nasdaq:VLY) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for Valley National Bancorp on a fixed-to-floating rate subordinated notes offering | Joint Bookrunner | Nasdaq:VLY |
$115.0 | Financial Services | 05/2020 |
| Debt | 2020-05-28 | Blue Ridge Bankshares | Piper Sandler served as financial advisor for Blue Ridge Bankshares, Inc. (AMEX: BRBS) on an offering of $15 million of 6.0% fixed-to-floating rate subordinated notes | | Blue Ridge Bankshares | Luray, VA
|
| Public (AMEX: BRBS) | Debt | Subordinated Debt | Piper Sandler served as financial advisor for Blue Ridge Bankshares, Inc. (AMEX: BRBS) on an offering of $15 million of 6.0% fixed-to-floating rate subordinated notes | Financial Advisor | AMEX:BRBS |
$15.0 | Financial Services | 05/2020 |
| Debt | 2020-05-28 | First Busey Corporation | Piper Sandler served as left bookrunner for First Busey Corporation on a fixed-to-floating subordination notes offering | | First Busey Corporation | Champaign, IL
|
| Public(Nasdaq:BUSE) | Debt | Subordinated Debt | Piper Sandler served as left bookrunner for First Busey Corporation on a fixed-to-floating subordination notes offering | Lead Bookrunner | Nasdaq:BUSE |
$125.0 | Financial Services | 05/2020 |
| Debt | 2020-05-26 | Hancock Whitney Corporation | Piper Sandler served as bookrunner for Hancock Whitney Corporation on a subordinated notes offering | | Hancock Whitney Corporation | Gulfport, MS
|
| Public(Nasdaq:HWC) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for Hancock Whitney Corporation on a subordinated notes offering | Joint Bookrunner | Nasdaq:HWC |
$150.0 | Financial Services | 05/2020 |
| Debt | 2020-05-22 | Western Alliance Bancorporation | Piper Sandler served as bookrunner for Western Alliance Bank on a fixed-to-floating rate bank-level subordinated notes | | Western Alliance Bancorporation | Phoenix, AZ
|
| Public(NYSE:WAL) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for Western Alliance Bank on a fixed-to-floating rate bank-level subordinated notes | Joint Bookrunner | NYSE:WAL |
$225.0 | Financial Services | 05/2020 |
| Debt | 2020-05-21 | CenterState Banks, Inc. | Piper Sandler served as co-manager for CenterState Bank Corp on a fixed-to-floating rate subordinated notes offering | | CenterState Banks, Inc. | Winter Haven, FL
|
| Public(Nasdaq:CSFL) | Debt | Subordinated Debt | Piper Sandler served as co-manager for CenterState Bank Corp on a fixed-to-floating rate subordinated notes offering | Co-Financial Advisor | Nasdaq:CSFL |
$200.0 | Financial Services | 05/2020 |
| Debt | 2020-05-19 | VeraBank, Inc. | Piper Sandler served as sole placement agent for Vera Bank, Inc. on a $41.5 million offering of subordinated notes due 2030 | | VeraBank, Inc. | Henderson, TX
|
| | Debt | Subordinated Debt | Piper Sandler served as sole placement agent for Vera Bank, Inc. on a $41.5 million offering of subordinated notes due 2030 | Sole Placement Agent | |
$41.5 | Financial Services | 05/2020 |
| Debt | 2020-05-15 | Enterprise Financial Services Corp. | Piper Sandler served as bookrunner for Enterprise Financial Services Corp. on subordinated notes offering | | Enterprise Financial Services Corp. | Clayton, MO
|
| Public(Nasdaq:EFSC) | Debt | Subordinated Debt | Piper Sandler served as bookrunner for Enterprise Financial Services Corp. on subordinated notes offering | Joint Bookrunner | Nasdaq:EFSC |
$55.0 | Financial Services | 05/2020 |
| Debt | 2020-05-13 | First Interstate BancSystem, Inc. | Piper Sandler served as sole bookrunner for First Interstate BancSystem, Inc. on May debt capital raise | | First Interstate BancSystem, Inc. | Billings, MT
|
| Public(Nasdaq:FIBK) | Debt | Subordinated Debt | Piper Sandler served as sole bookrunner for First Interstate BancSystem, Inc. on May debt capital raise | Lead Bookrunner | Nasdaq:FIBK |
$100.0 | Financial Services | 05/2020 |
| Debt | 2020-05-13 | Hilltop Holdings Inc. | Piper Sandler served as joint book-running manager to Hilltop Holdings Inc. (NYSE: HTH) on its offering of $50 million of 5.75% fixed-to-floating rate Subordinated Notes due 2030 | | Hilltop Holdings Inc. | Dallas, TX
|
| Public (NYSE: HTH) | Debt | Subordinated Debt | Piper Sandler served as joint book-running manager to Hilltop Holdings Inc. (NYSE: HTH) on its offering of $50 million of 5.75% fixed-to-floating rate Subordinated Notes due 2030 | Joint Bookrunner | NYSE: HTH |
$50.0 | Financial Services | 05/2020 |
| Debt | 2020-05-13 | Hilltop Holdings Inc. | Piper Sandler served as joint book-running manager to Hilltop Holdings Inc. (NYSE: HTH) on its offering of $150 million of 6.125% fixed-to-floating rate subordinated notes due 2035 | | Hilltop Holdings Inc. | Dallas, TX
|
| Public (NYSE: HTH) | Debt | Subordinated Debt | Piper Sandler served as joint book-running manager to Hilltop Holdings Inc. (NYSE: HTH) on its offering of $150 million of 6.125% fixed-to-floating rate subordinated notes due 2035 | Joint Bookrunner | NYSE: HTH |
$150.0 | Financial Services | 05/2020 |
| Debt | 2020-04-29 | OceanFirst Financial Corp. | Piper Sandler served as sole bookrunner for OceanFirst Financial Corp. on subordinated note offering | | OceanFirst Financial Corp. | Red Bank, NJ
|
| Public(Nasdaq:OCFC) | Debt | Subordinated Debt | Piper Sandler served as sole bookrunner for OceanFirst Financial Corp. on subordinated note offering | Joint Bookrunner | Nasdaq:OCFC |
$125.0 | Financial Services | 04/2020 |
| Debt | 2020-04-24 | Coastal Carolina Bancshares | Piper Sandler served as financial advisor for Coastal Carolina Bancshares, Inc. (OTCQX: CCNB) on an offering of $10 million of 5.875% fixed-to floating rate subordinated notes | | Coastal Carolina Bancshares | Myrtle Beach, SC
|
| Public (OTCQX: CCNB) | Debt | Subordinated Debt | Piper Sandler served as financial advisor for Coastal Carolina Bancshares, Inc. (OTCQX: CCNB) on an offering of $10 million of 5.875% fixed-to floating rate subordinated notes | Financial Advisor | OTCQX:CCNB |
$10.0 | Financial Services | 04/2020 |
| Debt | 2020-03-31 | Centurion American Development Group | Piper Sandler served as sole placement agent to Centurion American Development Group, LLC on its private placement of $35.4 million of 7.25% Senior Notes due 2024 | | Centurion American Development Group | Farmers Branch, TX
|
| Private | Debt | Senior Notes | Piper Sandler served as sole placement agent to Centurion American Development Group, LLC on its private placement of $35.4 million of 7.25% Senior Notes due 2024 | Sole Placement Agent | |
$35.4 | Financial Services | 03/2020 |
| Debt | 2020-03-31 | Millennium Consolidated Holdings | Piper Sandler served as sole placement agent to Millennium Consolidated Holdings LLC on its private placement of $25.0 million of 7.50% Senior Notes due 2025 | | Millennium Consolidated Holdings | Charlotte, NC
|
| Private | Debt | Senior Notes | Piper Sandler served as sole placement agent to Millennium Consolidated Holdings LLC on its private placement of $25.0 million of 7.50% Senior Notes due 2025 | Sole Placement Agent | |
$25.0 | Financial Services | 03/2020 |
| Debt | 2020-03-04 | Arbor Realty Trust, Inc. | Piper Sandler served as sole placement agent to Arbor Realty Trust, Inc. on its private placement of $275.0 million of 7.25% Senior Notes due 2027 | | Arbor Realty Trust, Inc. | Uniondale, NY
|
| Public(NYSE:ABR) | Debt | Senior Notes | Piper Sandler served as sole placement agent to Arbor Realty Trust, Inc. on its private placement of $275.0 million of 7.25% Senior Notes due 2027 | Sole Placement Agent | NYSE:ABR |
$275.0 | Financial Services | 03/2020 |
| Debt | 2020-02-29 | Fortis Financial Inc. | Piper Sandler served as sole placement agent to Fortis Financial Inc. on its private placement of $10.0 million of Subordinated Notes due 2030 | | Fortis Financial Inc. | Denver, CO
|
| Private | Debt | Subordinated Debt | Piper Sandler served as sole placement agent to Fortis Financial Inc. on its private placement of $10.0 million of Subordinated Notes due 2030 | Sole Placement Agent | |
$10.0 | Financial Services | 02/2020 |
| Debt | 2020-02-27 | First-Citizens Bank & Trust Company | Piper Sandler served as sole placement agent to First Citizens Bancshares, Inc. on its private placement of $350.0 million of 3.375% Subsordinated Notes due 2030 | | First-Citizens Bank & Trust Company | Raleigh, NC
|
| Public(Nasdaq:FCNC.A) | Debt | Subordinated Debt | Piper Sandler served as sole placement agent to First Citizens Bancshares, Inc. on its private placement of $350.0 million of 3.375% Subsordinated Notes due 2030 | Sole Bookrunner | Nasdaq:FCNC.A |
$350.0 | Financial Services | 02/2020 |
| Debt | 2020-02-25 | Fulton Financial Corporation | Piper Sandler served as active book-running manager to Fulton Financial Corporation on its offering of $200.0 million of 3.25% Fixed-to-Floating Rate Subordinated Notes due 2030 | | Fulton Financial Corporation | Lancaster, PA
|
| Public(Nasdaq:FULT) | Debt | Subordinated Debt | Piper Sandler served as active book-running manager to Fulton Financial Corporation on its offering of $200.0 million of 3.25% Fixed-to-Floating Rate Subordinated Notes due 2030 | Joint Bookrunner | Nasdaq:FULT |
$200.0 | Financial Services | 02/2020 |
| Debt | 2019-12-20 | Clear Street Capital, LLC | Piper Sandler served as sole placement agent to Clear Street Capital, LLC on its private placement of $25.0 million of 6.50% senior notes due 2024 | | Clear Street Capital, LLC | New York, NY
|
| Private | Debt | Senior Notes | Piper Sandler served as sole placement agent to Clear Street Capital, LLC on its private placement of $25.0 million of 6.50% senior notes due 2024 | Sole Placement Agent | |
$25.0 | Financial Services | 12/2019 |
| Debt | 2019-12-06 | Ameris Bancorp | Sandler O'Neill served as sole book-running manager to Ameris Bancorp (Nasdaq:ABCB) on its offering of $120 million of 4.25% fixed-to-floating rate subordinated notes due 2029 | | Ameris Bancorp | Atlanta, GA
|
| Public (Nasdaq:ABCB) | Debt | Subordinated Debt | Sandler O'Neill served as sole book-running manager to Ameris Bancorp (Nasdaq:ABCB) on its offering of $120 million of 4.25% fixed-to-floating rate subordinated notes due 2029 | Sole Bookrunner | Nasdaq:ABCB |
$120.0 | Financial Services | 12/2019 |
| Debt | 2019-12-05 | Business Development Corporation of America | Sandler O'Neill served as sole book-running manager to Business Development Corporation of America on its offering of $100 million of 4.85% senior unsecured notes due 2024 | | Business Development Corporation of America | ,
|
| Private | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole book-running manager to Business Development Corporation of America on its offering of $100 million of 4.85% senior unsecured notes due 2024 | Joint Bookrunner | |
$100.0 | Financial Services | 12/2019 |
| Debt | 2019-12-02 | Ready Capital Corporation | Sandler O'Neill served as joint book-running manager to Ready Capital Corporation (NYSE:RC) on its offering of $45.0 million of 6.20% fixed rate senior unsecured notes due 2026 | | Ready Capital Corporation | New York, NY
|
| Public (NYSE:RC) | Debt | Senior Unsecured Debt | Sandler O'Neill served as joint book-running manager to Ready Capital Corporation (NYSE:RC) on its offering of $45.0 million of 6.20% fixed rate senior unsecured notes due 2026 | Joint Bookrunner | NYSE:RC |
$45.0 | Financial Services | 12/2019 |
| Debt | 2019-11-26 | Bar Harbor Bankshares | Sandler O'Neill served as lead placement agent to Bar Harbor Bankshares (NYSEAM:BHB) on its private placement of $25.0 million of 4.625% fixed-to-floating rate subordinated notes due 2029 | | Bar Harbor Bankshares | Bar Harbor, ME
|
| Public (NYSEAM:BHB) | Debt | Subordinated Debt | Sandler O'Neill served as lead placement agent to Bar Harbor Bankshares (NYSEAM:BHB) on its private placement of $25.0 million of 4.625% fixed-to-floating rate subordinated notes due 2029 | Lead Placement Agent | NYSEAM:BHB |
$40.0 | Financial Services | 11/2019 |
| Debt | 2019-11-22 | Congressional Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Congressional Bancshares, Inc. on its private placement of $25.0 million of subordinated notes due 2029 | | Congressional Bancshares, Inc. | Bethesda, MD
|
| | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Congressional Bancshares, Inc. on its private placement of $25.0 million of subordinated notes due 2029 | Sole Placement Agent | |
$25.0 | Financial Services | 11/2019 |
| Debt | 2019-11-08 | Veritex Holdings, Inc. | Sandler O'Neill served as lead placement agent to Veritex Holdings, Inc. on its private placement of $75.0 million of 4.75% fixed-to-floating rate subordinated notes due 2029 | | Veritex Holdings, Inc. | Dallas, TX
|
| Public (Nasdaq:VBTX) | Debt | Subordinated Debt | Sandler O'Neill served as lead placement agent to Veritex Holdings, Inc. on its private placement of $75.0 million of 4.75% fixed-to-floating rate subordinated notes due 2029 | Lead Placement Agent | Nasdaq:VBTX |
$75.0 | Financial Services | 11/2019 |
| Debt | 2019-11-07 | Volunteer State Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Volunteer State Bancshares, Inc. on its private placement of $40.0 million of 5.75% fixed-to-floating rate subordinated notes due 2029 | | Volunteer State Bancshares, Inc. | Portland, TN
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Volunteer State Bancshares, Inc. on its private placement of $40.0 million of 5.75% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$40.0 | Financial Services | 11/2019 |
| Debt | 2019-11-06 | New York Community Bancorp, Inc. | Sandler O'Neill served as joint book-running manager to New York Community Bancorp, Inc. (NYSE:NYCB) on its offering of $300.0 million of 5.90% fixed-to-floating rate subordinated notes due 2028 | | New York Community Bancorp, Inc. | Westbury, NY
|
| Public (NYSE:NYCB) | Debt | Subordinated Debt | Sandler O'Neill served as joint book-running manager to New York Community Bancorp, Inc. (NYSE:NYCB) on its offering of $300.0 million of 5.90% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | NYSE:NYCB |
$300.0 | Financial Services | 11/2019 |
| Debt | 2019-10-31 | Fidelity Federal Bancorp, Inc. | Sandler O'Neill served as sole placement agent to Fidelity Federal Bancorp, Inc. on its private placement of $23.5 subordinated debt due 2029 | | Fidelity Federal Bancorp, Inc. | Evansville, IN
|
| Public (OTC Pink:FDLB) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Fidelity Federal Bancorp, Inc. on its private placement of $23.5 subordinated debt due 2029 | Sole Placement Agent | OTC Pink:FDLB |
$23.5 | Financial Services | 10/2019 |
| Debt | 2019-10-15 | Arbor Realty Trust, Inc. | Sandler O'Neill served as sole placement agent to Arbor Realty Trust, Inc. (NYSE:ABR) on its private placement of $110.0 million of 4.75% fixed rate senior unsecured notes due 2024 | | Arbor Realty Trust, Inc. | Uniondale, NY
|
| Public (NYSE: ABR) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Arbor Realty Trust, Inc. (NYSE:ABR) on its private placement of $110.0 million of 4.75% fixed rate senior unsecured notes due 2024 | Sole Placement Agent | NYSE: ABR |
$110.0 | Financial Services | 10/2019 |
| Debt | 2019-10-07 | Bay Banks of Virginia, Inc. | Sandler O'Neill served as sole placement agent to Bay Banks of Virginia, Inc. (OTCQB: BAYK) on its private placement of $25.0 million of 5.625% fixed-to-floating rate subordinated notes due 2029 | | Bay Banks of Virginia, Inc. | Richmond, VA
|
| Public (OTCQB:BAYK) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Bay Banks of Virginia, Inc. (OTCQB: BAYK) on its private placement of $25.0 million of 5.625% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | OTCQB:BAYK |
$25.0 | Financial Services | 10/2019 |
| Debt | 2019-09-30 | Cowen Inc. | Sandler O'Neill served as sole placement agent to Cowen Inc. (Nasdaq:COWN) on its private placement of $25.0 million of 7.25% fixed rate senior unsecured notes due 2024 | Cowen Inc. | Public (Nasdaq:COWN) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Cowen Inc. (Nasdaq:COWN) on its private placement of $25.0 million of 7.25% fixed rate senior unsecured notes due 2024 | Sole Placement Agent | Nasdaq:COWN |
$25.0 | Financial Services | 09/2019 |
| Debt | 2019-09-30 | Southern First Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Southern First Bancshares, Inc. (Nasdaq:SFST) on its private placement of $23.0 million of 4.75% fixed-to-floating rate subordinated notes due 2029 | | Southern First Bancshares, Inc. | Greenville, SC
|
| Public (Nasdaq:SFST) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Southern First Bancshares, Inc. (Nasdaq:SFST) on its private placement of $23.0 million of 4.75% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | Nasdaq:SFST |
$23.0 | Financial Services | 09/2019 |
| Debt | 2019-09-20 | Midland States Bancorp, Inc. | Sandler O'Neill served as sole placement agent to Midland States Bancorp, Inc. (Nasdaq:MSBI) on its private placement of $72.75 million of 5.00% fixed-to-floating rate subordinated notes due 2029 | | Midland States Bancorp, Inc. | Effingham, IL
|
| Public (Nasdaq:MSBI) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Midland States Bancorp, Inc. (Nasdaq:MSBI) on its private placement of $72.75 million of 5.00% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | Nasdaq:MSBI |
$72.8 | Financial Services | 09/2019 |
| Debt | 2019-09-20 | Midland States Bancorp, Inc. | Sandler O'Neill served as sole placement agent to Midland States Bancorp, Inc. (Nasdaq:MSBI) on its private placement of $27.25 million of 5.50% fixed-to-floating rate subordinated notes due 2034 | | Midland States Bancorp, Inc. | Effingham, IL
|
| Public (Nasdaq:MSBI) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Midland States Bancorp, Inc. (Nasdaq:MSBI) on its private placement of $27.25 million of 5.50% fixed-to-floating rate subordinated notes due 2034 | Sole Placement Agent | Nasdaq:MSBI |
$27.3 | Financial Services | 09/2019 |
| Debt | 2019-09-13 | AVANA Capital | Sandler O'Neill served as sole placement agent to AVANA Capital on its private placement of $65.0 million of 6.125% fixed rate senior unsecured notes due 2024 | AVANA Capital | Private | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole placement agent to AVANA Capital on its private placement of $65.0 million of 6.125% fixed rate senior unsecured notes due 2024 | Sole Placement Agent | |
$65.0 | Financial Services | 09/2019 |
| Debt | 2019-09-12 | F&M Financial Corporation | Sandler O'Neill served as sole placement agent to F&M Financial Corporation on its private placement of $50.0 million of 5.95% fixed-to-floating rate subordinated notes due 2029 | | F&M Financial Corporation | Clarksville, TN
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to F&M Financial Corporation on its private placement of $50.0 million of 5.95% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$50.0 | Financial Services | 09/2019 |
| Debt | 2019-09-11 | Pinnacle Financial Partners, Inc. | Sandler O'Neill served as sole bookrunning manager to Pinnacle Financial Partners, Inc. (Nasdaq:PNFP) on its offering of $300.0 million of 4.125% fixed-to-floating rate subordinated notes due 2029 | | Pinnacle Financial Partners, Inc. | Nashville, TN
|
| Public (Nasdaq:PNFP) | Debt | Subordinated Debt | Sandler O'Neill served as sole bookrunning manager to Pinnacle Financial Partners, Inc. (Nasdaq:PNFP) on its offering of $300.0 million of 4.125% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$300.0 | Financial Services | 09/2019 |
| Debt | 2019-09-09 | Northpointe Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Northpointe Bancshares, Inc. on its private placement of $20.0 million of 6.00% fixed-to-floating rate subordinated notes due 2029 | | Northpointe Bancshares, Inc. | Grand Rapids, MI
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Northpointe Bancshares, Inc. on its private placement of $20.0 million of 6.00% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$20.0 | Financial Services | 09/2019 |
| Debt | 2019-08-14 | Grant Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Grant Bancshares, Inc. on its private placement of $16.5 million of 5.625% fixed-to-floating rate subordinated notes due 2029 | | Grant Bancshares, Inc. | Natchitoches, LA
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Grant Bancshares, Inc. on its private placement of $16.5 million of 5.625% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$16.5 | Financial Services | 08/2019 |
| Debt | 2019-07-24 | BankSouth Holding Company | Sandler O'Neill served as sole placement agent to BankSouth Holding Company on its private placement of $12.5 million of 5.875% fixed-to-floating rate subordinated notes due 2029 | | BankSouth Holding Company | Greensboro, GA
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to BankSouth Holding Company on its private placement of $12.5 million of 5.875% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$12.5 | Financial Services | 07/2019 |
| Debt | 2019-07-22 | Ready Capital Corporation | Sandler O'Neill served as joint book-running manager to Ready Capital Corporation (NYSE:RC)on its offering of $57.5 million of 6.20% fixed rate senior unsecured notes due 2026 | | Ready Capital Corporation | New York, NY
|
| Public (NYSE:RC) | Debt | Senior Unsecured Debt | Sandler O'Neill served as joint book-running manager to Ready Capital Corporation (NYSE:RC)on its offering of $57.5 million of 6.20% fixed rate senior unsecured notes due 2026 | Joint Bookrunner | NYSE:RC |
$57.5 | Financial Services | 07/2019 |
| Debt | 2019-07-02 | Central Financial Holdings, Inc. | Sandler O'Neill served as sole placement agent to Central Financial Holdings, Inc. on its offering of $5.0 million of 7.00% of senior unsecured notes due 2024 | | Central Financial Holdings, Inc. | Tampa, FL
|
| Private | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole placement agent to Central Financial Holdings, Inc. on its offering of $5.0 million of 7.00% of senior unsecured notes due 2024 | Sole Placement Agent | |
$5.0 | Financial Services | 07/2019 |
| Debt | 2019-06-26 | Cadence Bancorporation | Sandler O'Neill served as lead left book-running manager to Cadence Bancorporation (NYSE:CADE) on its offering of $85.0 million of 4.750% fixed-to-floating rate subordinated notes due 2029 | | Cadence Bancorporation | Houston, TX
|
| Public (NYSE:CADE) | Debt | Subordinated Debt | Sandler O'Neill served as lead left book-running manager to Cadence Bancorporation (NYSE:CADE) on its offering of $85.0 million of 4.750% fixed-to-floating rate subordinated notes due 2029 | Lead Bookrunner | NYSE:CADE |
$85.0 | Financial Services | 06/2019 |
| Debt | 2019-06-20 | Central Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Central Bancshares, Inc. on its private placement of $17.5 million of 5.75% fixed-to-floating rate subordinated notes due 2029 | | Central Bancshares, Inc. | Houston, TX
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Central Bancshares, Inc. on its private placement of $17.5 million of 5.75% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$17.5 | Financial Services | 06/2019 |
| Debt | 2019-06-13 | Katahdin Bankshares Corp. | Sandler O'Neill served as sole placement agent to Katahdin Bankshares Corp. on its private placement of $14.5 million of 5.375% fixed rate senior debt due 2026 | | Katahdin Bankshares Corp. | Patten, ME
|
| Public (OTCQX:KTHN) | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to Katahdin Bankshares Corp. on its private placement of $14.5 million of 5.375% fixed rate senior debt due 2026 | Sole Placement Agent | OTCQX:KTHN |
$14.5 | Financial Services | 06/2019 |
| Debt | 2019-06-03 | Texas State Bankshares, Inc. | Sandler O'Neill served as sole placement agent to Texas State Bankshares, Inc. on its private placement of $35.0 million of 5.75% fixed-to-floating rate subordinated notes due 2029 | | Texas State Bankshares, Inc. | Harlingen, TX
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Texas State Bankshares, Inc. on its private placement of $35.0 million of 5.75% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$35.0 | Financial Services | 06/2019 |
| Debt | 2019-05-20 | First Southwest Corporation | Sandler O'Neill served as sole placement agent to First Southwest Corporation on its private placement of $10.0 million of 6.35% fixed-to-floating rate subordinated notes due 2029 | | First Southwest Corporation | McComb, MS
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to First Southwest Corporation on its private placement of $10.0 million of 6.35% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$10.0 | Financial Services | 05/2019 |
| Debt | 2019-05-14 | United Bancorp Inc. | Sandler O'Neill served as sole placement agent to United Bancorp Inc. (Nasdaq:UBCP) on its private placement of $20.0 million of 6.00% fixed-to-floating rate subordinated notes due 2029 | | United Bancorp Inc. | Martins Ferry, OH
|
| Public (Nasdaq:UBCP) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to United Bancorp Inc. (Nasdaq:UBCP) on its private placement of $20.0 million of 6.00% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | Nasdaq:UBCP |
$20.0 | Financial Services | 05/2019 |
| Debt | 2019-05-06 | Cowen Inc. | Sandler O'Neill served as sole placement agent to Cowen Inc. (Nasdaq:COWN) on its private placement of $53.0 million of 7.25% fixed rate senior notes due 2024 | Cowen Inc. | Public (Nasdaq:COWN) | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to Cowen Inc. (Nasdaq:COWN) on its private placement of $53.0 million of 7.25% fixed rate senior notes due 2024 | Sole Placement Agent | Nasdaq:COWN |
$53.0 | Financial Services | 05/2019 |
| Debt | 2019-04-25 | Private Bancorp of America Inc. | Sandler O'Neill served as sole placement agent to Private Bancorp of America Inc. (OTCQX:PBAM) on its private placement of $18.0 million of 6.00% fixed-to-floating rate subordinated notes due 2029 | | Private Bancorp of America Inc. | La Jolla, CA
|
| Public (OTCQX:PBAM) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Private Bancorp of America Inc. (OTCQX:PBAM) on its private placement of $18.0 million of 6.00% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | OTCQX:PBAM |
$18.0 | Financial Services | 04/2019 |
| Debt | 2019-04-04 | CBX Corporation | Sandler O'Neill served as sole placement agent to CBX Corporation on its private placement of $18.0 million of 5.50% fixed-to-floating rate subordinated notes due 2029 | | CBX Corporation | Carrollton, IL
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to CBX Corporation on its private placement of $18.0 million of 5.50% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$18.0 | Financial Services | 04/2019 |
| Debt | 2019-03-25 | Webster Financial Corp. | Sandler O'Neill served as joint book-running manager to Webster Financial Corp. (NYSE: WBS) on its offering of $300.0 million of 4.10% senior notes due 2029 | | Webster Financial Corp. | Waterbury, CT
|
| Public (NYSE:WBS) | Debt | Senior Secured Debt | Sandler O'Neill served as joint book-running manager to Webster Financial Corp. (NYSE: WBS) on its offering of $300.0 million of 4.10% senior notes due 2029 | Sole Placement Agent | NYSE:WBS |
$300.0 | Financial Services | 03/2019 |
| Debt | 2019-03-22 | Medallion Financial Corp. | Sandler O'Neill served as sole placement agent to Medallion Financial Corp. (Nasdaq:MFIN) on its private placement of $30.0 million of 8.25% fixed rate senior notes due 2024 | | Medallion Financial Corp. | New York, NY
|
| Public (Nasdaq:MFIN) | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to Medallion Financial Corp. (Nasdaq:MFIN) on its private placement of $30.0 million of 8.25% fixed rate senior notes due 2024 | Sole Placement Agent | Nasdaq:MFIN |
$30.0 | Financial Services | 03/2019 |
| Debt | 2019-03-22 | Arbor Realty Trust, Inc. | Sandler O'Neill served as sole placement agent to Arbor Realty Trust, Inc. (NYSE:ABR) on its private placement of $90.0 million of 5.75% fixed rate senior unsecured notes due 2024 | | Arbor Realty Trust, Inc. | Uniondale, NY
|
| Public (NYSE:ABR) | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole placement agent to Arbor Realty Trust, Inc. (NYSE:ABR) on its private placement of $90.0 million of 5.75% fixed rate senior unsecured notes due 2024 | Sole Placement Agent | NYSE:ABR |
$90.0 | Financial Services | 03/2019 |
| Debt | 2019-03-14 | Independent Bank Corp. | Sandler O'Neill served as a placement agent to Independent Bank Corp. (Nasdaq:INDB) on its private placement of $50.0 million of 4.75% fixed-to-floating rate subordinated notes due 2029 | | Independent Bank Corp. | Rockland, MA
|
| Public (Nasdaq:INDB) | Debt | Subordinated Debt | Sandler O'Neill served as a placement agent to Independent Bank Corp. (Nasdaq:INDB) on its private placement of $50.0 million of 4.75% fixed-to-floating rate subordinated notes due 2029 | Placement Agent | Nasdaq:INDB |
$50.0 | Financial Services | 03/2019 |
| Debt | 2019-02-14 | F.N.B. Corporation | Sandler O'Neill served as joint book-running manager to F.N.B. Corporation (NYSE:FNB) on its offering of $120.0 million of 4.95% fixed-to-floating rate subordinated notes due 2029 | | F.N.B. Corporation | Pittsburgh, PA
|
| Public (NYSE:FNB) | Debt | Subordinated Debt | Sandler O'Neill served as joint book-running manager to F.N.B. Corporation (NYSE:FNB) on its offering of $120.0 million of 4.95% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | NYSE:FNB |
$120.0 | Financial Services | 02/2019 |
| Debt | 2019-02-11 | Pedcor Bancorp | Sandler O'Neill served as sole placement agent to Pedcor Bancorp on its private placement of $8.0 million of 7.25% fixed-to-floating rate subordinated notes due 2029 | Pedcor Bancorp | Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Pedcor Bancorp on its private placement of $8.0 million of 7.25% fixed-to-floating rate subordinated notes due 2029 | Sole Placement Agent | |
$8.0 | Financial Services | 02/2019 |
| Debt | 2019-01-18 | Centurion American Development Group, LLC | Sandler O'Neill served as sole placement agent to Centurion American Development Group, LLC on its private placement of $31.9 million of 7.25% senior unsecured notes due 2024 | | Centurion American Development Group, LLC | ,
|
| Private | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole placement agent to Centurion American Development Group, LLC on its private placement of $31.9 million of 7.25% senior unsecured notes due 2024 | Sole Placement Agent | |
$31.9 | Financial Services | 01/2019 |
| Debt | 2018-12-20 | Trinitas Capital Management, LLC | Sandler O'Neill served as sole placement agent to Trinitas Capital Management, LLC on its re-opening of $20.0 million of 7.75% fixed rate senior unsecured notes due 2023 | | Trinitas Capital Management, LLC | ,
|
| Private | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole placement agent to Trinitas Capital Management, LLC on its re-opening of $20.0 million of 7.75% fixed rate senior unsecured notes due 2023 | Sole Placement Agent | |
$20.0 | Financial Services | 12/2018 |
| Debt | 2018-12-12 | Parkside Financial, Inc. | Sandler O'Neill served as sole placement agent to Parkside Financial, Inc. on its private placement of $7.0 million of 5.70% fixed-to-floating rate subordinated notes due 2028 | | Parkside Financial, Inc. | Clayton, MO
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Parkside Financial, Inc. on its private placement of $7.0 million of 5.70% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$7.0 | Financial Services | 12/2018 |
| Debt | 2018-12-07 | ZAIS Group, LLC | Sandler O'Neill served as sole placement agent to ZAIS Group, LLC on its private placement of $25.0 million of senior secured notes due 2023 | ZAIS Group, LLC | Private | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to ZAIS Group, LLC on its private placement of $25.0 million of senior secured notes due 2023 | Sole Placement Agent | |
$25.0 | Financial Services | 12/2018 |
| Debt | 2018-11-29 | RBB Bancorp | Sandler O'Neill served as sole placement agent to RBB Bancorp (Nasdaq: RBB) on its private placement of $55.0 million of 6.18% fixed-to-floating rate subordinated notes due 2028 | | RBB Bancorp | Los Angeles, CA
|
| Public (Nasdaq:RBB) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to RBB Bancorp (Nasdaq: RBB) on its private placement of $55.0 million of 6.18% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | Nasdaq:RBB |
$55.0 | Financial Services | 11/2018 |
| Debt | 2018-11-20 | Midwest Regional Bancorp, Inc. | Sandler O'Neill served as sole placement agent to Midwest Regional Bancorp, Inc. on its private placement of $7.0 million of 6.75% fixed-to-floating rate subordinated notes due 2028 | | Midwest Regional Bancorp, Inc. | Festus, MO
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Midwest Regional Bancorp, Inc. on its private placement of $7.0 million of 6.75% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$7.0 | Financial Services | 11/2018 |
| Debt | 2018-11-19 | Capital Funding Bancorp, Inc. | Sandler O'Neill served as lead placement agent to Capital Funding Bancorp, Inc. on its private placement of $25.0 million of 6.00% fixed rate senior notes due 2023. | | Capital Funding Bancorp, Inc. | Baltimore, MD
|
| Private | Debt | Senior Notes | Sandler O'Neill served as lead placement agent to Capital Funding Bancorp, Inc. on its private placement of $25.0 million of 6.00% fixed rate senior notes due 2023. | Lead Placement Agent | |
$25.0 | Financial Services | 11/2018 |
| Debt | 2018-11-19 | Capital Funding Bancorp, Inc. | Sandler O'Neill served as lead placement agent to Capital Funding Bancorp, Inc. on its private placement of $15.0 million of 6.75% fixed-to-floating rate subordinated notes due 2028. | | Capital Funding Bancorp, Inc. | Baltimore, MD
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as lead placement agent to Capital Funding Bancorp, Inc. on its private placement of $15.0 million of 6.75% fixed-to-floating rate subordinated notes due 2028. | Lead Placement Agent | |
$15.0 | Financial Services | 11/2018 |
| Debt | 2018-11-08 | PeoplesBancorp, MHC | Sandler O'Neill served as sole placement agent to PeoplesBancorp, MHC on its private placement of $40.0 million of 5.375% fixed-to-floating rate subordinated notes due 2028 | | PeoplesBancorp, MHC | Holyoke, MA
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to PeoplesBancorp, MHC on its private placement of $40.0 million of 5.375% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$40.0 | Financial Services | 11/2018 |
| Debt | 2018-10-26 | NOA Bancorp, Inc. | Sandler O'Neill served as sole placement agent to NOA Bancorp, Inc. on its private placement of $3.5 million of 6.125% fixed rate senior notes due 2025 | | NOA Bancorp, Inc. | Duluth, GA
|
| Private | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to NOA Bancorp, Inc. on its private placement of $3.5 million of 6.125% fixed rate senior notes due 2025 | Sole Placement Agent | |
$3.5 | Financial Services | 10/2018 |
| Debt | 2018-10-26 | NOA Bancorp, Inc. | Sandler O'Neill served as sole placement agent to NOA Bancorp, Inc. on its private placement of $7.75 million of 6.70% fixed-to-floating rate subordinated notes due 2028 | | NOA Bancorp, Inc. | Duluth, GA
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to NOA Bancorp, Inc. on its private placement of $7.75 million of 6.70% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$7.8 | Financial Services | 10/2018 |
| Debt | 2018-10-11 | Fidelity Federal Bancorp, Inc. | Sandler O'Neill served as sole placement agent to Fidelity Federal Bancorp, Inc. on its private placement of $30.0 million of 6.875% fixed-to-floating rate subordinated notes due 2028 | | Fidelity Federal Bancorp, Inc. | Evansville, IN
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Fidelity Federal Bancorp, Inc. on its private placement of $30.0 million of 6.875% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$30.0 | Financial Services | 10/2018 |
| Debt | 2018-09-28 | Northpointe Bank | Sandler O'Neill served as sole placement agent to Northpointe Bank on its private placement of $15.0 million of 6.875% fixed-to-floating rate subordinated notes due 2028 | | Northpointe Bank | Grand Rapids, MI
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Northpointe Bank on its private placement of $15.0 million of 6.875% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$15.0 | Financial Services | 09/2018 |
| Debt | 2018-08-30 | HarborOne Bancorp, Inc. | Sandler O'Neill served as a placement agent to HarborOne Bancorp, Inc. (Nasdaq:HONE) on its private placement of $35.0 million of 5.625% fixed-to-floating rate subordinated notes due 2028 | | HarborOne Bancorp, Inc. | Brockton, MA
|
| Public (Nasdaq:HONE) | Debt | Subordinated Debt | Sandler O'Neill served as a placement agent to HarborOne Bancorp, Inc. (Nasdaq:HONE) on its private placement of $35.0 million of 5.625% fixed-to-floating rate subordinated notes due 2028 | Placement Agent | Nasdaq:HONE |
$35.0 | Financial Services | 08/2018 |
| Debt | 2018-08-29 | N.B.C. Bancshares in Pawhuska, Inc. | Sandler O'Neill served as sole placement agent to N.B.C. Bancshares in Pawhuska, Inc. on its private placement of $12.0 million of 6.95% fixed-to-floating rate subordinated notes due 2028 | | N.B.C. Bancshares in Pawhuska, Inc. | Pawhuska, OK
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to N.B.C. Bancshares in Pawhuska, Inc. on its private placement of $12.0 million of 6.95% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$12.0 | Financial Services | 08/2018 |
| Debt | 2018-08-28 | UTB Financial Holding Company | Sandler O'Neill served as sole placement agent to UTB Financial Holding Company on its private placement of $21.0 million of 6.50% fixed-to-floating rate subordinated notes due 2028 | | UTB Financial Holding Company | Dallas, TX
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to UTB Financial Holding Company on its private placement of $21.0 million of 6.50% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$21.0 | Financial Services | 08/2018 |
| Debt | 2018-08-16 | First Citizens Bancshares, Inc. | Sandler O'Neill served as sole placement agent to First Citizens Bancshares, Inc. on its private placement of $23.0 million of 6.00% fixed-to-floating rate subordinated notes due 2028 | | First Citizens Bancshares, Inc. | Waxahachie, TX
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to First Citizens Bancshares, Inc. on its private placement of $23.0 million of 6.00% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$23.0 | Financial Services | 08/2018 |
| Debt | 2018-07-30 | BCB Bancorp, Inc. | Sandler O'Neill served as sole placement agent to BCB Bancorp, Inc. (Nasdaq:BCBP) on its private placement of $33.5 million of 5.625% fixed-to-floating rate subordinated notes due 2028 | | BCB Bancorp, Inc. | Bayonne, NJ
|
| Public (Nasdaq:BCBP) | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to BCB Bancorp, Inc. (Nasdaq:BCBP) on its private placement of $33.5 million of 5.625% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | Nasdaq:BCBP |
$33.5 | Financial Services | 07/2018 |
| Debt | 2018-07-10 | Minnwest Corporation | Sandler O'Neill served as sole placement agent to Minnwest Corporation on its private placement of $30.0 million of 5.875% fixed-to-floating rate subordinated notes due 2028 | | Minnwest Corporation | Minnetonka, MN
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Minnwest Corporation on its private placement of $30.0 million of 5.875% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$30.0 | Financial Services | 07/2018 |
| Debt | 2018-06-29 | Millennium Consolidated Holdings LLC | Sandler O'Neill served as sole placement agent to Millennium Consolidated Holdings LLC on its $50.0 million private placement of 7.50% senior unsecured notes due 2023 | | Millennium Consolidated Holdings LLC | Charlotte, NC
|
| Private | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole placement agent to Millennium Consolidated Holdings LLC on its $50.0 million private placement of 7.50% senior unsecured notes due 2023 | Sole Placement Agent | |
$50.0 | Financial Services | 06/2018 |
| Debt | 2018-06-29 | CRB Group, Inc. | Sandler O'Neill served as sole placement agent to CRB Group, Inc. on its $27.0 million private placement of 6.25% fixed rate senior notes due 2023 | | CRB Group, Inc. | Fort Lee, NJ
|
| Private | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to CRB Group, Inc. on its $27.0 million private placement of 6.25% fixed rate senior notes due 2023 | Sole Placement Agent | |
$27.0 | Financial Services | 06/2018 |
| Debt | 2018-06-13 | First Western Bancshares, Inc. | Sandler O'Neill served as sole placement agent to First Western Bancshares, Inc. on its private placement of $9.0 million of 6.75% fixed-to-floating rate subordinated notes due 2028 | | First Western Bancshares, Inc. | Booneville, AR
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to First Western Bancshares, Inc. on its private placement of $9.0 million of 6.75% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$9.0 | Financial Services | 06/2018 |
| Debt | 2018-06-06 | Trinitas Capital Management, LLC | Sandler O'Neill served as lead placement agent to Trinitas Capital Management, LLC on its private placement of $30.0 million of 7.75% fixed rate senior unsecured notes due 2023 | | Trinitas Capital Management, LLC | ,
|
| Private | Debt | Senior Unsecured Debt | Sandler O'Neill served as lead placement agent to Trinitas Capital Management, LLC on its private placement of $30.0 million of 7.75% fixed rate senior unsecured notes due 2023 | Sole Placement Agent | |
$30.0 | Financial Services | 06/2018 |
| Debt | 2018-06-05 | CRB Group, Inc. | Sandler O'Neill served as sole placement agent to CRB Group, Inc. on its private placement of $27.0 million of 6.25% fixed rate senior notes due 2023 | | CRB Group, Inc. | Fort Lee, NJ
|
| Private | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to CRB Group, Inc. on its private placement of $27.0 million of 6.25% fixed rate senior notes due 2023 | Sole Placement Agent | |
$27.0 | Financial Services | 06/2018 |
| Debt | 2018-05-31 | Signature Bancorporation | Sandler O'Neill served as sole placement agent to Signature Bancorporation on its private placement of $15.0 million of 5.95% fixed-to-floating rate subordinated notes due 2028 | | Signature Bancorporation | Rosemont, IL
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Signature Bancorporation on its private placement of $15.0 million of 5.95% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$15.0 | Financial Services | 05/2018 |
| Debt | 2018-05-29 | County Bancorp, Inc. | Sandler O'Neill served as lead placement agent to County Bancorp, Inc. (Nasdaq:ICBK) on its private placement of $30.0 million of 5.875% fixed-to-floating rate subordinated notes due 2028 | | County Bancorp, Inc. | Manitowoc, WI
|
| Public (Nasdaq:ICBK) | Debt | Subordinated Debt | Sandler O'Neill served as lead placement agent to County Bancorp, Inc. (Nasdaq:ICBK) on its private placement of $30.0 million of 5.875% fixed-to-floating rate subordinated notes due 2028 | Lead Placement Agent | Nasdaq:ICBK |
$30.0 | Financial Services | 05/2018 |
| Debt | 2018-05-24 | Bank of N.T. Butterfield & Son Ltd. | Sandler O'Neill served as joint book-running manager to Bank of N.T. Butterfield & Son Ltd. (NYSE: NTB) on its offering of $75.0 million of 5.25% fixed-to-floating rate subordinated notes due 2028 | | Bank of N.T. Butterfield & Son Ltd. | Hamilton, BMU
|
| Public (NYSE:NTB) | Debt | Subordinated Debt | Sandler O'Neill served as joint book-running manager to Bank of N.T. Butterfield & Son Ltd. (NYSE: NTB) on its offering of $75.0 million of 5.25% fixed-to-floating rate subordinated notes due 2028 | Joint Bookrunner | NYSE:NTB |
$75.0 | Financial Services | 05/2018 |
| Debt | 2018-05-16 | Business Development Corporation of America | Sandler O'Neill served as sole book-running manager to Business Development Corporation of America on its offering of $60.0 million of 5.375% senior unsecured notes due 2023 | | Business Development Corporation of America | ,
|
| Private | Debt | Senior Notes | Sandler O'Neill served as sole book-running manager to Business Development Corporation of America on its offering of $60.0 million of 5.375% senior unsecured notes due 2023 | Sole Bookrunner | |
$60.0 | Financial Services | 05/2018 |
| Debt | 2018-05-16 | First Commonwealth Bank | Sandler O'Neill served as sole book-running manager to First Commonwealth Bank, a subsidiary of First Commonwealth Corporation (NYSE:FCF) on its offering of $50.0 million of 4.875% fixed-to-floating rate subordinated notes due 2028 | | First Commonwealth Bank | Indiana, PA
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole book-running manager to First Commonwealth Bank, a subsidiary of First Commonwealth Corporation (NYSE:FCF) on its offering of $50.0 million of 4.875% fixed-to-floating rate subordinated notes due 2028 | Sole Bookrunner | NYSE:FCF |
$50.0 | Financial Services | 05/2018 |
| Debt | 2018-05-16 | First Commonwealth Bank | Sandler O'Neill served as sole book-running manager to First Commonwealth Bank, a subsidiary of First Commonwealth Corporation (NYSE:FCF) on its offering of $50.0 million of 5.50% fixed-to-floating rate subordinated notes due 2033 | | First Commonwealth Bank | Indiana, PA
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole book-running manager to First Commonwealth Bank, a subsidiary of First Commonwealth Corporation (NYSE:FCF) on its offering of $50.0 million of 5.50% fixed-to-floating rate subordinated notes due 2033 | Sole Bookrunner | NYSE:FCF |
$50.0 | Financial Services | 05/2018 |
| Debt | 2018-05-15 | Arbor Realty Trust, Inc. | Sandler O'Neill served as sole initial purchaser to Arbor Realty Trust, Inc. (NYSE:ABR) on its 144A offering of $25.0 million of 5.625% fixed rate senior unsecured notes due 2023 | | Arbor Realty Trust, Inc. | Uniondale, NY
|
| Public (NYSE: ABR) | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole initial purchaser to Arbor Realty Trust, Inc. (NYSE:ABR) on its 144A offering of $25.0 million of 5.625% fixed rate senior unsecured notes due 2023 | Sole Initial Purchaser | NYSE: ABR |
$25.0 | Financial Services | 05/2018 |
| Debt | 2018-04-27 | Sutherland Asset Management | Sandler O'Neill served as sole book-running manager to Sutherland Asset Management (NYSE: SLD) on its offering of $50.0 million of 6.50% fixed rate senior unsecured notes due 2021 | | Sutherland Asset Management | New York, NY
|
| Public (NYSE: SLD) | Debt | Senior Unsecured Debt | Sandler O'Neill served as sole book-running manager to Sutherland Asset Management (NYSE: SLD) on its offering of $50.0 million of 6.50% fixed rate senior unsecured notes due 2021 | Sole Bookrunner | NYSE: SLD |
$50.0 | Financial Services | 04/2018 |
| Debt | 2018-04-24 | WT Holdings, Inc. | Sandler O'Neill served as sole placement agent to WT Holdings, Inc. on its private placement of $60.0 million of 7.00% senior notes due 2023 | | WT Holdings, Inc. | Memphis, TN
|
| Private | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to WT Holdings, Inc. on its private placement of $60.0 million of 7.00% senior notes due 2023 | Sole Placement Agent | |
$60.0 | Financial Services | 04/2018 |
| Debt | 2018-04-12 | Great Plains Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Great Plains Bancshares, Inc. on its private placement of $20.0 million of 5.75% fixed-to-floating rate subordinated notes due 2028 | | Great Plains Bancshares, Inc. | Hollis, OK
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to Great Plains Bancshares, Inc. on its private placement of $20.0 million of 5.75% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$20.0 | Financial Services | 04/2018 |
| Debt | 2018-04-06 | Clear Blue Financial Holdings, LLC | Sandler O'Neill served as sole placement agent to Clear Blue Financial Holdings, LLC on its private placement of $25.0 million of 7.00% senior notes due 2025 | | Clear Blue Financial Holdings, LLC | Charlotte, NC
|
| Private | Debt | Senior Notes | Sandler O'Neill served as sole placement agent to Clear Blue Financial Holdings, LLC on its private placement of $25.0 million of 7.00% senior notes due 2025 | Sole Placement Agent | |
$25.0 | Financial Services | 04/2018 |
| Debt | 2018-03-26 | Simmons First National Corporation | Sandler O'Neill served as sole lead book-running manager to Simmons First National Corporation (Nasdaq:SFNC) on its offering of $330.0 million of 5.00% fixed-to-floating rate subordinated notes due 2028 | | Simmons First National Corporation | Pine Bluff, AR
|
| Public (Nasdaq:SFNC) | Debt | Subordinated Debt | Sandler O'Neill served as sole lead book-running manager to Simmons First National Corporation (Nasdaq:SFNC) on its offering of $330.0 million of 5.00% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | Nasdaq:SFNC |
$330.0 | Financial Services | 03/2018 |
| Debt | 2018-03-13 | Arbor Realty Trust, Inc. | Sandler O'Neill served as joint initial purchaser to Arbor Realty Trust, Inc. (NYSE:ABR) on its 144A offering of $100.0 million of 5.625% fixed rate senior unsecured notes due 2023 | | Arbor Realty Trust, Inc. | Uniondale, NY
|
| Public (NYSE: ABR) | Debt | Senior Unsecured Debt | Sandler O'Neill served as joint initial purchaser to Arbor Realty Trust, Inc. (NYSE:ABR) on its 144A offering of $100.0 million of 5.625% fixed rate senior unsecured notes due 2023 | Joint Initial Purchaser | NYSE: ABR |
$100.0 | Financial Services | 03/2018 |
| Debt | 2018-03-13 | First National of Nebraska, Inc. | Sandler O'Neill served as lead initial purchaser to First National of Nebraska, Inc. (OTC Pink:FINN) on its 144A offering of $150.0 million of 4.375% fixed-to-floating rate subordinated notes due 2028 | | First National of Nebraska, Inc. | Omaha, NE
|
| Public (OTC Pink:FINN) | Debt | Subordinated Debt | Sandler O'Neill served as lead initial purchaser to First National of Nebraska, Inc. (OTC Pink:FINN) on its 144A offering of $150.0 million of 4.375% fixed-to-floating rate subordinated notes due 2028 | Lead Initial Purchaser | OTC Pink:FINN |
$150.0 | Financial Services | 03/2018 |
| Debt | 2018-02-12 | Sotherly Hotels Inc. | Sandler O'Neill served as lead left book-running manager to Sotherly Hotels (Nasdaq:SOHO) on its offering of $25.0 million of 7.25% fixed rate senior unsecured notes due 2021 | | Sotherly Hotels Inc. | Williamsburg, VA
|
| Public (Nasdaq:SOHO) | Debt | Senior Unsecured Debt | Sandler O'Neill served as lead left book-running manager to Sotherly Hotels (Nasdaq:SOHO) on its offering of $25.0 million of 7.25% fixed rate senior unsecured notes due 2021 | Lead Bookrunner | Nasdaq:SOHO |
$25.0 | Financial Services | 02/2018 |
| Debt | 2018-02-07 | First Mutual Holding Co. | Sandler O'Neill served as sole placement agent to First Mutual Holding Co. on its private placement of $10.0 million of 5.50% fixed-to-floating rate subordinated notes due 2028 | | First Mutual Holding Co. | Lakewood, OH
|
| Private | Debt | Subordinated Debt | Sandler O'Neill served as sole placement agent to First Mutual Holding Co. on its private placement of $10.0 million of 5.50% fixed-to-floating rate subordinated notes due 2028 | Sole Placement Agent | |
$10.0 | Financial Services | 02/2018 |
| Debt | 2018-01-30 | Sutherland Asset Management | Sandler O'Neill served as joint book-running manager to Sutherland Asset Management (NYSE: SLD) on its offering of $40.0 million of 7.50% fixed rate senior secured notes due 2022 | | Sutherland Asset Management | New York, NY
|
| Public (NYSE: SLD) | Debt | Senior Notes | Sandler O'Neill served as joint book-running manager to Sutherland Asset Management (NYSE: SLD) on its offering of $40.0 million of 7.50% fixed rate senior secured notes due 2022 | Joint Bookrunner | NYSE: SLD |
$40.0 | Financial Services | 01/2018 |
| Debt | 2018-01-18 | United Community Banks, Inc. | Sandler O'Neill served as joint-bookrunning manager to United Community Banks, Inc. (Nasdaq:UCBI) on its offering of $100.0 million of 4.50% fixed-to-floating rate subordinated notes due 2028 | | United Community Banks, Inc. | Blairsville, GA
|
| Public (Nasdaq:UCBI) | Debt | Subordinated Debt | Sandler O'Neill served as joint-bookrunning manager to United Community Banks, Inc. (Nasdaq:UCBI) on its offering of $100.0 million of 4.50% fixed-to-floating rate subordinated notes due 2028 | Joint Bookrunner | Nasdaq:UCBI |
$100.0 | Financial Services | 01/2018 |
| Debt | 2016-08-30 | Sterling National Bank | Piper Jaffray served as co-manager on Sterling National Bank’s offering of $65 million fixed-to-floating rate subordinated debt notes due in 2026. | | Sterling National Bank | Montbello, NY
|
| Private | Debt | High-Yield Notes | Piper Jaffray served as co-manager on Sterling National Bank’s offering of $65 million fixed-to-floating rate subordinated debt notes due in 2026. | Financial Advisor | |
$65.0 | Financial Services | 08/2016 |
| Equity | 2020-10-07 | nCino, Inc. | Piper Sandler served as bookrunner for nCino, Inc. (NASDAQ: NCNO) on its $483 million follow-on offering | | nCino, Inc. | Wilmington, North Carolina
|
| Public (Nasdaq:NCNO) | Equity | Follow-On Offering | Piper Sandler served as bookrunner for nCino, Inc. (NASDAQ: NCNO) on its $483 million follow-on offering | Passive Bookrunner | Nasdaq:NCNO |
$482.0 | Financial Services | 10/2020 |
| Equity | 2020-09-29 | FG New America Acquisition Corp. | Piper Sandler served as lead bookrunner for FG New America Acquisition Corp. (NYSE: FGNE.U) on its $225 million Initial Public Offering. | | FG New America Acquisition Corp. | Itasca, IL
|
| Public (NYSE:FGNE.U) | Equity | Initial Public Offering | Piper Sandler served as lead bookrunner for FG New America Acquisition Corp. (NYSE: FGNE.U) on its $225 million Initial Public Offering. | Lead Bookrunner | NYSE:FGNA.U |
$225.0 | Financial Services | 09/2020 |
| Equity | 2020-08-26 | Republic First Bancorp Inc. | Piper Sandler served as joint lead placement agent for Republic First Bancorp, Inc. (NASDAQ: FRBK) on its $50.0 million offering of non-cumulative perpetual preferred stock o | | Republic First Bancorp Inc. | Philadelphia, PN
|
| Public(Nasdaq:FRBK) | Equity | Preferred Stock | Piper Sandler served as joint lead placement agent for Republic First Bancorp, Inc. (NASDAQ: FRBK) on its $50.0 million offering of non-cumulative perpetual preferred stock o | Lead Placement Agent | Nasdaq:FRBK |
$50.0 | Financial Services | 08/2020 |
| Equity | 2020-08-18 | Plymouth Industrial REIT, Inc. | Piper Sandler served as co-manager for Plymouth Industrial REIT, Inc. (NYSE: PLYM) on its $96.4 million confidentially marketed follow-on offering | | Plymouth Industrial REIT, Inc. | Boston, Massachusetts
|
| Public(NYSE:PLYM) | Equity | Follow-On Offering | Piper Sandler served as co-manager for Plymouth Industrial REIT, Inc. (NYSE: PLYM) on its $96.4 million confidentially marketed follow-on offering | Co-Manager | NYSE:PLYM |
$96.0 | Financial Services | 08/2020 |
| Equity | 2020-08-17 | EnvestNet Inc | Piper Sandler served as co-manager for Envestnet Inc. (NYSE: ENV) on its $450.0 million offering of convertible senior notes | | EnvestNet Inc | Chicago, Illinois
|
| Public(NYSE:ENV) | Equity | Convertible | Piper Sandler served as co-manager for Envestnet Inc. (NYSE: ENV) on its $450.0 million offering of convertible senior notes | Co-Manager | NYSE:ENV |
$450.0 | Financial Services | 08/2020 |
| Equity | 2020-08-10 | Level One Bancorp, Inc. | Piper Sandler served as sole underwriter for Level One Bancorp, Inc. (NASDAQ: LEVL) on its offering of $25.0 million of 7.50% non-cumulative perpetual preferred stock | | Level One Bancorp, Inc. | Farmington Hills, Michigan
|
| Public(Nasdaq:LEVL) | Equity | Preferred Stock | Piper Sandler served as sole underwriter for Level One Bancorp, Inc. (NASDAQ: LEVL) on its offering of $25.0 million of 7.50% non-cumulative perpetual preferred stock | Lead Bookrunner | Nasdaq:LEVL |
$25.0 | Financial Services | 08/2020 |
| Equity | 2020-07-13 | nCino, Inc. | Piper Sandler served as bookrunner for nCino, Inc. (NASDAQ: NCNO) on its $250 million initial public offering | | nCino, Inc. | Wilmington, NC
|
| Bessemer Venture Partners | Equity | Initial Public Offering | Piper Sandler served as bookrunner for nCino, Inc. (NASDAQ: NCNO) on its $250 million initial public offering | Joint Bookrunner | NASDAQ:NCNO |
$250.0 | Financial Services | 07/2020 |
| Equity | 2020-06-26 | Heartland Financial USA, Inc. | Piper Sandler served as book-running manager to Heartland Financial USA, Inc. (NASDAQ: HTLF) on its offering of $115 million of 7.00% fixed-rate reset Non-Cumulative Perpetual Preferred Stock | | Heartland Financial USA, Inc. | Dubuque, IA
|
| Public (NASDAQ: HTLF) | Equity | Preferred Stock | Piper Sandler served as book-running manager to Heartland Financial USA, Inc. (NASDAQ: HTLF) on its offering of $115 million of 7.00% fixed-rate reset Non-Cumulative Perpetual Preferred Stock | Joint Bookrunner | NASDAQ: HTLF |
$115.0 | Financial Services | 06/2020 |
| Equity | 2020-06-23 | Palomar Holdings, Inc. | Piper Sandler served as bookrunner to Palomar Holdings, Inc. (NASDAQ: PLMR) on its $82 million follow-on offering | | Palomar Holdings, Inc. | La Jolla, CA
|
| Public (NASDAQ: PLMR) | Equity | Follow-On Offering | Piper Sandler served as bookrunner to Palomar Holdings, Inc. (NASDAQ: PLMR) on its $82 million follow-on offering | Joint Bookrunner | NASDAQ:PLMR |
$82.0 | Financial Services | 06/2020 |
| Equity | 2020-06-02 | Atlantic Union Bankshares | Piper Sandler served as joint bookrunner for Atlantic union Bankshares Corporation on a preferred stock offering | | Atlantic Union Bankshares | Richmond, VA
|
| Public(Nasdaq:AUB) | Equity | Preferred Stock | Piper Sandler served as joint bookrunner for Atlantic union Bankshares Corporation on a preferred stock offering | Joint Bookrunner | Nasdaq:AUB |
$150.0 | Financial Services | 06/2020 |
| Equity | 2020-05-01 | OceanFirst Financial Corp. | Piper Sandler served as lead bookrunner for OceanFirst Financial Corp. on preferred stock offering | | OceanFirst Financial Corp. | Red Bank, NJ
|
| Public(Nasdaq:OCFC) | Equity | Preferred Stock | Piper Sandler served as lead bookrunner for OceanFirst Financial Corp. on preferred stock offering | Lead Bookrunner | Nasdaq:OCFC |
$55.0 | Financial Services | 05/2020 |
| Equity | 2020-04-04 | Great Ajax Corp | Piper Sandler served as exclusive financial advisor to Great Ajax Corp. on its private placement of $80.0 million of preferred stock and warrants | | Great Ajax Corp | Beaverton, OR
|
| Public(NYSE:AJX) | Equity | Preferred Stock | Piper Sandler served as exclusive financial advisor to Great Ajax Corp. on its private placement of $80.0 million of preferred stock and warrants | Financial Advisor | NYSE:AJX |
$80.0 | Financial Services | 04/2020 |
| Equity | 2020-01-15 | Bogota Financial Corp. | Piper Sandler served as sole marketing agent to Bogota Financial Corp. (NASDAQ:BSBK), on its minority (MHC) stock offering. BSBK sold 5,657,735 shares of common stock in a subscription offering at a price of $10.00 per share for total proceeds of $56.6 mi | | Bogota Financial Corp. | Teaneck, NJ
|
| Public (NASDAQ:BSBK) | Equity | Conversion | Piper Sandler served as sole marketing agent to Bogota Financial Corp. (NASDAQ:BSBK), on its minority (MHC) stock offering. BSBK sold 5,657,735 shares of common stock in a subscription offering at a price of $10.00 per share for total proceeds of $56.6 mi | Sole Marketing Agent | NASDAQ:BSBK |
$56.6 | Financial Services | 01/2020 |
| Equity | 2020-01-09 | Palomar Holdings, Inc. | Piper Sandler served as passive bookrunner for Palomar Holdings, Inc. on January 2020 follow-on offering | | Palomar Holdings, Inc. | La Jolla, CA
|
| | Equity | Follow-On Offering | Piper Sandler served as passive bookrunner for Palomar Holdings, Inc. on January 2020 follow-on offering | Joint Bookrunner | |
$245.0 | Financial Services | 01/2020 |
| Equity | 2019-12-17 | Medallion Financial Corp. | Piper Sandler served as joint book-running manager to Medallion Financial Corp. (NASDAQ:MFIN) on its public offering of $46.0 million of fixed-to-floating rate non-cumulative perpetual preferred stock | | Medallion Financial Corp. | New York, NY
|
| Public (NASDAQ:MFIN) | Equity | Preferred Stock | Piper Sandler served as joint book-running manager to Medallion Financial Corp. (NASDAQ:MFIN) on its public offering of $46.0 million of fixed-to-floating rate non-cumulative perpetual preferred stock | Joint Bookrunner | NASDAQ:MFIN |
$46.0 | Financial Services | 12/2019 |
| Equity | 2019-10-31 | Central Federal Corporation | Sandler O'Neill served as sole placement agent to Central Federal Corporation (Nasdaq:CFBK) on its private placement of common stock and Convertible Preferred Stock | | Central Federal Corporation | Worthington, OH
|
| Public (Nasdaq:CFBK) | Equity | Common and Convertible Preferred Stock | Sandler O'Neill served as sole placement agent to Central Federal Corporation (Nasdaq:CFBK) on its private placement of common stock and Convertible Preferred Stock | Sole Placement Agent | Nasdaq:CFBK |
$25.0 | Financial Services | 10/2019 |
| Equity | 2019-10-16 | Provident Bancorp Inc. | Sandler O'Neill served as sole marketing agent to Provident Bancorp Inc. (Nasdaq:PVBC), the holding company for the Provident Bank, in its second-step conversion which raised total gross proceeds of $102.1 million. | | Provident Bancorp Inc. | Amesbury, MA
|
| Public (Nasdaq:PVBC) | Equity | Conversion | Sandler O'Neill served as sole marketing agent to Provident Bancorp Inc. (Nasdaq:PVBC), the holding company for the Provident Bank, in its second-step conversion which raised total gross proceeds of $102.1 million. | Sole Marketing Agent | Nasdaq:PVBC |
$102.1 | Financial Services | 10/2019 |
| Equity | 2019-09-12 | Alerus Financial Corp. | Piper Jaffray served as co-manager for Alerus Financial Corporation on September 2019 initial public offering | | Alerus Financial Corp. | Grand Forks, ND
|
| Public (Nasdaq:ALRS) | Equity | Initial Public Offering | Piper Jaffray served as co-manager for Alerus Financial Corporation on September 2019 initial public offering | Co-Manager | Nasdaq:ALRS |
$60.0 | Financial Services | 09/2019 |
| Equity | 2019-09-11 | International Money Express, Inc. | Piper Jaffray served as co-manager for International Money Express, Inc. on September 2019 follow-on offering | | International Money Express, Inc. | Miami, FL
|
| Public (Nasdaq:IMXI) | Equity | Follow-On Offering | Piper Jaffray served as co-manager for International Money Express, Inc. on September 2019 follow-on offering | Co-Manager | Nasdaq:IMXI | Undisclosed | Financial Services | 09/2019 |
| Equity | 2019-08-14 | HarborOne Bancorp, Inc. | Sandler O'Neill served as sole marketing agent to Harbor One Bancorp (Nasdaq:HONE), the holding company for Harbor One Bank, on its second-step conversion which raised total proceeds of $310.5 million | | HarborOne Bancorp, Inc. | Brockton, MA
|
| Public (Nasdaq:HONE) | Equity | Conversion | Sandler O'Neill served as sole marketing agent to Harbor One Bancorp (Nasdaq:HONE), the holding company for Harbor One Bank, on its second-step conversion which raised total proceeds of $310.5 million | Sole Marketing Agent | Nasdaq:HONE |
$310.5 | Financial Services | 08/2019 |
| Equity | 2019-08-08 | PennyMac Financial Services, Inc. | Piper Jaffray served as co-manager for PennyMac Mortgage Investment Trust on August 2019 overnight bought deal | | PennyMac Financial Services, Inc. | Moorpark, CA
|
| Public (NYSE:PFSI) | Equity | Block Trade | Piper Jaffray served as co-manager for PennyMac Mortgage Investment Trust on August 2019 overnight bought deal | Co-Manager | NYSE:PFSI |
$179.8 | Financial Services | 08/2019 |
| Equity | 2019-07-25 | Spirit of Texas Bank, SSB | Piper Jaffray served as co-manager for Spirit of Texas, Inc. on July 2019 confidentially marketed follow-on offering | | Spirit of Texas Bank, SSB | College Station, TX
|
| Public (Nasdaq:STXB) | Equity | Confidentially Marketed Follow-On Offering | Piper Jaffray served as co-manager for Spirit of Texas, Inc. on July 2019 confidentially marketed follow-on offering | Co-Manager | Nasdaq:STXB |
$43.0 | Financial Services | 07/2019 |
| Equity | 2019-07-17 | Pioneer Bancorp, Inc. (MHC) | Sandler O'Neill served as sole marketing agent to Pioneer Bancorp, Inc. (Nasdaq:PBFS), the holding company for Pioneer Bank, on its minority (MHC) stock offering which raised total proceeds of $111.7 million | | Pioneer Bancorp, Inc. (MHC) | Albany, NY
|
| Public (Nasdaq:PBFS) | Equity | Conversion | Sandler O'Neill served as sole marketing agent to Pioneer Bancorp, Inc. (Nasdaq:PBFS), the holding company for Pioneer Bank, on its minority (MHC) stock offering which raised total proceeds of $111.7 million | Sole Marketing Agent | Nasdaq:PBFS |
$111.7 | Financial Services | 07/2019 |
| Equity | 2019-05-17 | Virtu Financial, Inc. | Sandler O'Neill served as joint bookrunning manager to Virtu Financial, Inc. (Nasdaq:VRTU) in its secondary offering of $202.5 million of common stock
| | Virtu Financial, Inc. | New York, NY
|
| Public (Nasdaq:VIRT) | Equity | Follow-On Offering | Sandler O'Neill served as joint bookrunning manager to Virtu Financial, Inc. (Nasdaq:VRTU) in its secondary offering of $202.5 million of common stock
| Joint Bookrunner | Nasdaq:VRTU |
$202.5 | Financial Services | 05/2019 |
| Equity | 2019-05-14 | Tectonic Financial, Inc. | Sandler O'Neill served as lead book-running manager to Tectonic Financial, Inc. (Nasdaq:TECT.P) on its initial public offering of $15.0 million of non-cumulative perpetual preferred stock | | Tectonic Financial, Inc. | Dallas, TX
|
| Public (Nasdaq:TECT.P) | Equity | Initial Public Offering | Sandler O'Neill served as lead book-running manager to Tectonic Financial, Inc. (Nasdaq:TECT.P) on its initial public offering of $15.0 million of non-cumulative perpetual preferred stock | Lead Bookrunner | Nasdaq:TECT.P |
$17.3 | Financial Services | 05/2019 |
| Equity | 2019-05-13 | South Plains Financial, Inc. | Sandler O'Neill served at joint book-running manager to South Plains Financial, Inc. (Nasdaq:SPFI) in its initial public offering of common stock | | South Plains Financial, Inc. | Lubbock, TX
|
| Public (Nasdaq:SPFI) | Equity | Initial Public Offering | Sandler O'Neill served at joint book-running manager to South Plains Financial, Inc. (Nasdaq:SPFI) in its initial public offering of common stock | Joint Bookrunner | Nasdaq:SPFI |
$68.0 | Financial Services | 05/2019 |
| Equity | 2019-05-07 | Sound Bank | Sandler O'Neill served as sole placement agent to Sound Bank in a $100 million recapitalization transaction | | Sound Bank | Morehead City, NC
|
| Private | Equity | Common Equity | Sandler O'Neill served as sole placement agent to Sound Bank in a $100 million recapitalization transaction | Sole Placement Agent | |
$100.0 | Financial Services | 05/2019 |
| Equity | 2019-04-24 | Dominion Bancshares, Inc. | Sandler O'Neill served as lead placement agent to Dominion Bancshares, Inc. on its private placement of over $40.0 million of common stock | | Dominion Bancshares, Inc. | Dallas, TX
|
| Private | Equity | Follow-On Offering | Sandler O'Neill served as lead placement agent to Dominion Bancshares, Inc. on its private placement of over $40.0 million of common stock | Lead Placement Agent | |
$40.0 | Financial Services | 04/2019 |
| Equity | 2019-04-18 | Sotherly Hotels Inc. | Sandler O'Neill served as active book-running manager to Sotherly Hotels Inc. (Nasdaq:SOHO) on its offering of $27.0 million of cumulative redeemable perpetual preferred stock | | Sotherly Hotels Inc. | Williamsburg, VA
|
| Public (Nasdaq:SOHO) | Equity | Preferred Stock | Sandler O'Neill served as active book-running manager to Sotherly Hotels Inc. (Nasdaq:SOHO) on its offering of $27.0 million of cumulative redeemable perpetual preferred stock | Lead Bookrunner | Nasdaq:SOHO |
$27.0 | Financial Services | 04/2019 |
| Equity | 2019-04-15 | Admirals Bancorp, Inc. | Sandler O'Neill served as sole placement agent to Admirals Bancorp, Inc. in a $26.5 million recapitalization transaction | | Admirals Bancorp, Inc. | Boston, MA
|
| Private | Equity | Common Equity | Sandler O'Neill served as sole placement agent to Admirals Bancorp, Inc. in a $26.5 million recapitalization transaction | Sole Placement Agent | |
$26.5 | Financial Services | 04/2019 |
| Equity | 2019-03-28 | Merchants Bancorp | Sandler O'Neill served as sole underwriter to Merchants Bancorp (Nasdaq:MBIN) on its offering of $50.0 million of non-cumulative perpetual preferred stock | | Merchants Bancorp | Carmel, IN
|
| Public (Nasdaq:MBIN) | Equity | Preferred Stock | Sandler O'Neill served as sole underwriter to Merchants Bancorp (Nasdaq:MBIN) on its offering of $50.0 million of non-cumulative perpetual preferred stock | Sole Underwriter | Nasdaq:MBIN |
$50.0 | Financial Services | 03/2019 |
| Equity | 2019-01-16 | Rhinebeck Bancorp, Inc. | Sandler O'Neill served as sole marketing agent to Rhinebeck Bancorp, Inc. (Nasdaq: RBKB), the holding company for Rhinebeck Bank, on its minority (MHC) stock offering which raised total proceeds of $47.9 million | | Rhinebeck Bancorp, Inc. | Poughkeepsie, NY
|
| Public (Nasdaq: RBKB) | Equity | Conversion | Sandler O'Neill served as sole marketing agent to Rhinebeck Bancorp, Inc. (Nasdaq: RBKB), the holding company for Rhinebeck Bank, on its minority (MHC) stock offering which raised total proceeds of $47.9 million | Sole Marketing Agent | Nasdaq: RBKB |
$47.9 | Financial Services | 01/2019 |
| Equity | 2018-10-09 | Malvern Bancorp, Inc. | Sandler O'Neill served as sole book-running manager to Malvern Bancorp (Nasdaq:MLVF) in its $25.00 million follow-on offering of common stock | | Malvern Bancorp, Inc. | Paoli, PA
|
| Public (Nasdaq:MLVF) | Equity | Follow-On Offering | Sandler O'Neill served as sole book-running manager to Malvern Bancorp (Nasdaq:MLVF) in its $25.00 million follow-on offering of common stock | Sole Bookrunner | Nasdaq:MLVF |
$25.0 | Financial Services | 10/2018 |
| Equity | 2018-09-21 | Revere Bank | Sandler O'Neill served as sole book-running manager to Revere Bank (Nasdaq:REVB) in its $47.1 million follow-on offering of common stock | Revere Bank | Public (OTCQX:REVB) | Equity | Follow-On Offering | Sandler O'Neill served as sole book-running manager to Revere Bank (Nasdaq:REVB) in its $47.1 million follow-on offering of common stock | Sole Bookrunner | OTCQX:REVB |
$47.1 | Financial Services | 09/2018 |
| Equity | 2018-09-18 | FVCBankcorp, Inc. | Sandler O'Neill served as lead joint book-running manager to FVCBankcorp, Inc. (Nasdaq:FVCB) on its initial public offering of $35.0 million of common stock | | FVCBankcorp, Inc. | Fairfax, VA
|
| Public (Nasdaq:FVCB) | Equity | Initial Public Offering | Sandler O'Neill served as lead joint book-running manager to FVCBankcorp, Inc. (Nasdaq:FVCB) on its initial public offering of $35.0 million of common stock | Joint Bookrunner | Nasdaq:FVCB |
$35.0 | Financial Services | 09/2018 |
| Equity | 2018-08-14 | PCB Bancorp | Sandler O'Neill served as joint book-running manager to PCB Bancorp (Nasdaq:PCB), formerly known as Pacific City Financial, on its initial public offering of $47.7 million of common stock | | PCB Bancorp | Los Angeles, CA
|
| Public (Nasdaq:PCB) | Equity | Initial Public Offering | Sandler O'Neill served as joint book-running manager to PCB Bancorp (Nasdaq:PCB), formerly known as Pacific City Financial, on its initial public offering of $47.7 million of common stock | Joint Bookrunner | Nasdaq:PCB |
$47.7 | Financial Services | 08/2018 |
| Equity | 2018-06-14 | Flagstar Bancorp, Inc. | Sandler O'Neill served as joint book-running manager to Flagstar Bancorp, Inc. (NYSE:FBC) on its follow-on offering of $276.0 million of common stock | | Flagstar Bancorp, Inc. | Troy, MI
|
| Public (NYSE:FBC) | Equity | Follow-On Offering | Sandler O'Neill served as joint book-running manager to Flagstar Bancorp, Inc. (NYSE:FBC) on its follow-on offering of $276.0 million of common stock | Joint Bookrunner | NYSE:FBC |
$276.0 | Financial Services | 06/2018 |
| Equity | 2018-05-22 | Bank Leumi USA | Sandler O'Neill served as exclusive financial advisor to Bank Leumi le-Israel in a $141 million strategic investment in Bank Leumi USA led by Endicott Management Company and includes MSD Capital, L.P. | | Bank Leumi USA | New York, NY
|
| | Equity | Common Equity | Sandler O'Neill served as exclusive financial advisor to Bank Leumi le-Israel in a $141 million strategic investment in Bank Leumi USA led by Endicott Management Company and includes MSD Capital, L.P. | Financial Advisor | |
$141.0 | Financial Services | 05/2018 |
| Equity | 2018-05-03 | MapleMark Bank | Sandler O'Neill served as sole placement agent to MapleMark Bank on its $12.3 million offering of common stock, bringing its initial capitalization to $90.0 million | MapleMark Bank | | Equity | Common Equity | Sandler O'Neill served as sole placement agent to MapleMark Bank on its $12.3 million offering of common stock, bringing its initial capitalization to $90.0 million | Sole Placement Agent | |
$12.3 | Financial Services | 05/2018 |
| Equity | 2018-04-23 | Carolina Trust BancShares, Inc. | Sandler O'Neill served as sole book-running manager to Carolina Trust BancShares, Inc. (Nasdaq:CART) on its follow-on offering $18.5 million of common stock | | Carolina Trust BancShares, Inc. | Lincolnton, NC
|
| Public (Nasdaq:CART) | Equity | Follow-On Offering | Sandler O'Neill served as sole book-running manager to Carolina Trust BancShares, Inc. (Nasdaq:CART) on its follow-on offering $18.5 million of common stock | Sole Bookrunner | Nasdaq:CART |
$18.5 | Financial Services | 04/2018 |
| Equity | 2018-04-19 | Columbia Financial Inc. | Sandler O'Neill served as sole marketing agent to Columbia Financial, Inc. (Nasdaq:CLBK), the holding company for Columbia Bank, on its minority (MHC) stock offering which raised total proceeds of $498.3 million | | Columbia Financial Inc. | Fair Lawn, NJ
|
| Public (Nasdaq:CLBK) | Equity | Conversion | Sandler O'Neill served as sole marketing agent to Columbia Financial, Inc. (Nasdaq:CLBK), the holding company for Columbia Bank, on its minority (MHC) stock offering which raised total proceeds of $498.3 million | Sole Marketing Agent | Nasdaq:CLBK |
$498.3 | Financial Services | 04/2018 |
| Equity | 2018-03-20 | TriState Capital Holdings, Inc. | Sandler O'Neill served as sole book-running manager to TriState Capital Holdings, Inc. (Nasdaq:TSC) on its offering of $35.0 million of 6.75% non-cumulative perpetual preferred stock | | TriState Capital Holdings, Inc. | Pittsburgh, PA
|
| Public (Nasdaq:TSC) | Equity | Preferred Stock | Sandler O'Neill served as sole book-running manager to TriState Capital Holdings, Inc. (Nasdaq:TSC) on its offering of $35.0 million of 6.75% non-cumulative perpetual preferred stock | Sole Bookrunner | Nasdaq:TSC |
$35.0 | Financial Services | 03/2018 |
| Equity | 2018-03-16 | Bridgewater Bancshares, Inc. | Sandler O'Neill served as joint book-running manager to Bridgewater Bancshares, Inc. (Nasdaq:BWB) on its initial public offering of $90.5 million of common equity | | Bridgewater Bancshares, Inc. | Bloomington, MN
|
| Public (Nasdaq:BWB) | Equity | Initial Public Offering | Sandler O'Neill served as joint book-running manager to Bridgewater Bancshares, Inc. (Nasdaq:BWB) on its initial public offering of $90.5 million of common equity | Joint Bookrunner | Nasdaq:BWB |
$90.5 | Financial Services | 03/2018 |
| Equity | 2018-01-26 | Atlantic Union Bankshares Corporation | Sandler O'Neill served as joint-bookrunning manager to Atlantic Union Bankshares Corporation (Nasdaq:AUB) on its $301.4 million follow-on offering of common stock | | Atlantic Union Bankshares Corporation | Richmond, VA
|
| Public (Nasdaq:AUB) | Equity | Follow-On Offering | Sandler O'Neill served as joint-bookrunning manager to Atlantic Union Bankshares Corporation (Nasdaq:AUB) on its $301.4 million follow-on offering of common stock | Joint Bookrunner | Nasdaq:AUB |
$301.4 | Financial Services | 01/2018 |
| Equity | 2017-11-08 | Metropolitan Bank Holding Corp. | Piper Jaffray served as co-manager on the $125 million initial public offering for Metropolitan Bank Holding Corp. (NYSE:MCB). | | Metropolitan Bank Holding Corp. | New York, NY
|
| Public (NYSE:MCB) | Equity | Initial Public Offering | Piper Jaffray served as co-manager on the $125 million initial public offering for Metropolitan Bank Holding Corp. (NYSE:MCB). | Lead Manager | NYSE:MCB |
$125.0 | Financial Services | 11/2017 |
| Equity | 2017-05-22 | Berkshire Hills Bancorp, Inc. | Piper Jaffray served as joint book-running manager to Berkshire Hills Bancorp, Inc. (NYSE:BHLB) on a $160 million confidentially marketed follow-on offering. | | Berkshire Hills Bancorp, Inc. | Pittsfield, MA
Operates as a bank holding company, which engages in the provision of community banking services. The firm's loan portfolio comprises of the following: commercial real estate; commercial and industrial; residential mortgage; |
| Public (NYSE:BHLB) | Equity | Follow-On Offering | Piper Jaffray served as joint book-running manager to Berkshire Hills Bancorp, Inc. (NYSE:BHLB) on a $160 million confidentially marketed follow-on offering. | Joint Bookrunner | NYSE:BHLB |
$160.0 | Financial Services | 05/2017 |
| Equity | 2017-04-27 | Brookline Bancorp, Inc. | Piper Jaffray served as sole bookrunner for Brookline Bancorp, Inc. (Nasdaq:BRKL) on an $89.3 million confidentially marketed follow-on offering. | | Brookline Bancorp, Inc. | Boston, MA
Operates as the holding company for Brookline Bank, Bank Rhode Island, First Ipswich Bank, and Brookline Securities Corp that provide commercial, business, and retail banking services to corporate, municipal, and retail customers. |
| Public (Nasdaq:BRKL) | Equity | Follow-On Offering | Piper Jaffray served as sole bookrunner for Brookline Bancorp, Inc. (Nasdaq:BRKL) on an $89.3 million confidentially marketed follow-on offering. | Sole Bookrunner | Nasdaq:BRKL |
$86.3 | Financial Services | 04/2017 |
| M&A | 2021-04-26 | New York Community Bancorp, Inc. | Piper Sandler has advised New York Community Bancorp, Inc. on its announced acquisition of Flagstar Bancorp, Inc. | | New York Community Bancorp, Inc. | Westbury, NY
|
| Public (NYSE: NYCB) | M&A | Buy-Side | Piper Sandler has advised New York Community Bancorp, Inc. on its announced acquisition of Flagstar Bancorp, Inc. | Financial Advisor | |
$2600.0 | Financial Services | 04/2021 |
| M&A | 2021-04-19 | Webster Financial Corporation | Piper Sandler has advised Webster Financial Corporation on its announced merger with Sterling Bancorp | | Webster Financial Corporation | Waterbury, CT
|
| Public (NYSE: WBS) | M&A | Sell-Side | Piper Sandler has advised Webster Financial Corporation on its announced merger with Sterling Bancorp | Financial Advisor | |
$5100.0 | Financial Services | 04/2021 |
| M&A | 2021-04-12 | Mackinac Financial Corporation | Piper Sandler has advised Mackinac Financial Corporation on its announced merger with Nicolet Bankshares, Inc. | | Mackinac Financial Corporation | Manistique, MI
|
| Public (NASDAQ: MFNC) | M&A | Sell-Side | Piper Sandler has advised Mackinac Financial Corporation on its announced merger with Nicolet Bankshares, Inc. | Financial Advisor | |
$248.0 | Financial Services | 04/2021 |
| M&A | 2021-04-12 | Cadence Bancorporation | Piper Sandler has advised Cadence Bancorporation on its announced merger with BancorpSouth Bank | | Cadence Bancorporation | Houston, TX
|
| Public (NYSE: CADE) | M&A | Sell-Side | Piper Sandler has advised Cadence Bancorporation on its announced merger with BancorpSouth Bank | Financial Advisor | |
$3000.0 | Financial Services | 04/2021 |
| M&A | 2021-04-07 | Century Bancorp, Inc | Piper Sandler has advised Century Bancorp, Inc. on its announced merger with Eastern Bankshares, Inc. | | Century Bancorp, Inc | Medford, MA
|
| Public (NASDAQ: CNBK.A) | M&A | Sell-Side | Piper Sandler has advised Century Bancorp, Inc. on its announced merger with Eastern Bankshares, Inc. | Financial Advisor | |
$642.0 | Financial Services | 04/2021 |
| M&A | 2021-03-29 | Premier Financial Bancorp, Inc. | Piper Sandler has advised Premier Financial Bancorp, Inc. on its announced merger with Peoples Bancorp Inc. | | Premier Financial Bancorp, Inc. | Huntington, WV
|
| Public (NASDAQ: PFBI) | M&A | Sell-Side | Piper Sandler has advised Premier Financial Bancorp, Inc. on its announced merger with Peoples Bancorp Inc. | Financial Advisor | |
$292.0 | Financial Services | 03/2021 |
| M&A | 2021-03-23 | Seacoast Banking Corporation of Florida | Piper Sandler has advised Seacoast Banking Corporation of Florida on its announced acquisition of Legacy Bank of Florida | | Seacoast Banking Corporation of Florida | Stuart, FL
|
| Public (NASDAQ: SBCF) | M&A | Buy-Side | Piper Sandler has advised Seacoast Banking Corporation of Florida on its announced acquisition of Legacy Bank of Florida | Financial Advisor | |
$102.0 | Financial Services | 03/2021 |
| M&A | 2021-03-10 | WSFS Financial Corporation | Piper Sandler has advised WSFS Financial Corporation on its announced acquisition of Bryn Mawr Bank Corporation | | WSFS Financial Corporation | Wilmington, DE
|
| Public (NASDAQ: WSFS) | M&A | Buy-Side | Piper Sandler has advised WSFS Financial Corporation on its announced acquisition of Bryn Mawr Bank Corporation | Financial Advisor | |
$976.0 | Financial Services | 03/2021 |
| M&A | 2021-03-09 | Social Finance, Inc. | Piper Sandler has advised Social Finance, Inc. on its announced acquisition of Golden Pacific Bancorp, Inc. | | Social Finance, Inc. | San Francisco, CA
|
| Private | M&A | Buy-Side | Piper Sandler has advised Social Finance, Inc. on its announced acquisition of Golden Pacific Bancorp, Inc. | Financial Advisor | |
$22.0 | Financial Services | 03/2021 |
| M&A | 2020-11-02 | AFLAC Inc. | Piper Sandler served as exclusive financial advisor to Aflac Incorporated on its acquisition of Zurich North America's U.S. Corporate Life and Pensions Business | AFLAC Inc. | Public(NYSE:AFL) | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to Aflac Incorporated on its acquisition of Zurich North America's U.S. Corporate Life and Pensions Business | Financial Advisor | | Undisclosed | Financial Services | 11/2020 |
| M&A | 2020-10-26 | ConnectOne Bancorp, Inc. | Piper Sandler served as exclusive financial advisor to ConnectOne Bancorp, Inc. (NASDAQ: CNOB) in its announced sale of two branches in New York to Rhinebeck Bancorp, Inc. (NASDAQ: RBKB) | | ConnectOne Bancorp, Inc. | Englewood Cliffs, NJ
|
| Public(NASDAQ:CNOB) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to ConnectOne Bancorp, Inc. (NASDAQ: CNOB) in its announced sale of two branches in New York to Rhinebeck Bancorp, Inc. (NASDAQ: RBKB) | Financial Advisor | | Undisclosed | Financial Services | 10/2020 |
| M&A | 2020-10-26 | Equity Bancshares, Inc. | Piper Sandler served as exclusive advisor for Equity Bancshares, Inc. (NASDAQ: EQBK) in its FDIC-Assisted acquisition of all deposits and certain assets of Almena State Bank | | Equity Bancshares, Inc. | Wichita, Kansas
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive advisor for Equity Bancshares, Inc. (NASDAQ: EQBK) in its FDIC-Assisted acquisition of all deposits and certain assets of Almena State Bank | Financial Advisor | | Undisclosed | Financial Services | 10/2020 |
| M&A | 2020-10-22 | Centerbridge Partners, L.P. | Piper Sandler served as exclusive financial advisor to Centerbridge Partners, L.P. on its majority equity investment in holding company Syncapay to combine North Lane Technologies (formerly Wirecard North America) and daVinci Payments. | | Centerbridge Partners, L.P. | New York, NY
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to Centerbridge Partners, L.P. on its majority equity investment in holding company Syncapay to combine North Lane Technologies (formerly Wirecard North America) and daVinci Payments. | Financial Advisor | Private | Undisclosed | Financial Services | 10/2020 |
| M&A | 2020-10-15 | First Citizens BancShares, Inc. | Piper Sandler served as exclusive financial advisor to First Citizens BancShares, Inc. (Nasdaq:FCNCA) on its transformational partnership with CIT Group Inc. (NYSE:CIT) | | First Citizens BancShares, Inc. | Raleigh, NC
|
| Public (Nasdaq:FCNCA) | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to First Citizens BancShares, Inc. (Nasdaq:FCNCA) on its transformational partnership with CIT Group Inc. (NYSE:CIT) | Financial Advisor | Nasdaq:FCNCA |
$2200.0 | Financial Services | 10/2020 |
| M&A | 2020-10-01 | Fauquier Bankshares | Piper Sandler served as financial advisor for Fauquier Bankshares, Inc. (NASDAQ: FBSS) on its announced merger of equals with Virginia National Bankshares Corporation (OTCQX: VABK) | | Fauquier Bankshares | Warrenton, VA
|
| Public(Nasdaq:FBSS) | M&A | Sell-Side | Piper Sandler served as financial advisor for Fauquier Bankshares, Inc. (NASDAQ: FBSS) on its announced merger of equals with Virginia National Bankshares Corporation (OTCQX: VABK) | Financial Advisor | |
$63.0 | Financial Services | 10/2020 |
| M&A | 2020-09-28 | First Mid Bancshares, Inc. | Piper Sandler served as exclusive financial advisor to First Mid Bancshares, Inc. (Nasdaq:FMBH) on its announced acquisition of LINCO Bancshares, Inc. | | First Mid Bancshares, Inc. | Mattoon, IL
|
| Public (Nasdaq:FMBH) | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to First Mid Bancshares, Inc. (Nasdaq:FMBH) on its announced acquisition of LINCO Bancshares, Inc. | Financial Advisor | Nasdaq:FMBH |
$145.0 | Financial Services | 09/2020 |
| M&A | 2020-08-28 | Midland States Bancorp, Inc. | Piper Sandler served as sell-side advisor for Midland States Bancorp, Inc. (NASDAQ: MSBI) on divestiture of its Commercial FHA Origination Platform to Dwight Capital LLC | | Midland States Bancorp, Inc. | Effingham, IL
|
| Public(Nasdaq:MSBI) | M&A | Carve Out | Piper Sandler served as sell-side advisor for Midland States Bancorp, Inc. (NASDAQ: MSBI) on divestiture of its Commercial FHA Origination Platform to Dwight Capital LLC | Financial Advisor | Nasdaq:MSBI | Undisclosed | Financial Services | 08/2020 |
| M&A | 2020-08-15 | Security Bank and Trust Company | Piper Sandler served as exclusive financial advisor to Security Bank and Trust Company in its announced acquisition of The Farmers & Merchants Bank | | Security Bank and Trust Company | Paris, TN
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to Security Bank and Trust Company in its announced acquisition of The Farmers & Merchants Bank | Financial Advisor | | Undisclosed | Financial Services | 08/2020 |
| M&A | 2020-08-13 | Bay Banks of Virginia, Inc. | Piper Sandler served as exclusive financial advisor to Bay Banks of Virginia, Inc. (OTCQB: BAYK) on its announced merger of equals with Blue Ridge Bankshares, Inc (AMEX: BRBS) | | Bay Banks of Virginia, Inc. | Charlottesville, VA
|
| Public (OTCQB: BAYK) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Bay Banks of Virginia, Inc. (OTCQB: BAYK) on its announced merger of equals with Blue Ridge Bankshares, Inc (AMEX: BRBS) | Financial Advisor | OTCQB: BAYK |
$100.0 | Financial Services | 08/2020 |
| M&A | 2020-07-17 | Bank of Akron | Piper Sandler served as exclusive financial advisor to Bank of Akron (OTC:BARK) in its merger with CNB Financial Corporation (NASDAQ:CCNE) | Bank of Akron | Public (OTC:BARK) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Bank of Akron (OTC:BARK) in its merger with CNB Financial Corporation (NASDAQ:CCNE) | Financial Advisor | |
$64.5 | Financial Services | 07/2020 |
| M&A | 2020-07-01 | Covenant Financial, Inc. | Piper Sandler served as exclusive financial advisor to Covenant Financial, Inc. in its completed merger with Citizens & Northern Corporation (NASDAQ: CZNC) | | Covenant Financial, Inc. | Doylestown, PA
|
| Private | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Covenant Financial, Inc. in its completed merger with Citizens & Northern Corporation (NASDAQ: CZNC) | Financial Advisor | |
$77.0 | Financial Services | 07/2020 |
| M&A | 2020-07-01 | Bridge Bancorp, Inc. | Piper Sandler has advised Bridge Bancorp, Inc. (NASDAQ: BDGE) on its merger of equals with Dime Community Bancshares, Inc. (NASDAQ: DCOM) | | Bridge Bancorp, Inc. | Bridgehampton, NY
|
| Public (NASDAQ: BDGE) | M&A | Buy-Side | Piper Sandler has advised Bridge Bancorp, Inc. (NASDAQ: BDGE) on its merger of equals with Dime Community Bancshares, Inc. (NASDAQ: DCOM) | Financial Advisor | |
$489.0 | Financial Services | 07/2020 |
| M&A | 2020-06-30 | Sunstar Insurance Group | Piper Sandler has advised Sunstar Insurance Group on its recapitalization with BBH Capital Partners. | | Sunstar Insurance Group | Memphis, TN
|
| Private | M&A | Sell-Side | Piper Sandler has advised Sunstar Insurance Group on its recapitalization with BBH Capital Partners. | Financial Advisor | | Undisclosed | Financial Services | 06/2020 |
| M&A | 2020-06-30 | Southwest Bancshares, Inc. | Piper Sandler has advised Southwest Bancshares, Inc. on its announced acquisitions of Capitol of Texas Bancshares, Inc. and Texas Hill Country Bancshares, Inc. | | Southwest Bancshares, Inc. | San Antonio, TX
|
| Private | M&A | Buy-Side | Piper Sandler has advised Southwest Bancshares, Inc. on its announced acquisitions of Capitol of Texas Bancshares, Inc. and Texas Hill Country Bancshares, Inc. | Financial Advisor | | Undisclosed | Financial Services | 06/2020 |
| M&A | 2020-06-30 | Hilltop Holdings Inc. | Piper Sandler served as exclusive financial advisor to Hilltop Holdings Inc. (NYSE: HTH) on announced sale of National Lloyds Corporation to Align Financial Holdings | | Hilltop Holdings Inc. | Dallas, TX
|
| Public (NYSE: HTH) | M&A | Carve Out | Piper Sandler served as exclusive financial advisor to Hilltop Holdings Inc. (NYSE: HTH) on announced sale of National Lloyds Corporation to Align Financial Holdings | Financial Advisor | |
$154.1 | Financial Services | 06/2020 |
| M&A | 2020-06-08 | South State Corporation | Piper Sandler served as financial advisor for South State Corporation on merger with CenterState Bank Corporation | | South State Corporation | Columbia, SC
|
| Public (Nasdaq:SSB) | M&A | Sell-Side | Piper Sandler served as financial advisor for South State Corporation on merger with CenterState Bank Corporation | Financial Advisor | |
$2300.0 | Financial Services | 06/2020 |
| M&A | 2020-06-05 | Nationsbuilders Insurance Services | Piper Sandler has advised Nationsbuilders Insurance Services on its announced sale of Nationsbuilder Insurance Company to Randall & Quilter | | Nationsbuilders Insurance Services | Atlanta, GA
|
| Private | M&A | Sell-Side | Piper Sandler has advised Nationsbuilders Insurance Services on its announced sale of Nationsbuilder Insurance Company to Randall & Quilter | Financial Advisor | | Undisclosed | Financial Services | 06/2020 |
| M&A | 2020-06-01 | Wellesley Bancorp, Inc. | Piper Sandler served as exclusive financial advisor to Wellesley Bancorp, Inc. (NASDAQ:WEBK) in its merger with Cambridge Bancorp (NASDAQ:CATC) | | Wellesley Bancorp, Inc. | Wellesley, MA
|
| Public(Nasdaq:WEBK) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Wellesley Bancorp, Inc. (NASDAQ:WEBK) in its merger with Cambridge Bancorp (NASDAQ:CATC) | Financial Advisor | |
$90.0 | Financial Services | 06/2020 |
| M&A | 2020-06-01 | Opus Bank | Piper Sandler served as financial advisor for Opus Bank on merger with Pacific Premier Bancorp, Inc | Opus Bank | Public(Nasdaq:OPB) | M&A | Sell-Side | Piper Sandler served as financial advisor for Opus Bank on merger with Pacific Premier Bancorp, Inc | Financial Advisor | Nasdaq:OPB |
$743.9 | Financial Services | 06/2020 |
| M&A | 2020-05-15 | Alaska USA Federal Credit Union | Piper Sandler served as exclusive financial advisor to Alaska USA Federal Credit Union in its completed acquisition of TCF Bank Branches in Arizona | | Alaska USA Federal Credit Union | Anchorage, AK
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to Alaska USA Federal Credit Union in its completed acquisition of TCF Bank Branches in Arizona | Financial Advisor | | Undisclosed | Financial Services | 05/2020 |
| M&A | 2020-05-15 | Bank First Corporation | Sandler O'Neill served as exclusive financial advisor to Bank First Corporation (Nasdaq:BFC) in its completed acquisition of Tomah Bancshares, Inc. | | Bank First Corporation | Manitowoc, WI
|
| Public (Nasdaq:BFC) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Bank First Corporation (Nasdaq:BFC) in its completed acquisition of Tomah Bancshares, Inc. | Financial Advisor | |
$32.6 | Financial Services | 05/2020 |
| M&A | 2020-05-01 | FSB Bancorp, Inc. | Piper Sandler served as exclusive financial advisor to FSB Bancorp, Inc. (NASDAQ:FSBC) in its merger with Evans Bancorp, Inc. (NYSE AMERICAN:EVBN) | | FSB Bancorp, Inc. | Fairport, NY
|
| Public(Nasdaq:FSBC) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to FSB Bancorp, Inc. (NASDAQ:FSBC) in its merger with Evans Bancorp, Inc. (NYSE AMERICAN:EVBN) | Financial Advisor | |
$27.7 | Financial Services | 05/2020 |
| M&A | 2020-05-01 | United Bankshares, Inc. | Piper Sandler served as exclusive financial advisor to United Bankshares, Inc. (NASDAQ:UBSI) in its acquisition of Carolina Financial Corporation (NASDAQ:CARO) | | United Bankshares, Inc. | Charleston, WV
|
| Public(Nasdaq:UBSI) | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to United Bankshares, Inc. (NASDAQ:UBSI) in its acquisition of Carolina Financial Corporation (NASDAQ:CARO) | Financial Advisor | |
$845.0 | Financial Services | 05/2020 |
| M&A | 2020-05-01 | William Penn Bancorp, Inc. | Piper Sandler served as buy-side advisor for William Penn Bancorp, Inc. (OTCPINK:WMPN) in its acquisitions of Washington Savings Bank and Fidelity Savings and Loan Association of Bucks County | | William Penn Bancorp, Inc. | Bristol, PA
|
| Public (OTCPK: WMPN) | M&A | Buy-Side | Piper Sandler served as buy-side advisor for William Penn Bancorp, Inc. (OTCPINK:WMPN) in its acquisitions of Washington Savings Bank and Fidelity Savings and Loan Association of Bucks County | Financial Advisor | | Undisclosed | Financial Services | 05/2020 |
| M&A | 2020-05-01 | William Penn Bancorp, Inc. | Piper Sandler served as buy-side advisor for William Penn Bancorp, Inc. on acquisition of Washington Savings Bank and Fidelity Savings and Loan Association of Bucks County | | William Penn Bancorp, Inc. | Levittown, PN
|
| Public(OTC:WMPN) | M&A | Buy-Side | Piper Sandler served as buy-side advisor for William Penn Bancorp, Inc. on acquisition of Washington Savings Bank and Fidelity Savings and Loan Association of Bucks County | Financial Advisor | OTC:WMPN | Undisclosed | Financial Services | 05/2020 |
| M&A | 2020-04-08 | SVM, LP | Piper Sandler served as sell-side advisor for SVM, LP on sale to Blackhawk Network Holdings, Inc., a portfolio company of Silver Lake Partners | | SVM, LP | Arlington Heights, IL
|
| Private | M&A | Sell-Side | Piper Sandler served as sell-side advisor for SVM, LP on sale to Blackhawk Network Holdings, Inc., a portfolio company of Silver Lake Partners | Financial Advisor | | Undisclosed | Financial Services | 04/2020 |
| M&A | 2020-04-07 | The Farmington Company | Piper Sandler served as exclusive financial advisor to The Farmington Company in its sale to Aon | | The Farmington Company | Farmington, CT
|
| Private | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to The Farmington Company in its sale to Aon | Financial Advisor | | Undisclosed | Financial Services | 04/2020 |
| M&A | 2020-04-01 | Ascentium Capital LLC | Piper Sandler served as sell-side advisor for Ascentium Capital LLC on sale to Regions Bank | | Ascentium Capital LLC | Kingwood, TX
|
| Private | M&A | Sell-Side | Piper Sandler served as sell-side advisor for Ascentium Capital LLC on sale to Regions Bank | Financial Advisor | | Undisclosed | Financial Services | 04/2020 |
| M&A | 2020-04-01 | World Insurance Associates, LLC | Piper Sandler served as sell-side advsior for World Insurance Associates on sale to Charlesbank Capital Partners | | World Insurance Associates, LLC | Tinton Falls, NJ
|
| Private | M&A | Sell-Side | Piper Sandler served as sell-side advsior for World Insurance Associates on sale to Charlesbank Capital Partners | Financial Advisor | | Undisclosed | Financial Services | 04/2020 |
| M&A | 2020-04-01 | Revere Bank | Piper Sandler served as exclusive financial advisor to Revere Bank (OTCQX:REVB) in its merger with Sandy Spring Bancorp, Inc. (Nasdaq:SASR) | Revere Bank | | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Revere Bank (OTCQX:REVB) in its merger with Sandy Spring Bancorp, Inc. (Nasdaq:SASR) | Financial Advisor | |
$461.0 | Financial Services | 04/2020 |
| M&A | 2020-03-31 | Estancia Capital Management, LLC | Piper Sandler served as buy-side advisor for North Square Investments, LLC, a portfolio company of Estancia Capital Partners,on acquisition of C.S. McKee L.P | | Estancia Capital Management, LLC | Scottsdale, AZ
|
| Private | M&A | Buy-Side | Piper Sandler served as buy-side advisor for North Square Investments, LLC, a portfolio company of Estancia Capital Partners,on acquisition of C.S. McKee L.P | Financial Advisor | Private | Undisclosed | Financial Services | 03/2020 |
| M&A | 2020-03-13 | Seacoast Banking Corp. of Florida | Piper Sandler served as buy-side advisor for Seacoast Banking Corp. of Florida on acquisition of Fourth Street Banking Company | | Seacoast Banking Corp. of Florida | Stuart, FL
|
| Public(Nasdaq:SBCF) | M&A | Buy-Side | Piper Sandler served as buy-side advisor for Seacoast Banking Corp. of Florida on acquisition of Fourth Street Banking Company | Financial Advisor | Nasdaq:SBCF |
$63.6 | Financial Services | 03/2020 |
| M&A | 2020-03-10 | First Midwest Bancorp Inc. | Piper Sandler served as buy-side advisor for First Midwest Bancorp Inc. on acquisition of Bankmanagers Corp | | First Midwest Bancorp Inc. | Chicago, IL
|
| Public(Nasdaq:FMBI) | M&A | Buy-Side | Piper Sandler served as buy-side advisor for First Midwest Bancorp Inc. on acquisition of Bankmanagers Corp | Financial Advisor | Nasdaq:FMBI |
$195.0 | Financial Services | 03/2020 |
| M&A | 2020-03-10 | Three Shores Bancorporation, Inc. | Piper Sandler served as exclusive financial advisor to Three Shores Bancorporation, Inc. in its announced merger with United Community Banks, Inc. | | Three Shores Bancorporation, Inc. | Orlando, FL
|
| Public(OTC:TSHR) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Three Shores Bancorporation, Inc. in its announced merger with United Community Banks, Inc. | Financial Advisor | OTC:TSHR |
$180.0 | Financial Services | 03/2020 |
| M&A | 2020-03-06 | Carroll Bancorp, Inc. | Piper Sandler served as exclusive financial advisor to Carroll Bancorp, Inc. in its announced merger with Farmers and Merchants Bancshares, Inc. | | Carroll Bancorp, Inc. | Sykesville, MD
|
| Public(OTC:CROL) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Carroll Bancorp, Inc. in its announced merger with Farmers and Merchants Bancshares, Inc. | Financial Advisor | OTC:CROL |
$25.0 | Financial Services | 03/2020 |
| M&A | 2020-03-01 | DSA Financial Corporation | Piper Sandler served as exclusive financial advisor to DSA Financial Corporation (OTC Pink:DSFN) in its merger with FCN Banc Corp. (OTC Pink:FBVI) | | DSA Financial Corporation | Chicago, IL
|
| Private | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to DSA Financial Corporation (OTC Pink:DSFN) in its merger with FCN Banc Corp. (OTC Pink:FBVI) | Financial Advisor | | Undisclosed | Financial Services | 03/2020 |
| M&A | 2020-02-29 | Norcal Mutual Insurance Company | Piper Sandler provided a fairness opinion to Norcal Mutual Insurance Company in its announced acquisition by ProAssurance Corporation | | Norcal Mutual Insurance Company | San Francisco, CA
|
| Private | M&A | Fairness Opinion | Piper Sandler provided a fairness opinion to Norcal Mutual Insurance Company in its announced acquisition by ProAssurance Corporation | Financial Advisor | | Undisclosed | Financial Services | 02/2020 |
| M&A | 2020-02-29 | Meta Financial Group, Inc. | Sandler O'Neill served as exclusive financial advisor to Meta Financial Group (Nasdaq:CASH) in the sale of the community bank division of MetaBank, a wholly-owned subsidiary of Meta Financial Group, to Central Bank | | Meta Financial Group, Inc. | Sioux Falls, SD
|
| Public(Nasdaq:CASH) | M&A | Carve Out | Sandler O'Neill served as exclusive financial advisor to Meta Financial Group (Nasdaq:CASH) in the sale of the community bank division of MetaBank, a wholly-owned subsidiary of Meta Financial Group, to Central Bank | Financial Advisor | | Undisclosed | Financial Services | 02/2020 |
| M&A | 2020-02-29 | Security Star Bancshares, Inc. | Piper Sandler served as sell-side advisor for Security Star Bancshares, Inc. on sale to Adam Bank Group, Inc. | | Security Star Bancshares, Inc. | Midland, TX
|
| Private | M&A | Sell-Side | Piper Sandler served as sell-side advisor for Security Star Bancshares, Inc. on sale to Adam Bank Group, Inc. | Financial Advisor | |
$175.0 | Financial Services | 02/2020 |
| M&A | 2020-02-24 | First Bank (Creve Coeur) | Piper Sandler served as exclusive financial advisor to First Bank in the sale of 14 branches in Missouri and Illinois through three separate transactions | | First Bank (Creve Coeur) | Creve Coeur, MO
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to First Bank in the sale of 14 branches in Missouri and Illinois through three separate transactions | Financial Advisor | | Undisclosed | Financial Services | 02/2020 |
| M&A | 2020-02-18 | Radius Bancorp, Inc. | Piper Sandler served as exclusive financial advisor to Radius Bancorp in its announced merger with LendingClub Corporation | | Radius Bancorp, Inc. | Boston, MA
|
| Private | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Radius Bancorp in its announced merger with LendingClub Corporation | Financial Advisor | |
$185.0 | Financial Services | 02/2020 |
| M&A | 2020-02-07 | Wings Financial Credit Union | Piper Sandler served as exclusive financial advisor to Wings Financial Credit Union in its announced acquisition of Neighborhood National Bank | | Wings Financial Credit Union | Apple Valley, MN
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to Wings Financial Credit Union in its announced acquisition of Neighborhood National Bank | Financial Advisor | | Undisclosed | Financial Services | 02/2020 |
| M&A | 2020-02-05 | First Waterloo Bancshares, Inc. | Piper Sandler served as exclusive financial advisor to First Waterloo Bancshares, Inc. in its acquisition of Best Hometown Bancorp, Inc. (OTC Pink:BTHT) | | First Waterloo Bancshares, Inc. | Waterloo, IL
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to First Waterloo Bancshares, Inc. in its acquisition of Best Hometown Bancorp, Inc. (OTC Pink:BTHT) | Financial Advisor | |
$12.3 | Financial Services | 02/2020 |
| M&A | 2020-02-03 | AKAM Livings Services, Inc. | Piper Sandler served as exclusive financial advisor to AKAM Livings Services, Inc. on its management-led investment and recapitalization with Nautic Partners, LLC | | AKAM Livings Services, Inc. | New York, NY
|
| Private | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to AKAM Livings Services, Inc. on its management-led investment and recapitalization with Nautic Partners, LLC | Financial Advisor | | Undisclosed | Financial Services | 02/2020 |
| M&A | 2020-02-03 | Opus Bank | Piper Sandler served as exclusive financial advisor to Opus Bank (NASDAQ:OPB) in its announced merger with Pacific Premier Bancorp, Inc. (NASDAQ:PPBI) | Opus Bank | Public (NASDAQ:OPB) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Opus Bank (NASDAQ:OPB) in its announced merger with Pacific Premier Bancorp, Inc. (NASDAQ:PPBI) | Financial Advisor | |
$1000.0 | Financial Services | 02/2020 |
| M&A | 2020-02-02 | United Community Financial Corp. | Piper Sandler served as exclusive financial advisor to United Community Financial Corp. (NASDAQ:UCFC) in its merger with First Defiance Financial Corp. (NASDAQ:FDEF) | | United Community Financial Corp. | Youngstown, OH
|
| Public(Nasdaq:UCFC) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to United Community Financial Corp. (NASDAQ:UCFC) in its merger with First Defiance Financial Corp. (NASDAQ:FDEF) | Financial Advisor | |
$473.3 | Financial Services | 02/2020 |
| M&A | 2020-01-31 | THL Credit Advisors LLC | Piper Sandler served as exclusive financial advisor to THL Credit Advisors in its announced acquisition by First Eagle Investment Management | | THL Credit Advisors LLC | Boston, MA
|
| Private | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to THL Credit Advisors in its announced acquisition by First Eagle Investment Management | Financial Advisor | | Undisclosed | Financial Services | 01/2020 |
| M&A | 2020-01-31 | Community Financial Holding Company, Inc. | Piper Sandler served as sell-side advisor for Community Financial Holding Company, Inc. on sale to First-Citizens Bank & Trust | | Community Financial Holding Company, Inc. | Duluth, GA
|
| Private | M&A | Sell-Side | Piper Sandler served as sell-side advisor for Community Financial Holding Company, Inc. on sale to First-Citizens Bank & Trust | Financial Advisor | |
$2.3 | Financial Services | 01/2020 |
| M&A | 2020-01-23 | Seacoast Banking Corporation of Florida | Piper Sandler served as exclusive financial advisor to Seacoast Banking Corporation of Florida (NASDAQ:SBCF) in its announced acquisition of Fourth Street Banking Company | | Seacoast Banking Corporation of Florida | Stuart, FL
|
| Public (NASDAQ:SBCF) | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to Seacoast Banking Corporation of Florida (NASDAQ:SBCF) in its announced acquisition of Fourth Street Banking Company | Financial Advisor | NASDAQ:SBCF |
$63.6 | Financial Services | 01/2020 |
| M&A | 2020-01-10 | Frederick County Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Frederick County Bancorp, Inc. (OTC Pink:FCBI) in its merger with ACNB Corporation (Nasdaq:ACNB) | | Frederick County Bancorp, Inc. | Frederick, MA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Frederick County Bancorp, Inc. (OTC Pink:FCBI) in its merger with ACNB Corporation (Nasdaq:ACNB) | Financial Advisor | |
$60.0 | Financial Services | 01/2020 |
| M&A | 2020-01-08 | North Square Investments | Piper Sandler served as exclusive financial advisor to North Square Investments in its announced acquisition of a majority interest in C.S. McKee L.P. | | North Square Investments | ,
|
| Private | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to North Square Investments in its announced acquisition of a majority interest in C.S. McKee L.P. | Financial Advisor | | Undisclosed | Financial Services | 01/2020 |
| M&A | 2020-01-01 | OceanFirst Financial Corp. | Piper Sandler served as buy-side advisor for OceanFirst Financial Corp. on acquisition of Two River Bancorp | | OceanFirst Financial Corp. | Toms River, NJ
|
| Public(Nasdaq:OCFC) | M&A | Buy-Side | Piper Sandler served as buy-side advisor for OceanFirst Financial Corp. on acquisition of Two River Bancorp | Financial Advisor | Nasdaq:OCFC |
$197.5 | Financial Services | 01/2020 |
| M&A | 2020-01-01 | OceanFirst Financial Corp. | Piper Sandler served as buy-side advisor for OceanFirst Capital Corporation on acquisition of Country Bank Holding Company, Inc. | | OceanFirst Financial Corp. | Toms River, NJ
|
| Public(Nasdaq:OCFC) | M&A | Buy-Side | Piper Sandler served as buy-side advisor for OceanFirst Capital Corporation on acquisition of Country Bank Holding Company, Inc. | Financial Advisor | Nasdaq:OCFC |
$112.8 | Financial Services | 01/2020 |
| M&A | 2019-12-23 | Gaea Real Estate Corp | Piper Sandler served as sole and exclusive financial advisor and placement agent to Gaea Real Estate Corp. on sale of shares of common stock in its subsidiary, Gaea Real Estate Corp | | Gaea Real Estate Corp | Chicago, IL
|
| Private | M&A | Sell-Side | Piper Sandler served as sole and exclusive financial advisor and placement agent to Gaea Real Estate Corp. on sale of shares of common stock in its subsidiary, Gaea Real Estate Corp | Financial Advisor | |
$66.3 | Financial Services | 12/2019 |
| M&A | 2019-12-23 | Northfield Bancorp, Inc. | Piper Sandler served as exclusive financial advisor to Northfield Bancorp, Inc. (NASDAQ: NFBK) in its announced acquisition of VSB Bancorp, Inc. (OTCQX:VSBN) | | Northfield Bancorp, Inc. | Woodbridge, NJ
|
| Public (NASDAQ:NFBK) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Northfield Bancorp, Inc. (NASDAQ: NFBK) in its announced acquisition of VSB Bancorp, Inc. (OTCQX:VSBN) | Financial Advisor | NASDAQ:NFBK |
$62.9 | Financial Services | 12/2019 |
| M&A | 2019-12-18 | Prairie State Bancorp, Inc. | Piper Jaffray served as exclusive financial advisor to Prairie State Bancorp, Inc. on sale to First Trust Financial Corp. | | Prairie State Bancorp, Inc. | Danforth, IL
|
| Private | M&A | Sell-Side | Piper Jaffray served as exclusive financial advisor to Prairie State Bancorp, Inc. on sale to First Trust Financial Corp. | Financial Advisor | | Undisclosed | Financial Services | 12/2019 |
| M&A | 2019-12-17 | Damariscotta Bancshares | Piper Sandler served as exclusive financial advisor to Damariscotta Bancshares (OTC PINK:DMSQ) in its announced merger with Bangor Bancorp, MHC | | Damariscotta Bancshares | Damariscotta, ME
|
| Public (OTC PINK:DMSQ) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor to Damariscotta Bancshares (OTC PINK:DMSQ) in its announced merger with Bangor Bancorp, MHC | Financial Advisor | OTC PINK:DMSQ |
$35.0 | Financial Services | 12/2019 |
| M&A | 2019-12-16 | Virginia Community Bankshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Virginia Community Bankshares, Inc. (OTC Pink:VCBS) in its announced merger with Blue Ridge Bankshares, Inc. (OTC Pink:BRBS) | | Virginia Community Bankshares, Inc. | Louisa, VA
|
| Public (OTC Pink:VCBS) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Virginia Community Bankshares, Inc. (OTC Pink:VCBS) in its announced merger with Blue Ridge Bankshares, Inc. (OTC Pink:BRBS) | Financial Advisor | OTC Pink:VCBS |
$42.5 | Financial Services | 12/2019 |
| M&A | 2019-12-09 | Independent Bank Group, Inc. | Sandler O'Neill provided a fairness opinion to Independent Bank Group, Inc. (Nasdaq:IBTX) in its announced merger of equals with Texas Capital Bancshares, Inc. (Nasdaq:TCBI) | | Independent Bank Group, Inc. | McKinney, TX
|
| Public (Nasdaq:IBTX) | M&A | Buy-Side | Sandler O'Neill provided a fairness opinion to Independent Bank Group, Inc. (Nasdaq:IBTX) in its announced merger of equals with Texas Capital Bancshares, Inc. (Nasdaq:TCBI) | Financial Advisor | Nasdaq:IBTX |
$3100.0 | Financial Services | 12/2019 |
| M&A | 2019-12-05 | William Penn Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to William Penn Bancorp, Inc. (OTCPINK:WMPN) in its announced acquisition of Fidelity Savings and Loan Association of Bucks County | | William Penn Bancorp, Inc. | Levittown, PA
|
| Public (OTCPINK:WMPN) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to William Penn Bancorp, Inc. (OTCPINK:WMPN) in its announced acquisition of Fidelity Savings and Loan Association of Bucks County | Financial Advisor | OTCPINK:WMPN | Undisclosed | Financial Services | 12/2019 |
| M&A | 2019-12-03 | RSB Bancorp, MHC | Sandler O'Neill served as exclusive financial advisor to RSB Bancorp, MHC in its announced merger with Columbia Bank, MHC (Nasdaq:CLBK) | | RSB Bancorp, MHC | Roselle, NJ
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to RSB Bancorp, MHC in its announced merger with Columbia Bank, MHC (Nasdaq:CLBK) | Financial Advisor | | Undisclosed | Financial Services | 12/2019 |
| M&A | 2019-12-02 | West Texas State Bank | Piper Jaffray served as exclusive financial advisor for West Texas State Bank in its merger with South Plains Financial, Inc. | | West Texas State Bank | Odessa, TX
|
| Private | M&A | Sell-Side | Piper Jaffray served as exclusive financial advisor for West Texas State Bank in its merger with South Plains Financial, Inc. | Financial Advisor | |
$76.1 | Financial Services | 12/2019 |
| M&A | 2019-12-02 | 1347 Property Insurance Holdings | Sandler O'Neill served as exclusive financial advisor to 1347 Property Insurance Holdings (Nasdaq:PIH) in its sale of its Homeowners' Insurance Operations to FedNat Holding Company (Nasdaq: FNHC) | | 1347 Property Insurance Holdings | Tampa, FL
|
| Public (Nasdaq:PIH) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to 1347 Property Insurance Holdings (Nasdaq:PIH) in its sale of its Homeowners' Insurance Operations to FedNat Holding Company (Nasdaq: FNHC) | Financial Advisor | Nasdaq:PIH |
$51.0 | Financial Services | 12/2019 |
| M&A | 2019-11-25 | TD Ameritrade Holding Corporation | Sandler O'Neill served as financial advisor to the Strategic Development Committee of the board of directors of TD Ameritrade Holding Corporation (Nasdaq:AMTD) in the announced acquisition by The Charles Schwab Corporation (NYSE:SCHW) | | TD Ameritrade Holding Corporation | Omaha, NE
|
| Public (Nasdaq:AMTD) | M&A | Sell-Side | Sandler O'Neill served as financial advisor to the Strategic Development Committee of the board of directors of TD Ameritrade Holding Corporation (Nasdaq:AMTD) in the announced acquisition by The Charles Schwab Corporation (NYSE:SCHW) | Financial Advisor | |
$26000.0 | Financial Services | 11/2019 |
| M&A | 2019-11-19 | Seacoast Banking Corporation of Florida | Sandler O'Neill served as exclusive financial advisor to Seacoast Banking Corporation of Florida (Nasdaq:SBCF) in its announced acquisition of First Bank of the Palm Beaches | | Seacoast Banking Corporation of Florida | Stuart, FL
|
| Public (Nasdaq:SBCF) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Seacoast Banking Corporation of Florida (Nasdaq:SBCF) in its announced acquisition of First Bank of the Palm Beaches | Financial Advisor | Nasdaq:SBCF |
$32.9 | Financial Services | 11/2019 |
| M&A | 2019-11-15 | Virginia Partners Bank | Sandler O'Neill served as exclusive financial advisor to Virginia Partners Bank (OTCQX:PTRS) in its merger with Delmar Bancorp (OTCQX:DBCP) | | Virginia Partners Bank | Fredericksburg, VA
|
| Public (OTCQX:PTRS) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Virginia Partners Bank (OTCQX:PTRS) in its merger with Delmar Bancorp (OTCQX:DBCP) | Financial Advisor | OTCQX:PTRS |
$55.1 | Financial Services | 11/2019 |
| M&A | 2019-11-07 | Aflac Incorporated | Sandler O'Neill served as exclusive financial advisor to Aflac Incorporated (NYSE:AFL) in its acquisition of Argus Holdings, LLC | | Aflac Incorporated | Columbus, GA
|
| Public (NYSE:AFL) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Aflac Incorporated (NYSE:AFL) in its acquisition of Argus Holdings, LLC | Financial Advisor | NYSE:AFL | Undisclosed | Financial Services | 11/2019 |
| M&A | 2019-11-01 | United Financial Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to United Financial Bancorp, Inc. (Nasdaq:UBNK) in its merger with People's United Financial, Inc. (Nasdaq:PBCT) | | United Financial Bancorp, Inc. | Hartford, CT
|
| Public (Nasdaq:UBNK) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to United Financial Bancorp, Inc. (Nasdaq:UBNK) in its merger with People's United Financial, Inc. (Nasdaq:PBCT) | Financial Advisor | |
$759.0 | Financial Services | 11/2019 |
| M&A | 2019-11-01 | SBC, Incorporated | Sandler O'Neill served as exclusive financial advisor to SBC, Incorporated, parent of Countryside Bank, in its merger with Wintrust Financial Corporation (Nasdaq:WTFC) | | SBC, Incorporated | Countryside, IL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to SBC, Incorporated, parent of Countryside Bank, in its merger with Wintrust Financial Corporation (Nasdaq:WTFC) | Financial Advisor | |
$90.5 | Financial Services | 11/2019 |
| M&A | 2019-11-01 | Stewardship Financial Corporation | Sandler O'Neill served as exclusive financial advisor to Stewardship Financial Corporation (Nasdaq:SSFN) in its merger with Columbia Financial, Inc. (MHC) (Nasdaq:CLBK) | | Stewardship Financial Corporation | Midland Park, NJ
|
| Public (Nasdaq:SSFN) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Stewardship Financial Corporation (Nasdaq:SSFN) in its merger with Columbia Financial, Inc. (MHC) (Nasdaq:CLBK) | Financial Advisor | Nasdaq:SSFN |
$137.0 | Financial Services | 11/2019 |
| M&A | 2019-10-31 | Knight Capital LLC | Piper Jaffray served as exclusive financial advisor to Knight Capital LLC on sale to Ready Capital Corporation | | Knight Capital LLC | Miami Beach, FL
|
| Private | M&A | Sell-Side | Piper Jaffray served as exclusive financial advisor to Knight Capital LLC on sale to Ready Capital Corporation | Financial Advisor | | Undisclosed | Financial Services | 10/2019 |
| M&A | 2019-10-25 | Empire Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Empire Bancorp, Inc. (OTCQX:EMPK) in its announced merger with Flushing Financial Corporation (Nasdaq:FFIC) | | Empire Bancorp, Inc. | Islandia, NY
|
| Public (OTCQX:EMPK) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Empire Bancorp, Inc. (OTCQX:EMPK) in its announced merger with Flushing Financial Corporation (Nasdaq:FFIC) | Financial Advisor | OTCQX:EMPK |
$111.6 | Financial Services | 10/2019 |
| M&A | 2019-10-23 | Continental National Bank | Sandler O'Neill served as exclusive financial advisor to Continental National Bank in its merger with First American Bank Corporation | | Continental National Bank | Miami, FL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Continental National Bank in its merger with First American Bank Corporation | Financial Advisor | | Undisclosed | Financial Services | 10/2019 |
| M&A | 2019-10-22 | Reliant Bancorp, Inc. | Piper Jaffray served as buy-side advisor to Reliant Bancorp, Inc. on acquisition of First Advantage Bancorp. | | Reliant Bancorp, Inc. | Brentwood, TN
|
| Public (Nasdaq:RBNC) | M&A | Buy-Side | Piper Jaffray served as buy-side advisor to Reliant Bancorp, Inc. on acquisition of First Advantage Bancorp. | Financial Advisor | |
$123.4 | Financial Services | 10/2019 |
| M&A | 2019-10-21 | Lighthouse Bank | Sandler O'Neill served as exclusive financial advisor to Lighthouse Bank (OTC Pink:LGHT) in its merger with Santa Cruz County Bank (OTC Pink:SCZC) | | Lighthouse Bank | Santa Cruz, CA
|
| Public (OTC Pink:LGHT) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Lighthouse Bank (OTC Pink:LGHT) in its merger with Santa Cruz County Bank (OTC Pink:SCZC) | Financial Advisor | OTC Pink:LGHT |
$68.9 | Financial Services | 10/2019 |
| M&A | 2019-10-15 | LSG Insurance Partners | Sandler O'Neill served as exclusive financial advisor to LSG Insurance Partners in its acquisition by Arthur J. Gallagher & Co. (NYSE:AJG) | | LSG Insurance Partners | Bloomfield Hills, MI
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to LSG Insurance Partners in its acquisition by Arthur J. Gallagher & Co. (NYSE:AJG) | Financial Advisor | | Undisclosed | Financial Services | 10/2019 |
| M&A | 2019-10-15 | Docking Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Docking Bancshares, Inc. in its announced acquisition of Midland Financial Corporation | | Docking Bancshares, Inc. | Arkansas City, KS
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Docking Bancshares, Inc. in its announced acquisition of Midland Financial Corporation | Financial Advisor | | Undisclosed | Financial Services | 10/2019 |
| M&A | 2019-10-14 | CoreVest American Finance Lender, LLC | Piper Jaffray served as exlusive advisor to CoreVest merican Finance and Fortress Investment Group on announced sale to Redwood Trust, Inc. | | CoreVest American Finance Lender, LLC | Irvine, CA
|
| Private | M&A | Sell-Side | Piper Jaffray served as exlusive advisor to CoreVest merican Finance and Fortress Investment Group on announced sale to Redwood Trust, Inc. | Financial Advisor | |
$490.0 | Financial Services | 10/2019 |
| M&A | 2019-10-11 | Spectrum Automotive Holdings Corp. | Sandler O'Neill served as exclusive financial advisor to Spectrum Automotive Holdings Corp. in its sale to Cornell Capital LLC | | Spectrum Automotive Holdings Corp. | Fairfield, NJ
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Spectrum Automotive Holdings Corp. in its sale to Cornell Capital LLC | Financial Advisor | | Undisclosed | Financial Services | 10/2019 |
| M&A | 2019-10-11 | Presidio Bank | Sandler O'Neill served as exclusive financial advisor to Presidio Bank (OTC Pink:PDOB) in its merger with Heritage Commerce Corp (Nasdaq:HTBK) | | Presidio Bank | San Francisco, CA
|
| Public (OTC Pink:PDOB) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Presidio Bank (OTC Pink:PDOB) in its merger with Heritage Commerce Corp (Nasdaq:HTBK) | Financial Advisor | OTC Pink:PDOB |
$200.3 | Financial Services | 10/2019 |
| M&A | 2019-09-30 | Grand Bank, National Association | Sandler O'Neill served as exclusive financial advisor to Grand Bank, National Association in its merger with First Bank (Nasdaq:FRBA) | | Grand Bank, National Association | Hamilton Square, NJ
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Grand Bank, National Association in its merger with First Bank (Nasdaq:FRBA) | Financial Advisor | |
$19.4 | Financial Services | 09/2019 |
| M&A | 2019-09-30 | Oaktree Capital Group, LLC | Sandler O'Neill served as exclusive financial advisor to the special committee of Oaktree Capital Group, LLC (NYSE:OAK) on the sale of a 62% stake to Brookfield Asset Management Inc. (NYSE:BAM) | | Oaktree Capital Group, LLC | Los Angeles, CA
|
| Public (NYSE:OAK) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to the special committee of Oaktree Capital Group, LLC (NYSE:OAK) on the sale of a 62% stake to Brookfield Asset Management Inc. (NYSE:BAM) | Financial Advisor | |
$4800.0 | Financial Services | 09/2019 |
| M&A | 2019-09-25 | City National Bank of Florida | Sandler O'Neill served as exclusive financial advisor to City National Bank of Florida in its announced acquisition of Executive Banking Corporation | | City National Bank of Florida | Miami, FL
|
| Public (SGO:BCI) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to City National Bank of Florida in its announced acquisition of Executive Banking Corporation | Financial Advisor | SGO:BCI | Undisclosed | Financial Services | 09/2019 |
| M&A | 2019-09-24 | Community Financial Holding Company, Inc. | Sandler O'Neill served as exclusive financial advisor to Community Financial Holding Company, Inc. in its announced merger with First Citizens BancShares, Inc. (Nasdaq:FCNC.A) | | Community Financial Holding Company, Inc. | Duluth, GA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Community Financial Holding Company, Inc. in its announced merger with First Citizens BancShares, Inc. (Nasdaq:FCNC.A) | Financial Advisor | | Undisclosed | Financial Services | 09/2019 |
| M&A | 2019-09-20 | MidSouth Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to MidSouth Bancorp, Inc. (NYSE:MSL) in its merger with Hancock Whitney Corporation (Nasdaq:HWC) | | MidSouth Bancorp, Inc. | Lafayette, LA
|
| Public (NYSE:MSL) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to MidSouth Bancorp, Inc. (NYSE:MSL) in its merger with Hancock Whitney Corporation (Nasdaq:HWC) | Financial Advisor | NYSE:MSL |
$213.5 | Financial Services | 09/2019 |
| M&A | 2019-09-19 | EMC Insurance Group Inc | Sandler O'Neill served as exclusive financial advisor to the Special Committee of EMC Insurance Group Inc.'s (Nasdaq:EMCI) board of directors in a transaction whereby Employers Mutual Casualty Company acquired all of the outstanding shares that it did not | | EMC Insurance Group Inc | Des Moines, IA
|
| Public (Nasdaq:EMCI) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to the Special Committee of EMC Insurance Group Inc.'s (Nasdaq:EMCI) board of directors in a transaction whereby Employers Mutual Casualty Company acquired all of the outstanding shares that it did not | Financial Advisor | Nasdaq:EMCI |
$371.0 | Financial Services | 09/2019 |
| M&A | 2019-09-16 | Verde Capital Partners | Sandler O'Neill served as exclusive financial advisor to Verde Capital Partners LLC, the sole owner of Puritan Life Insurance Company in its sale to a privately held insurance holding company | Verde Capital Partners | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Verde Capital Partners LLC, the sole owner of Puritan Life Insurance Company in its sale to a privately held insurance holding company | Financial Advisor | | Undisclosed | Financial Services | 09/2019 |
| M&A | 2019-09-01 | Heritage Bancorp/Providence Bank | Sandler O'Neill served as exclusive financial advisor to the special committees of the board of directors of CCF Holding Company, Heritage Bancorp and Providence Bank in their merger | | Heritage Bancorp/Providence Bank | , GA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to the special committees of the board of directors of CCF Holding Company, Heritage Bancorp and Providence Bank in their merger | Financial Advisor | |
$105.1 | Financial Services | 09/2019 |
| M&A | 2019-09-01 | Van Alstyne Financial Corporation | Piper Jaffray served as financial advisor to Van Alstyne Financial Corporation on sale to BancorpSouth Bank. | | Van Alstyne Financial Corporation | Van Alstyne, TX
|
| Private | M&A | Sell-Side | Piper Jaffray served as financial advisor to Van Alstyne Financial Corporation on sale to BancorpSouth Bank. | Financial Advisor | |
$78.7 | Financial Services | 09/2019 |
| M&A | 2019-09-01 | MBT Financial Corp. | Sandler O'Neill served as exclusive financial advisor to MBT Financial Corp. (Nasdaq:MBTF) in its merger with First Merchants Corporation (Nasdaq:FRME) | | MBT Financial Corp. | Monroe, MI
|
| Public (Nasdaq:MBTF) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to MBT Financial Corp. (Nasdaq:MBTF) in its merger with First Merchants Corporation (Nasdaq:FRME) | Financial Advisor | Nasdaq:MBTF |
$290.9 | Financial Services | 09/2019 |
| M&A | 2019-08-28 | First Midwest Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to First Midwest Bancorp, Inc. (Nasdaq:FMBI) in its announced acquisition of Bankmanagers Corp. | | First Midwest Bancorp, Inc. | Chicago, IL
|
| Public (Nasdaq:FMBI) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to First Midwest Bancorp, Inc. (Nasdaq:FMBI) in its announced acquisition of Bankmanagers Corp. | Financial Advisor | |
$195.0 | Financial Services | 08/2019 |
| M&A | 2019-08-26 | OceanFirst Financial Corp. | Piper Jaffray served as exclusive financial advisor to OceanFirst Financiap Corp. on acquisition of Two River Bancorp. | | OceanFirst Financial Corp. | Toms River, NJ
|
| Public (Nasdaq:OCFC) | M&A | Buy-Side | Piper Jaffray served as exclusive financial advisor to OceanFirst Financiap Corp. on acquisition of Two River Bancorp. | Financial Advisor | |
$182.8 | Financial Services | 08/2019 |
| M&A | 2019-08-26 | OceanFirst Financial Corp. | Piper Jaffray served as exclusive financial advisor to OceanFirst Financiap Corp. on acquisition of Country Bank. | | OceanFirst Financial Corp. | Toms River, NJ
|
| Public (Nasdaq:OCFC) | M&A | Buy-Side | Piper Jaffray served as exclusive financial advisor to OceanFirst Financiap Corp. on acquisition of Country Bank. | Financial Advisor | |
$102.2 | Financial Services | 08/2019 |
| M&A | 2019-08-16 | Bancorp of New Jersey, Inc. | Sandler O'Neill served as exclusive financial advisor to Bancorp of New Jersey, Inc. (NYSEAM:BKJ) in its announced merger with ConnectOne Bancorp, Inc. (Nasdaq:CNOB) | | Bancorp of New Jersey, Inc. | Fort Lee, NJ
|
| Public (NYSEAM:BKJ) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Bancorp of New Jersey, Inc. (NYSEAM:BKJ) in its announced merger with ConnectOne Bancorp, Inc. (Nasdaq:CNOB) | Financial Advisor | NYSEAM:BKJ |
$113.4 | Financial Services | 08/2019 |
| M&A | 2019-08-13 | Ann Arbor Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Ann Arbor Bancorp, Inc. in its announced merger with Level One Bancorp, Inc. (Nasdaq:LEVL) | | Ann Arbor Bancorp, Inc. | Ann Arbor, MI
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Ann Arbor Bancorp, Inc. in its announced merger with Level One Bancorp, Inc. (Nasdaq:LEVL) | Financial Advisor | |
$67.8 | Financial Services | 08/2019 |
| M&A | 2019-08-13 | Peoples Bankshares, Incorporated | Sandler O'Neill served as exclusive financial advisor to Peoples Bankshares, Incorporated (OTC Pink:PBVA) in its announced merger with C&F Financial Corporation (Nasdaq:CFFI) | | Peoples Bankshares, Incorporated | Montross, VA
|
| Public (OTC Pink:PBVA) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Peoples Bankshares, Incorporated (OTC Pink:PBVA) in its announced merger with C&F Financial Corporation (Nasdaq:CFFI) | Financial Advisor | OTC Pink:PBVA |
$21.4 | Financial Services | 08/2019 |
| M&A | 2019-08-09 | Country Bank Holding Company, Inc. | Sandler O'Neill served as exclusive financial advisor to Country Bank Holding Company, Inc. (OTC Pink:CYHC) in its announced merger with OceanFirst Financial Corp. (Nasdaq:OCFC) | | Country Bank Holding Company, Inc. | New York, NY
|
| Public (OTC Pink:CYHC) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Country Bank Holding Company, Inc. (OTC Pink:CYHC) in its announced merger with OceanFirst Financial Corp. (Nasdaq:OCFC) | Financial Advisor | OTC Pink:CYHC |
$102.2 | Financial Services | 08/2019 |
| M&A | 2019-07-31 | Hospitals Insurance Company and FOJP Service Corporation | Sandler O'Neill served as exclusive financial advisor to Hospitals Insurance Company and FOJP Service Corporation in its sale to The Doctors Company | | Hospitals Insurance Company and FOJP Service Corporation | New York, NY
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Hospitals Insurance Company and FOJP Service Corporation in its sale to The Doctors Company | Financial Advisor | |
$650.0 | Financial Services | 07/2019 |
| M&A | 2019-07-29 | First Long Island Investors | Sandler O'Neill served as exclusive financial advisor to First Long Island Investors in the sale of a minority stake to Kudu Investment Managers | | First Long Island Investors | Jericho, NY
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to First Long Island Investors in the sale of a minority stake to Kudu Investment Managers | Financial Advisor | | Undisclosed | Financial Services | 07/2019 |
| M&A | 2019-07-29 | Medley Capital Corporation | Sandler O'Neill served as exclusive financial advisor to the Special Committee of the board of directors of Medley Capital Corporation (NYSE:MCC) in the announced combination with Sierra Income Corporation and Medley Management Inc. (NYSE:MDLY) | | Medley Capital Corporation | New York, NY
|
| Public (NYSE: MCC) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to the Special Committee of the board of directors of Medley Capital Corporation (NYSE:MCC) in the announced combination with Sierra Income Corporation and Medley Management Inc. (NYSE:MDLY) | Financial Advisor | NYSE: MCC | Undisclosed | Financial Services | 07/2019 |
| M&A | 2019-07-27 | HopFed Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to HopFed Bancorp, Inc. (Nasdaq:HFBC) in its merger with First Financial Corporation (Nasdaq:THFF) | | HopFed Bancorp, Inc. | Hopkinsville, KY
|
| Public (Nasdaq:HFBC) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to HopFed Bancorp, Inc. (Nasdaq:HFBC) in its merger with First Financial Corporation (Nasdaq:THFF) | Financial Advisor | Nasdaq:HFBC |
$128.3 | Financial Services | 07/2019 |
| M&A | 2019-07-19 | WinFirst Bank | Sandler O'Neill served as exclusive financial advisor to WinFirst Bank in its announced merger with First South Financial Credit Union | | WinFirst Bank | Winchester, KY
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to WinFirst Bank in its announced merger with First South Financial Credit Union | Financial Advisor | | Undisclosed | Financial Services | 07/2019 |
| M&A | 2019-07-15 | Carolina Financial Corporation | Sandler O'Neill served as exclusive financial advisor to Carolina Financial Corporation (Nasdaq:CARO) in its announced acquisition of Carolina Trust Corporation (Nasdaq:CART) | | Carolina Financial Corporation | Charleston, SC
|
| Public (Nasdaq:CARO) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Carolina Financial Corporation (Nasdaq:CARO) in its announced acquisition of Carolina Trust Corporation (Nasdaq:CART) | Financial Advisor | Nasdaq:CARO |
$100.1 | Financial Services | 07/2019 |
| M&A | 2019-07-12 | Bank First Corporation | Sandler O'Neill served as exclusive financial advisor to Bank First Corporation (Nasdaq:BFC) in its acquisition of Partnership Community Bancshares, Inc. | | Bank First Corporation | Manitowoc, WI
|
| Public (Nasdaq:BFC) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Bank First Corporation (Nasdaq:BFC) in its acquisition of Partnership Community Bancshares, Inc. | Financial Advisor | Nasdaq:BFC |
$41.0 | Financial Services | 07/2019 |
| M&A | 2019-07-01 | U.S. Risk Insurance Group, LLC | Sandler O'Neill served as exclusive financial advisor to U.S. Risk Insurance Group, LLC in its acquisition by USI Insurance Services, LLC | | U.S. Risk Insurance Group, LLC | Dallas, TX
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to U.S. Risk Insurance Group, LLC in its acquisition by USI Insurance Services, LLC | Financial Advisor | | Undisclosed | Financial Services | 07/2019 |
| M&A | 2019-07-01 | German American Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to German American Bancorp, Inc. (Nasdaq:GABC) in its acquisition of Citizens First Corporation (Nasdaq:CZFC) | | German American Bancorp, Inc. | Jasper, IN
|
| Public (Nasdaq:GABC) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to German American Bancorp, Inc. (Nasdaq:GABC) in its acquisition of Citizens First Corporation (Nasdaq:CZFC) | Financial Advisor | Nasdaq:GABC |
$68.2 | Financial Services | 07/2019 |
| M&A | 2019-07-01 | Fidelity Southern Corporation | Sandler O'Neill served as exclusive financial advisor to Fidelity Southern Corporation (Nasdaq:LION) in its merger with Ameris Bancorp (Nasdaq:ABCB) | | Fidelity Southern Corporation | Atlanta, GA
|
| Public (Nasdaq:LION) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Fidelity Southern Corporation (Nasdaq:LION) in its merger with Ameris Bancorp (Nasdaq:ABCB) | Financial Advisor | Nasdaq:LION |
$750.7 | Financial Services | 07/2019 |
| M&A | 2019-06-29 | Union Bankshares Corporation | Sandler O'Neill served as exclusive financial advisor to Union Bankshares Corporation (Nasdaq:UBSH) in its sale of Shore Premier Finance to Home BancShares, Inc. (Nasdaq:HOMB) | | Union Bankshares Corporation | Elizabeth City, NC
|
| Public (Nasdaq:UBSH) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Union Bankshares Corporation (Nasdaq:UBSH) in its sale of Shore Premier Finance to Home BancShares, Inc. (Nasdaq:HOMB) | Financial Advisor | Nasdaq:UBSH |
$403.0 | Financial Services | 06/2019 |
| M&A | 2019-06-14 | Consumers Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Consumers Bancorp, Inc. (OTCQX:CBKM) in its announced acquisition of Peoples Bancorp of Mt. Pleasant, Inc. | | Consumers Bancorp, Inc. | Minerva, OH
|
| Public (OTCQX:CBKM) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Consumers Bancorp, Inc. (OTCQX:CBKM) in its announced acquisition of Peoples Bancorp of Mt. Pleasant, Inc. | Financial Advisor | OTCQX:CBKM |
$10.3 | Financial Services | 06/2019 |
| M&A | 2019-05-31 | eRoom Securities L.L.C. | Sandler O'Neill served as exclusive financial advisor to eRoom Securities L.L.C. in its acquisition by Dash Financial Technologies, LLC | | eRoom Securities L.L.C. | Chicago, IL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to eRoom Securities L.L.C. in its acquisition by Dash Financial Technologies, LLC | Financial Advisor | | Undisclosed | Financial Services | 05/2019 |
| M&A | 2019-05-31 | Brodhead Bancshares, Inc. | Piper Jaffray served as exclusive financial advisor to Brodhead Bancshares, Inc. on announced acquisition of Farmers & Merchants Bank of Orfordville. | | Brodhead Bancshares, Inc. | Brodhead, WI
|
| Private | M&A | Buy-Side | Piper Jaffray served as exclusive financial advisor to Brodhead Bancshares, Inc. on announced acquisition of Farmers & Merchants Bank of Orfordville. | Financial Advisor | | Undisclosed | Financial Services | 05/2019 |
| M&A | 2019-05-10 | Lewis & Clark Bank | Sandler O'Neill served as exclusive financial advisor to Lewis & Clark Bank (OTC Pink:LWCL) in its acquisition of Clatsop Community Bank (OTC Pink:CLAT) | | Lewis & Clark Bank | Oregon City, OR
|
| Public (OTC Pink:LWCL) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Lewis & Clark Bank (OTC Pink:LWCL) in its acquisition of Clatsop Community Bank (OTC Pink:CLAT) | Financial Advisor | OTC Pink:LWCL |
$15.0 | Financial Services | 05/2019 |
| M&A | 2019-05-09 | Bridgeview Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Bridgeview Bancorp, Inc. in its merger with First Midwest Bancorp, Inc. (Nasdaq:FMBI) | | Bridgeview Bancorp, Inc. | Bridgeview, IL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Bridgeview Bancorp, Inc. in its merger with First Midwest Bancorp, Inc. (Nasdaq:FMBI) | Financial Advisor | |
$145.0 | Financial Services | 05/2019 |
| M&A | 2019-05-06 | BAC Florida Bank | Sandler O'Neill served as exclusive financial advisor to BAC Florida Bank in its announced merger with Banco Bradesco SA (BSP:BBDC4, NYSE:BBD) | | BAC Florida Bank | Coral Gables, FL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to BAC Florida Bank in its announced merger with Banco Bradesco SA (BSP:BBDC4, NYSE:BBD) | Financial Advisor | |
$500.0 | Financial Services | 05/2019 |
| M&A | 2019-05-01 | ATBancorp | Sandler O'Neill served as exclusive financial advisor to ATBancorp in its merger with MidWestOne Financial Group, Inc. (Nasdaq:MOFG) | ATBancorp | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to ATBancorp in its merger with MidWestOne Financial Group, Inc. (Nasdaq:MOFG) | Financial Advisor | |
$170.3 | Financial Services | 05/2019 |
| M&A | 2019-05-01 | McGraw Hill Federal Credit Union | Sandler O'Neill served as exclusive financial advisor to McGraw Hill Federal Credit Union in its merger with Pentagon Federal Credit Union | | McGraw Hill Federal Credit Union | East Windsor, NJ
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to McGraw Hill Federal Credit Union in its merger with Pentagon Federal Credit Union | Financial Advisor | | Undisclosed | Financial Services | 05/2019 |
| M&A | 2019-04-30 | King Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to King Bancorp, Inc. in its merger with Stock Yards Bancorp, Inc. (Nasdaq:SYBT) | | King Bancorp, Inc. | Louisville, KY
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to King Bancorp, Inc. in its merger with Stock Yards Bancorp, Inc. (Nasdaq:SYBT) | Financial Advisor | |
$28.0 | Financial Services | 04/2019 |
| M&A | 2019-04-30 | FNB Bancorp | Sandler O'Neill served as exclusive financial advisor to FNB Bancorp in its merger with Glacier Bancorp, Inc. (Nasdaq:GBCI) | FNB Bancorp | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to FNB Bancorp in its merger with Glacier Bancorp, Inc. (Nasdaq:GBCI) | Financial Advisor | |
$85.0 | Financial Services | 04/2019 |
| M&A | 2019-04-30 | Green Square Wealth Management, LLC | Sandler O'Neill served as exclusive financial advisor to Green Square Wealth Management, LLC in its merger with HighTower Holding LLC | | Green Square Wealth Management, LLC | Chicago, IL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Green Square Wealth Management, LLC in its merger with HighTower Holding LLC | Financial Advisor | | Undisclosed | Financial Services | 04/2019 |
| M&A | 2019-04-30 | Citizens Independent Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Citizens Independent Bancorp, Inc. (OTCQX:CZID) in its merger with Merchants Bancorp, Incorporated | | Citizens Independent Bancorp, Inc. | Logan, OH
|
| Public (OTCQX:CZID) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Citizens Independent Bancorp, Inc. (OTCQX:CZID) in its merger with Merchants Bancorp, Incorporated | Financial Advisor | OTCQX:CZID |
$33.3 | Financial Services | 04/2019 |
| M&A | 2019-04-29 | American Trust & Savings Bank | Sandler O'Neill served as exclusive financial advisor to American Trust & Savings Bank in its sale of American Trust Retirement to First Mercantile Trust, a subsidiary of EdgeCo Holdings | | American Trust & Savings Bank | Dubuque, IA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to American Trust & Savings Bank in its sale of American Trust Retirement to First Mercantile Trust, a subsidiary of EdgeCo Holdings | Financial Advisor | | Undisclosed | Financial Services | 04/2019 |
| M&A | 2019-04-24 | Entegra Financial Corp. | Sandler O'Neill served as exclusive financial advisor to Entegra Financial Corp. (Nasdaq:ENFC) in its announced merger with First Citizens BancShares, Inc. (Nasdaq:FCNC.A) | | Entegra Financial Corp. | Franklin, NC
|
| Public (Nasdaq:ENFC) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Entegra Financial Corp. (Nasdaq:ENFC) in its announced merger with First Citizens BancShares, Inc. (Nasdaq:FCNC.A) | Financial Advisor | Nasdaq:ENFC |
$219.8 | Financial Services | 04/2019 |
| M&A | 2019-04-17 | Optima Bank & Trust Company | Sandler O'Neill served as exclusive financial advisor to Optima Bank & Trust Company in its merger with Cambridge Bancorp (Nasdaq:CATC) | | Optima Bank & Trust Company | Portsmouth, NH
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Optima Bank & Trust Company in its merger with Cambridge Bancorp (Nasdaq:CATC) | Financial Advisor | |
$67.0 | Financial Services | 04/2019 |
| M&A | 2019-04-15 | Relation Insurance, Inc. | Sandler O'Neill served as exclusive financial advisor to Relation Insurance, Inc. in its acquisition by Aquiline Capital Partners LLC | | Relation Insurance, Inc. | Walnut Creek, CA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Relation Insurance, Inc. in its acquisition by Aquiline Capital Partners LLC | Financial Advisor | | Undisclosed | Financial Services | 04/2019 |
| M&A | 2019-04-12 | Reliance Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Reliance Bancshares, Inc. (OTC Pink: RLBS) in its merger with Simmons First National Corporation (Nasdaq: SFNC) | | Reliance Bancshares, Inc. | Frrontenac, MO
|
| Public (OTC Pink: RLBS) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Reliance Bancshares, Inc. (OTC Pink: RLBS) in its merger with Simmons First National Corporation (Nasdaq: SFNC) | Financial Advisor | OTC Pink: RLBS |
$172.0 | Financial Services | 04/2019 |
| M&A | 2019-04-10 | Athena Art Finance Corporation | Sandler O'Neill served as exclusive financial advisor to Athena Art Finance Corporation in its sale to YieldStreet Management, LLC | | Athena Art Finance Corporation | New York, NY
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Athena Art Finance Corporation in its sale to YieldStreet Management, LLC | Financial Advisor | |
$170.0 | Financial Services | 04/2019 |
| M&A | 2019-04-08 | Idaho Independent Bank | Sandler O'Neill served as exclusive financial advisor to Idaho Independent Bank (OTC Pink:IIBK) in its merger with First Interstate BancSystem, Inc. (Nasdaq:FIBK) | | Idaho Independent Bank | Coeur d'Alene, ID
|
| Public (OTC Pink:IIBK) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Idaho Independent Bank (OTC Pink:IIBK) in its merger with First Interstate BancSystem, Inc. (Nasdaq:FIBK) | Financial Advisor | OTC Pink:IIBK |
$181.3 | Financial Services | 04/2019 |
| M&A | 2019-04-05 | Atlantic Capital Bancshares, Inc. - 14 Branches | Sandler O'Neill served as exclusive financial advisor to Atlantic Capital Bancshares, Inc. (Nasdaq: ACBI) on the sale of 14 branches to FB Financial Corporation (NYSE:FBK) | | Atlantic Capital Bancshares, Inc. - 14 Branches | Atlanta, GA
|
| Public (Nasdaq: ACBI) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Atlantic Capital Bancshares, Inc. (Nasdaq: ACBI) on the sale of 14 branches to FB Financial Corporation (NYSE:FBK) | Financial Advisor | Nasdaq: ACBI | Undisclosed | Financial Services | 04/2019 |
| M&A | 2019-04-02 | Estancia Capital Management | Sandler O'Neill served as exclusive financial advisor to Estancia Capital Management in their partnership with PMA Senior Management in their acquisition of PMA from Founding Family | | Estancia Capital Management | Scottsdale, AZ
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Estancia Capital Management in their partnership with PMA Senior Management in their acquisition of PMA from Founding Family | Financial Advisor | | Undisclosed | Financial Services | 04/2019 |
| M&A | 2019-04-01 | Citizens & Northern Corporation | Sandler O'Neill served as exclusive financial advisor to Citizens & Northern Corporation (Nasdaq:CZNC) in its acquisition of Monument Bancorp, Inc. | | Citizens & Northern Corporation | Wellsboro, PA
|
| Public (Nasdaq:CZNC) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Citizens & Northern Corporation (Nasdaq:CZNC) in its acquisition of Monument Bancorp, Inc. | Financial Advisor | Nasdaq:CZNC |
$42.7 | Financial Services | 04/2019 |
| M&A | 2019-04-01 | HomeTown Bankshares Corporation | Sandler O'Neill served as exclusive financial advisor to HomeTown Bankshares Corporation (Nasdaq:HMTA) in its merger with American National Bankshares Inc. (Nasdaq:AMNB) | | HomeTown Bankshares Corporation | Roanoke, VA
|
| Public (Nasdaq:HMTA) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to HomeTown Bankshares Corporation (Nasdaq:HMTA) in its merger with American National Bankshares Inc. (Nasdaq:AMNB) | Financial Advisor | Nasdaq:HMTA |
$95.6 | Financial Services | 04/2019 |
| M&A | 2019-04-01 | Independent Bank Corp. | Sandler O'Neill provided a fairness opinion to Independent Bank Corp. (Nasdaq:INDB) in its acquisition of Blue Hills Bancorp, Inc. (Nasdaq:BHBK) | | Independent Bank Corp. | Rockland, MA
|
| Public (Nasdaq:INDB) | M&A | Buy-Side | Sandler O'Neill provided a fairness opinion to Independent Bank Corp. (Nasdaq:INDB) in its acquisition of Blue Hills Bancorp, Inc. (Nasdaq:BHBK) | Financial Advisor | Nasdaq:INDB |
$725.4 | Financial Services | 04/2019 |
| M&A | 2019-04-01 | Park National Corporation | Sandler O'Neill served as exclusive financial advisor to Park National Corporation (NYSEAM:PRK) in its acquisition of CAB Financial Corporation (OTCQX:CABF) | | Park National Corporation | Newark, OH
|
| Public (NYSEAM:PRK) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Park National Corporation (NYSEAM:PRK) in its acquisition of CAB Financial Corporation (OTCQX:CABF) | Financial Advisor | NYSEAM:PRK |
$141.8 | Financial Services | 04/2019 |
| M&A | 2019-03-22 | MB Financial, Inc. | Sandler O'Neill served as exclusive financial advisor to MB Financial, Inc. (Nasdaq:MBFI) in its merger with Fifth Third Bancorp (Nasdaq:FITB) | | MB Financial, Inc. | Chicago, IL
|
| Public (Nasdaq:MBFI) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to MB Financial, Inc. (Nasdaq:MBFI) in its merger with Fifth Third Bancorp (Nasdaq:FITB) | Financial Advisor | |
$4700.0 | Financial Services | 03/2019 |
| M&A | 2019-03-01 | Beneficial Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Beneficial Bancorp, Inc. (Nasdaq:BNCL) in its merger with WSFS Financial Corporation (Nasdaq:WSFS) | | Beneficial Bancorp, Inc. | Philadelphia, PA
|
| Public (Nasdaq:BNCL) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Beneficial Bancorp, Inc. (Nasdaq:BNCL) in its merger with WSFS Financial Corporation (Nasdaq:WSFS) | Financial Advisor | Nasdaq:BNCL |
$1500.0 | Financial Services | 03/2019 |
| M&A | 2019-03-01 | Investar Holding Corporation | Sandler O'Neill served as exclusive financial advisor to Investar Holding Corporation (Nasdaq:ISTR) in its acquisition of Mainland Bank | | Investar Holding Corporation | Baton Rouge, LA
|
| Public (Nasdaq:ISTR) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Investar Holding Corporation (Nasdaq:ISTR) in its acquisition of Mainland Bank | Financial Advisor | Nasdaq:ISTR |
$19.9 | Financial Services | 03/2019 |
| M&A | 2019-03-01 | Virtu Financial, Inc. | Sandler O'Neill served as financial advisor to Virtu Financial, Inc. (Nasdaq:VIRT) in its acquisition of Investment Technology Group, Inc. (NYSE:ITG) | | Virtu Financial, Inc. | New York, NY
|
| Public (Nasdaq:VIRT) | M&A | Buy-Side | Sandler O'Neill served as financial advisor to Virtu Financial, Inc. (Nasdaq:VIRT) in its acquisition of Investment Technology Group, Inc. (NYSE:ITG) | Financial Advisor | Nasdaq:VIRT |
$1000.0 | Financial Services | 03/2019 |
| M&A | 2019-03-01 | FPB Financial Corp. | Sandler O'Neill served as exclusive financial advisor to FPB Financial Corp. (OTC Pink:FPBF) in its merger with First Bancshares, Inc. (Nasdaq:FBMS) | | FPB Financial Corp. | Hammond, LA
|
| Public (OTC Pink:FPBF) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to FPB Financial Corp. (OTC Pink:FPBF) in its merger with First Bancshares, Inc. (Nasdaq:FBMS) | Financial Advisor | OTC Pink:FPBF |
$86.1 | Financial Services | 03/2019 |
| M&A | 2019-02-26 | WiseBanyan Holdings, Inc. | Sandler O'Neill served as exclusive financial advisor to WiseBanyan Holdings, Inc. in its acquisition by Axos Financial, Inc. (NYSE:AX) | | WiseBanyan Holdings, Inc. | Las Vegas, NV
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to WiseBanyan Holdings, Inc. in its acquisition by Axos Financial, Inc. (NYSE:AX) | Financial Advisor | | Undisclosed | Financial Services | 02/2019 |
| M&A | 2019-02-05 | OTC Markets Group Inc. | Sandler O'Neill served as exclusive financial advisor to OTC Markets Group Inc. (OTCQX:OTCM) in its acquisition of Qaravan Inc. | | OTC Markets Group Inc. | New York, NY
|
| Public (OTCQX:OTCM) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to OTC Markets Group Inc. (OTCQX:OTCM) in its acquisition of Qaravan Inc. | Financial Advisor | OTCQX:OTCM | Undisclosed | Financial Services | 02/2019 |
| M&A | 2019-02-01 | Access National Corporation | Sandler O'Neill served as exclusive financial advisor to Access National Corporation (Nasdaq:ANCX) in its merger with Union Bankshares Corporation (Nasdaq:UBSH) | | Access National Corporation | Reston, VA
|
| Public (Nasdaq:ANCX) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Access National Corporation (Nasdaq:ANCX) in its merger with Union Bankshares Corporation (Nasdaq:UBSH) | Financial Advisor | Nasdaq:ANCX |
$610.0 | Financial Services | 02/2019 |
| M&A | 2019-01-31 | The Banc Ed Corp. | Sandler O'Neill served as exclusive financial advisor to The Banc Ed Corp. in its merger with First Busey Corporation (Nasdaq:BUSE) | | The Banc Ed Corp. | Edwardsville, IL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to The Banc Ed Corp. in its merger with First Busey Corporation (Nasdaq:BUSE) | Financial Advisor | |
$304.9 | Financial Services | 01/2019 |
| M&A | 2019-01-28 | Urban Partnership Bank | Sandler O'Neill served as exclusive financial advisor to Urban Partnership Bank in its merger with Providence Bank & Trust | | Urban Partnership Bank | Chicago, IL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Urban Partnership Bank in its merger with Providence Bank & Trust | Financial Advisor | | Undisclosed | Financial Services | 01/2019 |
| M&A | 2019-01-18 | First Farmers and Merchants Corporation | Sandler O'Neill served as exclusive financial advisor to First Farmers and Merchants Corporation (OTC Pink: FFMH) on the sale of one branch to F&M Financial Corporation | | First Farmers and Merchants Corporation | Columbia, TN
|
| Public (OTC Pink: FFMH) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to First Farmers and Merchants Corporation (OTC Pink: FFMH) on the sale of one branch to F&M Financial Corporation | Financial Advisor | OTC Pink: FFMH | Undisclosed | Financial Services | 01/2019 |
| M&A | 2019-01-11 | Heartland Financial USA, Inc. - Consumer Finance Subsidiary Citizens Finance | Sandler O'Neill served as exclusive financial advisor to Heartland Financial USA, Inc. in the sale of its Consumer Finance Subsidiary Citizens Finance to American Credit Acceptance, LLC | | Heartland Financial USA, Inc. - Consumer Finance Subsidiary Citizens Finance | Dubuque, IA
|
| Public (Nasdaq: HTLF) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Heartland Financial USA, Inc. in the sale of its Consumer Finance Subsidiary Citizens Finance to American Credit Acceptance, LLC | Financial Advisor | Nasdaq: HTLF | Undisclosed | Financial Services | 01/2019 |
| M&A | 2019-01-04 | Leerink Holdings LLC | Sandler O'Neill served as exclusive financial advisor to Leerink Holdings LLC in its merger with SVB Financial Group (Nasdaq:SIVB) | | Leerink Holdings LLC | Boston, MA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Leerink Holdings LLC in its merger with SVB Financial Group (Nasdaq:SIVB) | Financial Advisor | |
$280.0 | Financial Services | 01/2019 |
| M&A | 2019-01-04 | Lakeland Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Lakeland Bancorp, Inc. (Nasdaq:LBAI) in its acquisition of Highlands Bancorp, Inc. (OTC Pink:HSBK) | | Lakeland Bancorp, Inc. | Oak Ridge, NJ
|
| Public (Nasdaq:LBAI) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Lakeland Bancorp, Inc. (Nasdaq:LBAI) in its acquisition of Highlands Bancorp, Inc. (OTC Pink:HSBK) | Financial Advisor | Nasdaq:LBAI |
$56.7 | Financial Services | 01/2019 |
| M&A | 2019-01-02 | Midlands Management Company | Sandler O'Neill served as exclusive financial advisor to Midlands Management Company in its sale to Safety National Casualty Corporation | | Midlands Management Company | Saint Louis, MO
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Midlands Management Company in its sale to Safety National Casualty Corporation | Financial Advisor | | Undisclosed | Financial Services | 01/2019 |
| M&A | 2019-01-01 | Volunteer State Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to the shareholders of Volunteer State Bancshares, Inc. pursuant to which Gaylon Lawrence Jr. will acquire 100% of their outstanding shares | | Volunteer State Bancshares, Inc. | Portland, TN
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to the shareholders of Volunteer State Bancshares, Inc. pursuant to which Gaylon Lawrence Jr. will acquire 100% of their outstanding shares | Financial Advisor | | Undisclosed | Financial Services | 01/2019 |
| M&A | 2019-01-01 | MAPFRE Insurance | Sandler O'Neill served as exclusive financial advisor to MAPFRE Insurance in the sale of its subsidiary MAPFRE Insurance Company of New York and the renewal rights to its book of business to Plymouth Rock Assurance Corporation | | MAPFRE Insurance | Webster, MA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to MAPFRE Insurance in the sale of its subsidiary MAPFRE Insurance Company of New York and the renewal rights to its book of business to Plymouth Rock Assurance Corporation | Financial Advisor | | Undisclosed | Financial Services | 01/2019 |
| M&A | 2019-01-01 | FCB Financial Holdings, Inc. | Sandler O'Neill served as financial advisor to FCB Financial Holdings, Inc. (NYSE:FCB) in its merger with Synovus Financial Corp. (NYSE:SNV) | | FCB Financial Holdings, Inc. | Weston, FL
|
| Public (NYSE:FCB) | M&A | Sell-Side | Sandler O'Neill served as financial advisor to FCB Financial Holdings, Inc. (NYSE:FCB) in its merger with Synovus Financial Corp. (NYSE:SNV) | Financial Advisor | |
$2900.0 | Financial Services | 01/2019 |
| M&A | 2019-01-01 | State Bank Financial Corporation | Sandler O'Neill served as financial advisor to State Bank Financial Corporation (Nasdaq:STBZ) in its merger with Cadence Bancorporation (NYSE:CADE) | | State Bank Financial Corporation | Atlanta, GA
|
| Public (Nasdaq:STBZ) | M&A | Sell-Side | Sandler O'Neill served as financial advisor to State Bank Financial Corporation (Nasdaq:STBZ) in its merger with Cadence Bancorporation (NYSE:CADE) | Financial Advisor | Nasdaq:STBZ |
$1400.0 | Financial Services | 01/2019 |
| M&A | 2018-12-31 | Carlyle Group L.P. | Sandler O'Neill served as exclusive financial advisor to Carlyle Group L.P. (Nasdaq:CG) in its acquisition of Sedgwick Claims Management Services, Inc. (0:KKR) | | Carlyle Group L.P. | Washington, DC
|
| Public (Nasdaq:CG) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Carlyle Group L.P. (Nasdaq:CG) in its acquisition of Sedgwick Claims Management Services, Inc. (0:KKR) | Financial Advisor | Nasdaq:CG |
$6700.0 | Financial Services | 12/2018 |
| M&A | 2018-12-28 | Midlands Management Corporation | Sandler O'Neill served as exclusive financial advisor to Midlands Management Corporation in its merger with Delphi Financial Group Inc. | | Midlands Management Corporation | Oklahoma City, OK
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Midlands Management Corporation in its merger with Delphi Financial Group Inc. | Financial Advisor | |
$44.2 | Financial Services | 12/2018 |
| M&A | 2018-12-20 | Gryphon Investors and Orchid Underwriters Agency LLC | Sandler O'Neill served as exclusive financial advisor to Gryphon Investors and Orchid Underwriters Agency, LLC in the sale of Orchard Underwriters to TowerBrook Capital Partners L.P. | | Gryphon Investors and Orchid Underwriters Agency LLC | Vero Beach, FL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Gryphon Investors and Orchid Underwriters Agency, LLC in the sale of Orchard Underwriters to TowerBrook Capital Partners L.P. | Financial Advisor | | Undisclosed | Financial Services | 12/2018 |
| M&A | 2018-12-17 | Plymouth Industrial REIT, Inc. | Sandler O'Neill served as exclusive financial advisor to Plymouth Industrial REIT, Inc. (NYSE American: PLYM) on the completion of a strategic investment from Madison International Realty | | Plymouth Industrial REIT, Inc. | Boston, MA
|
| Public (NYSE American: PLYM) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Plymouth Industrial REIT, Inc. (NYSE American: PLYM) on the completion of a strategic investment from Madison International Realty | Financial Advisor | NYSE: PLYM |
$75.0 | Financial Services | 12/2018 |
| M&A | 2018-12-07 | Poage Bankshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Poage Bankshares, Inc. (Nasdaq:PBSK) in its merger with City Holding Company (Nasdaq:CHCO) | | Poage Bankshares, Inc. | Ashland, KY
|
| Public (Nasdaq:PBSK) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Poage Bankshares, Inc. (Nasdaq:PBSK) in its merger with City Holding Company (Nasdaq:CHCO) | Financial Advisor | Nasdaq:PBSK |
$93.5 | Financial Services | 12/2018 |
| M&A | 2018-12-01 | AmBancorp | Sandler O'Neill served as exclusive financial advisor to AmBancorp in its merger with BOU Bancorp, Inc. | AmBancorp | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to AmBancorp in its merger with BOU Bancorp, Inc. | Financial Advisor | | Undisclosed | Financial Services | 12/2018 |
| M&A | 2018-11-30 | PeoplesBancorp, MHC | Sandler O'Neill served as exclusive financial advisor to PeoplesBancorp, MHC in its acquisition of First Suffield Financial, Inc. (OTC Pink:FSFF) | | PeoplesBancorp, MHC | Holyoke, MA
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to PeoplesBancorp, MHC in its acquisition of First Suffield Financial, Inc. (OTC Pink:FSFF) | Financial Advisor | |
$60.0 | Financial Services | 11/2018 |
| M&A | 2018-11-30 | Wells Fargo & Company | Sandler O'Neill served as financial advisor to Wells Fargo & Company (NYSE: WFC) on the sale of 52 retail branches in Indiana, Michigan, Ohio and Wisconsin to Flagstar Bancorp, Inc. (NYSE: FBC) | | Wells Fargo & Company | San Francisco, CA
|
| Public (NYSE: WFC) | M&A | Sell-Side | Sandler O'Neill served as financial advisor to Wells Fargo & Company (NYSE: WFC) on the sale of 52 retail branches in Indiana, Michigan, Ohio and Wisconsin to Flagstar Bancorp, Inc. (NYSE: FBC) | Financial Advisor | NYSE: WFC | Undisclosed | Financial Services | 11/2018 |
| M&A | 2018-11-26 | Lovell Minnick Partners LLC | Sandler O'Neill served as exclusive financial advisor to Lovell Minnick Partners LLC in its acquisition of National Auto Care Corporation from Trivest Partners | | Lovell Minnick Partners LLC | Radnor, PA
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Lovell Minnick Partners LLC in its acquisition of National Auto Care Corporation from Trivest Partners | Financial Advisor | | Undisclosed | Financial Services | 11/2018 |
| M&A | 2018-11-16 | N.B.C. Bancshares in Pawhuska, Inc. | Sandler O'Neill served as exclusive financial advisor to N.B.C. Bancshares in Pawhuska, Inc. in its acquisition of Bank of Cushing | | N.B.C. Bancshares in Pawhuska, Inc. | Pawhuska, OK
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to N.B.C. Bancshares in Pawhuska, Inc. in its acquisition of Bank of Cushing | Financial Advisor | | Undisclosed | Financial Services | 11/2018 |
| M&A | 2018-11-16 | Nationwide Bank | Sandler O'Neill served as exclusive financial advisor to Nationwide Bank in connection with the sale of approximately $3 billion in deposits to Axos Financial, Inc. (NYSE: AX) | | Nationwide Bank | Columbus, OH
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Nationwide Bank in connection with the sale of approximately $3 billion in deposits to Axos Financial, Inc. (NYSE: AX) | Financial Advisor | | Undisclosed | Financial Services | 11/2018 |
| M&A | 2018-11-14 | MNB Bancorp | Sandler O'Neill served as exclusive financial advisor to MNB Bancorp in its merger with Independent Bank Corp. (Nasdaq:INDB) | MNB Bancorp | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to MNB Bancorp in its merger with Independent Bank Corp. (Nasdaq:INDB) | Financial Advisor | |
$54.2 | Financial Services | 11/2018 |
| M&A | 2018-11-01 | Klein Financial, Inc. | Sandler O'Neill served as exclusive financial advisor to Klein Financial, Inc. in its merger with Old National Bancorp (Nasdaq:ONB) | | Klein Financial, Inc. | Chaska, MN
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Klein Financial, Inc. in its merger with Old National Bancorp (Nasdaq:ONB) | Financial Advisor | |
$433.8 | Financial Services | 11/2018 |
| M&A | 2018-11-01 | Skagit Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Skagit Bancorp, Inc. in its merger with Banner Corporation (Nasdaq:BANR) | | Skagit Bancorp, Inc. | Burlington, WA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Skagit Bancorp, Inc. in its merger with Banner Corporation (Nasdaq:BANR) | Financial Advisor | |
$191.1 | Financial Services | 11/2018 |
| M&A | 2018-11-01 | Cartesian Capital Group | Sandler O'Neill served as exclusive financial advisor to Cartesian Capital Group in the sale of Cartesian Re and Affiliated Reinsurer Iris Re to Neuberger Berman Group LLC | Cartesian Capital Group | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Cartesian Capital Group in the sale of Cartesian Re and Affiliated Reinsurer Iris Re to Neuberger Berman Group LLC | Financial Advisor | | Undisclosed | Financial Services | 11/2018 |
| M&A | 2018-11-01 | Century Next Financial Corporation | Sandler O'Neill served as exclusive financial advisor to Century Next Financial Corporation (OTC Pink:CTUY) in its acquisition of Ashley Bancstock Company | | Century Next Financial Corporation | Ruston, LA
|
| Public (OTC Pink:CTUY) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Century Next Financial Corporation (OTC Pink:CTUY) in its acquisition of Ashley Bancstock Company | Financial Advisor | OTC Pink:CTUY |
$12.8 | Financial Services | 11/2018 |
| M&A | 2018-10-31 | MB Mutual Holding Company | Sandler O'Neill served as exclusive financial advisor to MB Mutual Holding Company in its acquisition of Metuchen, MHC | | MB Mutual Holding Company | Manasquan, NJ
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to MB Mutual Holding Company in its acquisition of Metuchen, MHC | Financial Advisor | | Undisclosed | Financial Services | 10/2018 |
| M&A | 2018-10-31 | TIG Advisors, LLC | Piper Sander served as exclusive financial advisor to TIG Advisors, LLC in a transaction whereby it acquired a minority interest in Romspen Investment Corporation as well as receiving a permanent capital investment from Kudu Investment Management | | TIG Advisors, LLC | New York, NY
|
| Private | M&A | Buy-Side | Piper Sander served as exclusive financial advisor to TIG Advisors, LLC in a transaction whereby it acquired a minority interest in Romspen Investment Corporation as well as receiving a permanent capital investment from Kudu Investment Management | Financial Advisor | | Undisclosed | Financial Services | 10/2018 |
| M&A | 2018-10-31 | MW Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to MW Bancorp, Inc. (OTC Pink:MWBC) in its merger with Forcht Bancorp, Inc. | | MW Bancorp, Inc. | Cincinnati, OH
|
| Public (OTC Pink:MWBC) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to MW Bancorp, Inc. (OTC Pink:MWBC) in its merger with Forcht Bancorp, Inc. | Financial Advisor | OTC Pink:MWBC |
$28.0 | Financial Services | 10/2018 |
| M&A | 2018-10-15 | German American Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to German American Bancorp, Inc. (Nasdaq:GABC) in its acquisition of First Security, Inc. (OTCQX:FIIT) | | German American Bancorp, Inc. | Jasper, IN
|
| Public (Nasdaq:GABC) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to German American Bancorp, Inc. (Nasdaq:GABC) in its acquisition of First Security, Inc. (OTCQX:FIIT) | Financial Advisor | Nasdaq:GABC |
$101.0 | Financial Services | 10/2018 |
| M&A | 2018-10-15 | First American International Corp. | Sandler O'Neill served as exclusive financial advisor to First American International Corp. (OTCQB:FAIT) in its merger with RBB Bancorp (Nasdaq:RBB) | | First American International Corp. | Brooklyn, NY
|
| Public (OTCQB:FAIT) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to First American International Corp. (OTCQB:FAIT) in its merger with RBB Bancorp (Nasdaq:RBB) | Financial Advisor | OTCQB:FAIT |
$117.0 | Financial Services | 10/2018 |
| M&A | 2018-10-12 | First Midwest Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to First Midwest Bancorp, Inc. (Nasdaq:FMBI) in its acquisition of Northern States Financial Corporation (OTC Pink:NSFC) | | First Midwest Bancorp, Inc. | Chicago, IL
|
| Public (Nasdaq:FMBI) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to First Midwest Bancorp, Inc. (Nasdaq:FMBI) in its acquisition of Northern States Financial Corporation (OTC Pink:NSFC) | Financial Advisor | Nasdaq:FMBI |
$91.0 | Financial Services | 10/2018 |
| M&A | 2018-10-12 | FVCBankcorp, Inc. | Sandler O'Neill served as exclusive financial advisor to FVCBankcorp, Inc. (OTCQX:FVCB) in its acquisition of Colombo Bank (OTC Pink:IFSB) | | FVCBankcorp, Inc. | Fairfax, VA
|
| Public (OTCQX:FVCB) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to FVCBankcorp, Inc. (OTCQX:FVCB) in its acquisition of Colombo Bank (OTC Pink:IFSB) | Financial Advisor | OTCQX:FVCB |
$33.3 | Financial Services | 10/2018 |
| M&A | 2018-10-05 | Coastway Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Coastway Bancorp, Inc. (Nasdaq:CWAY) in its merger with HarborOne Bancorp, Inc. (MHC) (Nasdaq:HONE) | | Coastway Bancorp, Inc. | Warwick, RI
|
| Public (Nasdaq:CWAY) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Coastway Bancorp, Inc. (Nasdaq:CWAY) in its merger with HarborOne Bancorp, Inc. (MHC) (Nasdaq:HONE) | Financial Advisor | Nasdaq:CWAY |
$125.6 | Financial Services | 10/2018 |
| M&A | 2018-10-05 | Webster Financial Corporation | Sandler O'Neill served as exclusive financial advisor to Webster Financial Corporation (NYSE:WBS) in the sale of six branches in Connecticut, Massachusetts and Rhode Island to United Financial Bancorp, Inc. (Nasdaq:UBNK) | | Webster Financial Corporation | Waterbury, CT
|
| Public (NYSE:WBS) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Webster Financial Corporation (NYSE:WBS) in the sale of six branches in Connecticut, Massachusetts and Rhode Island to United Financial Bancorp, Inc. (Nasdaq:UBNK) | Financial Advisor | NYSE:WBS | Undisclosed | Financial Services | 10/2018 |
| M&A | 2018-10-01 | Denali Federal Credit Union | Sandler O'Neill served as exclusive financial advisor to Denali Federal Credit Union in its merger with NuVision Federal Credit Union | | Denali Federal Credit Union | Anchorage, AK
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Denali Federal Credit Union in its merger with NuVision Federal Credit Union | Financial Advisor | | Undisclosed | Financial Services | 10/2018 |
| M&A | 2018-10-01 | Marsh | Sandler O'Neill served as exclusive financial advisor to Marsh in its sale of its subsidiary Marsh Clearsight LLC to Riskonnect, Inc., a Thoma Bravo Portfolio Company | Marsh | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Marsh in its sale of its subsidiary Marsh Clearsight LLC to Riskonnect, Inc., a Thoma Bravo Portfolio Company | Financial Advisor | | Undisclosed | Financial Services | 10/2018 |
| M&A | 2018-10-01 | First Connecticut Bancorp, Inc. | Piper Jaffray served as sell-side advisor for First Connecticut Bancorp, Inc. on sale to People's United Financial, Inc. | | First Connecticut Bancorp, Inc. | Farmington, CT
|
| Public (Nasdaq:FBNK) | M&A | Sell-Side | Piper Jaffray served as sell-side advisor for First Connecticut Bancorp, Inc. on sale to People's United Financial, Inc. | Financial Advisor | |
$543.8 | Financial Services | 10/2018 |
| M&A | 2018-10-01 | CapStar Financial Holdings, Inc. | Sandler O'Neill served as financial advisor to CapStar Financial Holdings, Inc. (Nasdaq:CSTR) in its acquisition of Athens Bancshares Corporation (OTCQX:AFCB) | | CapStar Financial Holdings, Inc. | Nashville, TN
|
| Public (Nasdaq:CSTR) | M&A | Buy-Side | Sandler O'Neill served as financial advisor to CapStar Financial Holdings, Inc. (Nasdaq:CSTR) in its acquisition of Athens Bancshares Corporation (OTCQX:AFCB) | Financial Advisor | Nasdaq:CSTR |
$113.5 | Financial Services | 10/2018 |
| M&A | 2018-09-28 | Western Illinois Bancshares Inc. | Sandler O'Neill served as exclusive financial advisor to Western Illinois Bancshares Inc. in its acquisition of Andalusia Community Bank | | Western Illinois Bancshares Inc. | Monmouth, IL
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Western Illinois Bancshares Inc. in its acquisition of Andalusia Community Bank | Financial Advisor | | Undisclosed | Financial Services | 09/2018 |
| M&A | 2018-09-14 | Civista Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Civista Bancshares, Inc. (Nasdaq:CIVB) in its acquisition of United Community Bancorp (Nasdaq:UCBA) | | Civista Bancshares, Inc. | Sandusky, OH
|
| Public (Nasdaq:CIVB) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Civista Bancshares, Inc. (Nasdaq:CIVB) in its acquisition of United Community Bancorp (Nasdaq:UCBA) | Financial Advisor | Nasdaq:CIVB |
$114.4 | Financial Services | 09/2018 |
| M&A | 2018-09-07 | Annaly Capital Management, Inc. | Sandler O'Neill served as exclusive financial advisor to Annaly Capital Management, Inc. (NYSE:NLY) in its acquisition of MTGE Investment Corp. (Nasdaq:MTGE) | | Annaly Capital Management, Inc. | New York, NY
|
| Public (NYSE:NLY) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Annaly Capital Management, Inc. (NYSE:NLY) in its acquisition of MTGE Investment Corp. (Nasdaq:MTGE) | Financial Advisor | |
$900.0 | Financial Services | 09/2018 |
| M&A | 2018-09-06 | Crestview Partners | Sandler O'Neill served as exclusive financial advisor to Crestview Partners in its acquisition of Protect My Car from Private Investor Group | | Crestview Partners | New York, NY
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Crestview Partners in its acquisition of Protect My Car from Private Investor Group | Financial Advisor | | Undisclosed | Financial Services | 09/2018 |
| M&A | 2018-09-01 | Charter Financial Corporation | Sandler O'Neill served as exclusive financial advisor to Charter Financial Corporation (Nasdaq:CHFN) in its merger with CenterState Bank Corporation (Nasdaq:CSFL) | | Charter Financial Corporation | West Point, GA
|
| Public (Nasdaq:CHFN) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Charter Financial Corporation (Nasdaq:CHFN) in its merger with CenterState Bank Corporation (Nasdaq:CSFL) | Financial Advisor | Nasdaq:CHFN |
$360.1 | Financial Services | 09/2018 |
| M&A | 2018-08-31 | Intercontinental Bankshares, LLC | Sandler O'Neill served as exclusive financial advisor to Intercontinental Bankshares, LLC in its merger with Sunstate Bank | | Intercontinental Bankshares, LLC | West Miami, FL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Intercontinental Bankshares, LLC in its merger with Sunstate Bank | Financial Advisor | |
$29.0 | Financial Services | 08/2018 |
| M&A | 2018-08-31 | Capitol Federal Financial, Inc. | Sandler O'Neill served as exclusive financial advisor to Capitol Federal Financial, Inc. (Nasdaq:CFFN) in its acquisition of Capital City Bancshares, Inc. | | Capitol Federal Financial, Inc. | Topeka, KS
|
| Public (Nasdaq:CFFN) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Capitol Federal Financial, Inc. (Nasdaq:CFFN) in its acquisition of Capital City Bancshares, Inc. | Financial Advisor | Nasdaq:CFFN |
$37.5 | Financial Services | 08/2018 |
| M&A | 2018-08-31 | F.N.B. Corporation | Sandler O'Neill served as exclusive financial advisor to F.N.B. Corporation (NYSE:FNB) in its divestiture of Consumer Finance Subsidiary Regency Finance Company to Mariner Finance, LLC | | F.N.B. Corporation | Hermitage, PA
|
| Public (NYSE:FNB) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to F.N.B. Corporation (NYSE:FNB) in its divestiture of Consumer Finance Subsidiary Regency Finance Company to Mariner Finance, LLC | Financial Advisor | NYSE:FNB | Undisclosed | Financial Services | 08/2018 |
| M&A | 2018-08-23 | Equity Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Equity Bancshares, Inc. (Nasdaq:EQBK) in its acquisition of City Bank and Trust Company, a subsidiary of Docking Bancshares, Inc. | | Equity Bancshares, Inc. | Wichita, KS
|
| Public (Nasdaq:EQBK) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Equity Bancshares, Inc. (Nasdaq:EQBK) in its acquisition of City Bank and Trust Company, a subsidiary of Docking Bancshares, Inc. | Financial Advisor | |
$18.9 | Financial Services | 08/2018 |
| M&A | 2018-08-20 | Sage Bank | Sandler O'Neill served as exclusive financial advisor to Sage Bank in its merger with Salem Five Bank | Sage Bank | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Sage Bank in its merger with Salem Five Bank | Financial Advisor | | Undisclosed | Financial Services | 08/2018 |
| M&A | 2018-08-16 | First Interstate BancSystem, Inc. | Sandler O'Neill served as exclusive financial advisor to First Interstate BancSystem, Inc. (Nasdaq:FIBK) in its acquisition of Northwest Bancorporation, Inc. (OTC Pink:NBCT) | | First Interstate BancSystem, Inc. | Billings, MT
|
| Public (Nasdaq:FIBK) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to First Interstate BancSystem, Inc. (Nasdaq:FIBK) in its acquisition of Northwest Bancorporation, Inc. (OTC Pink:NBCT) | Financial Advisor | Nasdaq:FIBK |
$160.9 | Financial Services | 08/2018 |
| M&A | 2018-08-01 | Crestmark Bancorp Inc. | Sandler O'Neill served as exclusive financial advisor to Crestmark Bancorp Inc. in its merger with Meta Financial Group, Inc. (Nasdaq:CASH) | | Crestmark Bancorp Inc. | Troy, MI
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Crestmark Bancorp Inc. in its merger with Meta Financial Group, Inc. (Nasdaq:CASH) | Financial Advisor | |
$320.6 | Financial Services | 08/2018 |
| M&A | 2018-08-01 | CNO Financial Group, Inc. | Sandler O'Neill served as exclusive financial advisor to CNO Financial Group, Inc. which owned a non-controlling minority stake in Tennenbaum Capital Partners, LLC in the sale of Tennenbaum to BlackRock, Inc. (NYSE:BLK) | | CNO Financial Group, Inc. | Santa Monica, CA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to CNO Financial Group, Inc. which owned a non-controlling minority stake in Tennenbaum Capital Partners, LLC in the sale of Tennenbaum to BlackRock, Inc. (NYSE:BLK) | Financial Advisor | |
$380.0 | Financial Services | 08/2018 |
| M&A | 2018-08-01 | Landmark Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Landmark Bancshares, Inc. in its merger with National Commerce Corporation (Nasdaq:NCOM) | | Landmark Bancshares, Inc. | Marietta, GA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Landmark Bancshares, Inc. in its merger with National Commerce Corporation (Nasdaq:NCOM) | Financial Advisor | |
$115.2 | Financial Services | 08/2018 |
| M&A | 2018-07-31 | Pacific Commerce Bancorp | Piper Jaffray served as exclusive financial advisor and provided a fairness opinion to Pacific Commerce Bancorp (OTC Pink:PCBC) on sale to First Choice Bancorp (OTCQX:FCBP). | | Pacific Commerce Bancorp | Los Angeles, CA
|
| Public (Nasdaq:PCBC) | M&A | Sell-Side | Piper Jaffray served as exclusive financial advisor and provided a fairness opinion to Pacific Commerce Bancorp (OTC Pink:PCBC) on sale to First Choice Bancorp (OTCQX:FCBP). | Financial Advisor | |
$112.8 | Financial Services | 07/2018 |
| M&A | 2018-07-31 | Mid Penn Bancorp, Inc. | Sandler O'Neill served as exclusive financial advisor to Mid Penn Bancorp, Inc. (Nasdaq:MPB) in its acquisition of First Priority Financial Corp. (OTCQX:FPBK) | | Mid Penn Bancorp, Inc. | Millersburg, PA
|
| Public (Nasdaq:MPB) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Mid Penn Bancorp, Inc. (Nasdaq:MPB) in its acquisition of First Priority Financial Corp. (OTCQX:FPBK) | Financial Advisor | Nasdaq:MPB |
$82.0 | Financial Services | 07/2018 |
| M&A | 2018-07-19 | Financial Engines, Inc. | Sandler O'Neill served as exclusive financial advisor to Financial Engines, Inc. (Nasdaq:FNGN) in its acquisition by Hellman & Friedman LLC | | Financial Engines, Inc. | Sunnyvale, CA
|
| Public (Nasdaq:FNGN) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Financial Engines, Inc. (Nasdaq:FNGN) in its acquisition by Hellman & Friedman LLC | Financial Advisor | |
$3000.0 | Financial Services | 07/2018 |
| M&A | 2018-07-18 | Algomi, Ltd. | Sandler O'Neill served as exclusive financial advisor to Algomi, Ltd. in a strategic investment from Euroclear Plc. | Algomi, Ltd. | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Algomi, Ltd. in a strategic investment from Euroclear Plc. | Financial Advisor | | Undisclosed | Financial Services | 07/2018 |
| M&A | 2018-07-17 | First Citizens Financial Corporation | Sandler O'Neill served as exclusive financial advisor to First Citizens Financial Corporation in its merger with CoastalSouth Bancshares, Inc. (OTCQX:COSO) | | First Citizens Financial Corporation | Dawsonville, GA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to First Citizens Financial Corporation in its merger with CoastalSouth Bancshares, Inc. (OTCQX:COSO) | Financial Advisor | |
$11.6 | Financial Services | 07/2018 |
| M&A | 2018-07-02 | Premier Commercial Bancorp | Sandler O'Neill served as exclusive financial advisor to Premier Commercial Bancorp (OTC Pink:PRCB) in its merger with Heritage Financial Corporation (Nasdaq:HFWA) | | Premier Commercial Bancorp | Hillsboro, OR
|
| Public (OTC Pink:PRCB) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Premier Commercial Bancorp (OTC Pink:PRCB) in its merger with Heritage Financial Corporation (Nasdaq:HFWA) | Financial Advisor | OTC Pink:PRCB |
$88.6 | Financial Services | 07/2018 |
| M&A | 2018-07-01 | Virtus Investment Partners, Inc. | Sandler O'Neill served as exclusive financial advisor to Virtus Investment Partners, Inc. (Nasdaq:VRTS) in its acquisition of a majority interest in Sustainable Growth Advisers, LP | | Virtus Investment Partners, Inc. | Hartford, CT
|
| Public (Nasdaq:VRTS) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Virtus Investment Partners, Inc. (Nasdaq:VRTS) in its acquisition of a majority interest in Sustainable Growth Advisers, LP | Financial Advisor | Nasdaq:VRTS |
$129.5 | Financial Services | 07/2018 |
| M&A | 2018-07-01 | NewDominion Bank | Sandler O'Neill served as exclusive financial advisor to NewDominion Bank (OTC Pink:NDMN) in its merger with Park National Corporation (NYSEAM:PRK) | | NewDominion Bank | Charlotte, NC
|
| Public (OTC Pink:NDMN) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to NewDominion Bank (OTC Pink:NDMN) in its merger with Park National Corporation (NYSEAM:PRK) | Financial Advisor | OTC Pink:NDMN |
$76.4 | Financial Services | 07/2018 |
| M&A | 2018-06-29 | Hamilton State Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Hamilton State Bancshares, Inc. in its merger with Ameris Bancorp (Nasdaq:ABCB) | | Hamilton State Bancshares, Inc. | Hoschton, GA
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Hamilton State Bancshares, Inc. in its merger with Ameris Bancorp (Nasdaq:ABCB) | Financial Advisor | |
$405.7 | Financial Services | 06/2018 |
| M&A | 2018-06-18 | High Desert Bank | Sandler O'Neill served as exclusive financial advisor to High Desert Bank in the sale of substantially all of its banking assets and substantially all of its deposit liabilities to Mid Oregon Federal Credit Union | High Desert Bank | Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to High Desert Bank in the sale of substantially all of its banking assets and substantially all of its deposit liabilities to Mid Oregon Federal Credit Union | Financial Advisor | | Undisclosed | Financial Services | 06/2018 |
| M&A | 2018-06-15 | Blackhawk Network Holdings, Inc. | Sandler O'Neill served as exclusive financial advisor to Blackhawk Network Holdings, Inc. (Nasdaq:HAWK) in its acquisition by Silver Lake and P2 Capital Partners | | Blackhawk Network Holdings, Inc. | Pleasanton, CA
|
| Public (Nasdaq:HAWK) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Blackhawk Network Holdings, Inc. (Nasdaq:HAWK) in its acquisition by Silver Lake and P2 Capital Partners | Financial Advisor | |
$3500.0 | Financial Services | 06/2018 |
| M&A | 2018-06-01 | Guaranty Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Guaranty Bancshares, Inc. (Nasdaq:GNTY) in its acquisition of Westbound Bank | | Guaranty Bancshares, Inc. | Mount Pleasant, TX
|
| Public (Nasdaq:GNTY) | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Guaranty Bancshares, Inc. (Nasdaq:GNTY) in its acquisition of Westbound Bank | Financial Advisor | Nasdaq:GNTY |
$34.3 | Financial Services | 06/2018 |
| M&A | 2018-05-31 | First Evanston Bancorp, Inc. | Piper Jaffray served as sell-side advisor for First Evanston Bancorp, Inc. on sale to Byline Bancorp, Inc. | | First Evanston Bancorp, Inc. | Evanston, IL
|
| Private | M&A | Sell-Side | Piper Jaffray served as sell-side advisor for First Evanston Bancorp, Inc. on sale to Byline Bancorp, Inc. | Financial Advisor | |
$169.0 | Financial Services | 05/2018 |
| M&A | 2018-05-18 | Great Plains Bancshares, Inc. | Sandler O'Neill served as exclusive financial advisor to Great Plains Bancshares, Inc. in its acquisition of Liberty Federal Savings Bank | | Great Plains Bancshares, Inc. | Hollis, OK
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Great Plains Bancshares, Inc. in its acquisition of Liberty Federal Savings Bank | Financial Advisor | | Undisclosed | Financial Services | 05/2018 |
| M&A | 2018-05-04 | Crestmark Bancorp Inc. | Sandler O'Neill served as exclusive financial advisor to United American Bank (OTC Pink:UABK) in its merger with Heritage Commerce Corp (Nasdaq:HTBK) | | Crestmark Bancorp Inc. | San Mateo, CA
|
| Public (OTC Pink:UABK) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to United American Bank (OTC Pink:UABK) in its merger with Heritage Commerce Corp (Nasdaq:HTBK) | Financial Advisor | OTC Pink:UABK |
$44.2 | Financial Services | 05/2018 |
| M&A | 2018-05-03 | Armanta Corporation | Sandler O'Neill served as exclusive financial advisor to Armanta Corporation in its merger with International Business Machines Corp. (NYSE: IBM) | | Armanta Corporation | Somerville, NJ
|
| Private | M&A | Buy-Side | Sandler O'Neill served as exclusive financial advisor to Armanta Corporation in its merger with International Business Machines Corp. (NYSE: IBM) | Financial Advisor | | Undisclosed | Financial Services | 05/2018 |
| M&A | 2018-03-09 | Hancock Holding Company | Sandler O'Neill served as exclusive financial advisor to Hancock Holding Company (Nasdaq:HBHC) in its sale of its consumer finance subsidiary, Harrison Finance Company, to First Tower Finance Company, LLC | | Hancock Holding Company | Gulfport, MS
|
| Public (Nasdaq:HBHC) | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Hancock Holding Company (Nasdaq:HBHC) in its sale of its consumer finance subsidiary, Harrison Finance Company, to First Tower Finance Company, LLC | Financial Advisor | Nasdaq:HBHC | Undisclosed | Financial Services | 03/2018 |
| M&A | 2018-03-05 | Gibraltar Business Capital LLC | Sandler O'Neill served as exclusive financial advisor to Gibraltar Business Capital LLC in its acquisition by Hercules Capital, Inc. (NYSE:HTGC) | | Gibraltar Business Capital LLC | Northbrook, IL
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Gibraltar Business Capital LLC in its acquisition by Hercules Capital, Inc. (NYSE:HTGC) | Financial Advisor | | Undisclosed | Financial Services | 03/2018 |
| M&A | 2018-02-01 | Alliance Partners LLC | Sandler O'Neill served as exclusive financial advisor to Alliance Partners LLC in its merger with Congressional Bank | | Alliance Partners LLC | Chevy Chase, MD
|
| Private | M&A | Sell-Side | Sandler O'Neill served as exclusive financial advisor to Alliance Partners LLC in its merger with Congressional Bank | Financial Advisor | | Undisclosed | Financial Services | 02/2018 |
| M&A | 2018-01-31 | OceanFirst Financial Corp. | Piper Jaffray served as buy-side advisor for OceanFirst Financial Corp on merger with Sun Bancorp Inc. | | OceanFirst Financial Corp. | Toms River, NJ
|
| Public (Nasdaq:OCFC) | M&A | Buy-Side | Piper Jaffray served as buy-side advisor for OceanFirst Financial Corp on merger with Sun Bancorp Inc. | Financial Advisor | |
$486.7 | Financial Services | 01/2018 |
| M&A | 2017-05-30 | Cascade Bancorp | Piper Jaffray served as sell-side advisor for Cascade Bancorp on sale to First Interstate BancSystem, Inc.
| | Cascade Bancorp | Bend, OR
Bank holding company that operates through its subsidiary, Bank of the Cascades. They offer a range of commercial and retail banking services to its customers. |
| Private | M&A | Sell-Side | Piper Jaffray served as sell-side advisor for Cascade Bancorp on sale to First Interstate BancSystem, Inc.
| Financial Advisor | |
$589.0 | Financial Services | 05/2017 |
| M&A | 2017-05-12 | Merchants Bancshares Inc. | Piper Jaffray served as sell-side advisor for Merchants Bancshares Inc. on sale of Merchants Bank to Community Bank System Inc. | | Merchants Bancshares Inc. | South Burlington, VT
Merchants Bancshares, Inc. is a bank holding company. |
| Public (Nasdaq:MBVT) | M&A | Sell-Side | Piper Jaffray served as sell-side advisor for Merchants Bancshares Inc. on sale of Merchants Bank to Community Bank System Inc. | Financial Advisor | |
$304.0 | Financial Services | 05/2017 |
| M&A | 2016-12-12 | OceanFirst Financial Corp. | Piper Jaffray served as buy-side advisor for Ocean First Financial Corp. on acquisition of Ocean Shore Holding Co | | OceanFirst Financial Corp. | Toms River, NJ
|
| Public (Nasdaq:OCFC) | M&A | Buy-Side | Piper Jaffray served as buy-side advisor for Ocean First Financial Corp. on acquisition of Ocean Shore Holding Co | Financial Advisor | |
$202.0 | Financial Services | 12/2016 |
| M&A | 2016-10-21 | Chicopee Bancorp, Inc. | Piper Jaffray served as sell-side advisor for Chicopee Bancorp, Inc. on sale to Westfield Financial | | Chicopee Bancorp, Inc. | Chicopee, MA
|
| Public (Nasdaq:CBNK) | M&A | Sell-Side | Piper Jaffray served as sell-side advisor for Chicopee Bancorp, Inc. on sale to Westfield Financial | Financial Advisor | |
$110.0 | Financial Services | 10/2016 |
| M&A | 2016-10-17 | Ridgestone Financial Services, Inc. | Piper Jaffray served as sell-side advisor for Ridgestone Financial Services, Inc. on sale to Byline Bancorp | | Ridgestone Financial Services, Inc. | Brookfield, WI
|
| Public (RGST:US) | M&A | Sell-Side | Piper Jaffray served as sell-side advisor for Ridgestone Financial Services, Inc. on sale to Byline Bancorp | Financial Advisor | |
$105.0 | Financial Services | 10/2016 |
| M&A | 2010-03-12 | Provident Financial Services Inc. | Piper Sandler served as exclusive financial advisor to Provident Financial Services, Inc. on its announced acquisition of SB One Bancorp | | Provident Financial Services Inc. | Jersey City, NJ
|
| Public(NYSE:PFS) | M&A | Buy-Side | Piper Sandler served as exclusive financial advisor to Provident Financial Services, Inc. on its announced acquisition of SB One Bancorp | Financial Advisor | NYSE:PFS |
$208.9 | Financial Services | 03/2010 |
| Private Placement | 2021-02-11 | Pinnacle Financial Corporation | Piper Sandler served as sole placement agent for Pinnacle Financial Corporation on its private placement of subordinated notes | | Pinnacle Financial Corporation | Elberton, GA
|
| Private | Private Placement | Subordinated Debt | Piper Sandler served as sole placement agent for Pinnacle Financial Corporation on its private placement of subordinated notes | Sole Placement Agent | |
$25.0 | Financial Services | 02/2021 |
| Private Placement | 2020-09-30 | Miami International Holdings, Inc. | Piper Sandler served as financial advisor to Miami International Holdings in its fully subscribed strategic equity rights transaction with leading equities firms to trade on MIAX PEARL Equities | | Miami International Holdings, Inc. | Princeton, NJ
|
| | Private Placement | Preferred Equity | Piper Sandler served as financial advisor to Miami International Holdings in its fully subscribed strategic equity rights transaction with leading equities firms to trade on MIAX PEARL Equities | Financial Advisor | | Undisclosed | Financial Services | 09/2020 |
| Private Placement | 2020-05-07 | Great Ajax Corp | Piper Sandler served as exclusive financial advisor for Great Ajax Corp. on a private placement of a portion of their preferred stock and warrants to affiliates of each of Flexpoint Ford LLC, Magnetar Capital LLC and Wellington Management Company LLP | | Great Ajax Corp | Beaverton, OR
|
| Public(NYSE:AJX) | Private Placement | Preferred Equity | Piper Sandler served as exclusive financial advisor for Great Ajax Corp. on a private placement of a portion of their preferred stock and warrants to affiliates of each of Flexpoint Ford LLC, Magnetar Capital LLC and Wellington Management Company LLP | Financial Advisor | NYSE:AJX |
$30.0 | Financial Services | 05/2020 |
| Private Placement | 2019-11-22 | Gaea Real Estate Corp | Piper Sandler served as sole and exclusive financial advisor and placement agent to Great Ajax Corp. on sale of shares of common stock in its subsidiary, Gaea Real Estate Corp | | Gaea Real Estate Corp | Chicago, IL
|
| Private | Private Placement | Common Equity | Piper Sandler served as sole and exclusive financial advisor and placement agent to Great Ajax Corp. on sale of shares of common stock in its subsidiary, Gaea Real Estate Corp | Financial Advisor | |
$66.3 | Financial Services | 11/2019 |
| Private Placement | 2019-06-28 | Private Bancorp of America, Inc. | Sandler O'Neill served as sole placement agent to Private Bancorp of America Inc. (OTCQX:PBAM) on its private placement of $10.0 million of common stock | | Private Bancorp of America, Inc. | La Jolla, CA
|
| Public (OTCQX:PBAM) | Private Placement | Common Equity | Sandler O'Neill served as sole placement agent to Private Bancorp of America Inc. (OTCQX:PBAM) on its private placement of $10.0 million of common stock | Sole Placement Agent | OTCQX:PBAM |
$10.0 | Financial Services | 06/2019 |
| Private Placement | 2019-06-25 | German American Bancorp, Inc. | Sandler O'Neill served as lead placement agent to German American Bancorp, Inc. (Nasdaq:(GABC) on its private placement of $40.0 million of 4.50% fixed-to-floating rate subordinated notes due 2029 | | German American Bancorp, Inc. | Jasper, IN
|
| Public (Nasdaq:GABC) | Private Placement | Subordinated Debt | Sandler O'Neill served as lead placement agent to German American Bancorp, Inc. (Nasdaq:(GABC) on its private placement of $40.0 million of 4.50% fixed-to-floating rate subordinated notes due 2029 | Lead Placement Agent | Nasdaq:GABC |
$40.0 | Financial Services | 06/2019 |
| Private Placement | 2019-06-18 | CoastalSouth Bancshares, Inc. | Sandler O'Neill served as sole placement agent to CoastalSouth Bancshares, Inc. on its offering of $20.0 million of common stock | | CoastalSouth Bancshares, Inc. | Hilton Head Island, SC
|
| Public (OTCQX:COSO) | Private Placement | Common Equity | Sandler O'Neill served as sole placement agent to CoastalSouth Bancshares, Inc. on its offering of $20.0 million of common stock | Sole Placement Agent | OTCQX:COSO |
$20.0 | Financial Services | 06/2019 |
| Private Placement | 2019-05-31 | Northpointe Bancshares, Inc. | Sandler O'Neill served as sole placement agent to Northpointe Bancshares, Inc. on its private placement of $25.0 million common stock | | Northpointe Bancshares, Inc. | Grand Rapids, MI
|
| Private | Private Placement | Common Equity | Sandler O'Neill served as sole placement agent to Northpointe Bancshares, Inc. on its private placement of $25.0 million common stock | Sole Placement Agent | |
$25.0 | Financial Services | 05/2019 |
| Private Placement | 2019-05-06 | Gateway First Bank | Sandler O'Neill served as sole placement agent to Gateway First Bank on its private placement of $40.0 million of common stock | | Gateway First Bank | Jenks, OK
|
| Private | Private Placement | Common Equity | Sandler O'Neill served as sole placement agent to Gateway First Bank on its private placement of $40.0 million of common stock | Sole Placement Agent | |
$40.0 | Financial Services | 05/2019 |
| Private Placement | 2019-01-31 | Aquesta Financial Holdings, Inc. | Sandler O'Neill served as sole placement agent to Aquesta Financial Holdings, Inc. (OTCPINK:AQFH) on its private placement of $15.2 million of convertible preferred stock | | Aquesta Financial Holdings, Inc. | Cornelius, NC
|
| Public (OTCPINK:AQFH) | Private Placement | Preferred Equity | Sandler O'Neill served as sole placement agent to Aquesta Financial Holdings, Inc. (OTCPINK:AQFH) on its private placement of $15.2 million of convertible preferred stock | Sole Placement Agent | OTCPINK:AQFH |
$15.2 | Financial Services | 01/2019 |
| Private Placement | 2018-08-29 | Bancorp Financial, Inc. | Sandler O'Neill served as a financial advisor to Bancorp Financial, Inc. on its private placement of $17.4 million of common stock | | Bancorp Financial, Inc. | Oak Brook, IL
|
| Private | Private Placement | Common Equity | Sandler O'Neill served as a financial advisor to Bancorp Financial, Inc. on its private placement of $17.4 million of common stock | Financial Advisor | |
$17.4 | Financial Services | 08/2018 |
| Private Placement | 2018-05-30 | Bank of San Francisco | Sandler O'Neill served as sole placement agent to Bank of San Francisco on its private placement of $10.0 million of common stock | | Bank of San Francisco | San Fracisco, CA
|
| Private | Private Placement | Common Equity | Sandler O'Neill served as sole placement agent to Bank of San Francisco on its private placement of $10.0 million of common stock | Sole Placement Agent | |
$10.0 | Financial Services | 05/2018 |
| Private Placement | 2018-05-17 | Fortis Financial Inc. | Sandler O'Neill served as sole placement agent to Fortis Financial Inc. on its private placement of $15.0 million of common stock | | Fortis Financial Inc. | Denver, CO
|
| Private | Private Placement | Common Equity | Sandler O'Neill served as sole placement agent to Fortis Financial Inc. on its private placement of $15.0 million of common stock | Sole Placement Agent | |
$15.0 | Financial Services | 05/2018 |
