Notices & Policies

USA Patriot Act

 

Customer Notice Pursuant to the USA Patriot Act

In an effort to aid the government in its fight against funding of terrorism and money laundering activities, federal law requires financial institutions to obtain, verify and record information that identifies each person who opens an account. Specifically, Piper Sandler is required to collect the following information:

We may be required to disclose this information pursuant to applicable laws, rules or regulations, but it will otherwise be retained in confidence and disclosed only as set forth in our Privacy Policy.