Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 05/03/2023 MeiraGTx Holdings plc Financing, Equity Capital Markets PIPE $62.0 Million Healthcare, Biopharma Piper Sandler served as placement agent for MeiraGTX Holdings plc on a PIPE offering
PIPE Joint Placement Agent
Published 05/03/2023 Reneo Pharmaceuticals Financing, Equity Capital Markets CMFO $68.3 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Reneo Pharmaceuticals, Inc. on a confidentially marketed follow on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 05/02/2023 Spectrum Plastics Group, Inc. Mergers & Acquisitions Sell-Side $1.8 Billion Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Spectrum Plastics Group, Inc., a portfolio company of AEA Investors LP, on sale to DuPont de Nemours, Inc. Spectrum Plastics Group, Inc., a portfolio company of AEA Investors LP, has been acquired by DuPont de Nemours, Inc. Financial Advisor
Published 04/28/2023 CBOA Financial, Inc. Mergers & Acquisitions Sell-Side $28.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for CBOA Financial, Inc. on announced sale to Bancorp 34, Inc.
CBOA Financial, Inc. has agreed to be acquired by Bancorp 34, Inc. Financial Advisor
Published 04/26/2023 Miami International Holdings, Inc. Mergers & Acquisitions Buy-Side Financial Services, FinTech, Technology, FinTech Piper Sandler served as buy-side advisor for Miami International Holdings, Inc. on acquisition of LedgerX Miami International Holdings, Inc. has acquired LedgerX
Financial Advisor
Published 04/25/2023 Olympus Corporation Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Olympus Corporation on divestiture of Gyrus Medical Limited to ATL Technology, a portfolio company of Endeavor Capital
Olympus Corporation has divested Gyrus Medical Limited to ATL Technology, a portfolio company of Endeavor Capital
Financial Advisor
Published 04/24/2023 Adare Biome Mergers & Acquisitions Sell-Side €275.0 Million Chemicals, Consumer, Food & Beverage, Healthcare, Biopharma Piper Sandler has advised Thomas H. Lee Partners, Frazier Healthcare Partners and Adare Pharma Solutions on the sale of Adare Biome, a pioneer in postbiotics, to Royal DSM N.V. Adare Biome has been acquired by Royal DSM Financial Advisor
Published 04/21/2023 Convergent Dental, Inc. Financing, Debt Capital Markets Senior Term Loan $40.0 Million Healthcare, Med-Tech Piper Sandler served as sole placement agent for Convergent Dental, Inc. on a senior secured term loan Senior Secured Term Loan Sole Placement Agent
Published 04/20/2023 Silver Hill Energy Partners Mergers & Acquisitions Sell-Side Energy & Power, Upstream Piper Sandler served as sell-side advisor for Silver Hill Energy Partners III, LLC on the divestiture of select Webb County, Texas unconventional natural gas upstream assets focused on Eagle Ford and Austin Chalk development as well as midstream assets to Mitsui

Silver Hill Energy Partners III, LLC has divested select assets to Mitsui Financial Advisor
Published 04/19/2023 Gamida Cell Ltd. Financing, Equity Capital Markets CMFO $22.8 Million Healthcare, Biopharma Piper Sandler served as sole manager for Gamida Cell Ltd. on its April 2023 confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Left Bookrunner
Published 04/11/2023 Neovasc Inc. Mergers & Acquisitions Sell-Side $147.0 Million Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Neovasc Inc. on sale to Shockwave Medical, Inc.
Neovasc Inc. has sold to Shockwave Medical, Inc.
Published 04/10/2023 Siren Energy Mergers & Acquisitions Sell-Side $78.0 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Siren Energy on sale to Liberty Power Innovations, a subsidiary of Liberty Energy Inc.
Siren Energy has sold to Liberty Power Innovations, a subsidiary of Liberty Energy Inc. Financial Advisor
Published 04/10/2023 Alaska USA Federal Credit Union Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Debt $110.0 Million Financial Services, Depositories Piper Sandler served as joint placement agent for Alaska USA Federal Credit Union on a subordinated notes offering Subordinated Notes Offering Joint Placement Agent
Published 04/06/2023 Robo Global, LLC Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for Robo Global on sale to VettaFi Robo Global has sold to VettaFi Financial Advisor
Published 04/06/2023 BTST Services Mergers & Acquisitions Sell-Side Healthcare, Healthcare Services Piper Sandler served as sell-side advisor for BTST Services LLC on sale to Webster Equity Partners
BTST Services LLC has sold to Webster Equity Partners
Financial Advisor
Published 04/04/2023 Protagonist Therapeutics, Inc. Equity Capital Markets CMFO $100.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Protagonist Therapeutics, Inc. on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 04/03/2023 National Bank Holdings Corp. Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for National Bank Holdings Corp. on acquisition of Cambr, a subsidiary of StoneCastle Partners, LLC
National Bank Holdings Corp. has acquired Cambr, a subsidiary of StoneCastle Partners, LLC Financial Advisor
Published 04/01/2023 Solidcore Financing, Equity Private Placements Minority Capital Raise Consumer, Health & Wellness Services Piper Sandler served as sole financial advisor for Solidcore Holdings, LLC on a significant minority investment from Kohlberg & Co. Solidcore Holdings, LLC has received an investment from Kohlberg & Co. Financial Advisor
Published 03/31/2023 Innovia Medical, LLC Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Innovia Medical, LLC, a portfolio company of Shore Capital, on sale to Inverness Graham Innovia Medical, LLC, a portfolio company of Shore Capital, has sold to Inverness Graham Financial Advisor
Published 03/31/2023 ConocoPhillips Mergers & Acquisitions Buy-Side Energy & Power, Energy & Power Infrastructure Piper Sandler served as buy-side advisor for ConocoPhillips on the acquisition of the outstanding 50% equity interests in Beta Crude Connector, LLC from Frontier Midstream Solutions IV, LLC ConocoPhillips has acquired the outstanding 50% equity interests in Beta Crude Connector, LLC from Frontier Midstream Solutions IV, LLC Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.