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Investment Banking Transactions

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Date Client Type Sub-Type Amt. ($M) Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 10/01/2022 City Holding Company Mergers & Acquisitions Buy-Side $61.0 Financial Services, Depositories Piper Sandler served as buy-side advisor for City Holding Company on announced acquisition of Citizens Commerce Bancshares City Holding Company has agreed to acquire Citizens Commerce Bancshares Financial Advisor
Published 10/01/2022 Business First Bancshares, Inc. Financing, Equity Capital Markets Follow-On Offering $50.0 Financial Services, Depositories Piper Sandler served as co-manager for Business First Bancshares, Inc. on a follow-on offering Follow-On Offering Co-Manager
Published 09/30/2022 CXL Ophthalmics, LLC Financing, Equity Private Placements Minority Capital Raise $32.0 Healthcare, Biopharma Piper Sandler served as sole financial advisor for CXL Ophthalmics, LLC on a Series A funding round let by the AXA IM Global Health Fund through its private equity strategy Minority Capital Raise Financial Advisor
Published 09/20/2022 Xylem, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Xylem, Inc. on sale to Sterling Investment Partners and combined with Sterling's existing portfolio company Kendall Vegetation Services Xylem, Inc. has been acquired by Sterling Investment Partners and combined with Kendall Vegetation Services Financial Advisor
Published 09/19/2022 Ventyx Biosciences Financing, Equity Capital Markets PIPE $176.6 Healthcare, Biopharma Piper Sandler served as placement agent for Ventyx Biosciences, Inc. on a PIPE offering PIPE Joint Placement Agent
Published 09/15/2022 First Watch Restaurants, Inc. Financing, Equity Capital Markets Follow-On Offering $80.2 Consumer, Restaurants Piper Sandler served as bookrunner for First Watch Restaurants, Inc. on a follow on offering Follow-On Offering Passive Bookrunner
Published 09/13/2022 Point Biopharmaa Inc. Financing, Equity Capital Markets CMFO $139.4 Healthcare, Biopharma Piper Sandler served as bookrunner for POINT Biopharmaa Global, Inc. on its follow on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 09/09/2022 DISA Global Solutions, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., on sale to Audax Group, Inc. DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., has been acquired by Audax Group, Inc. Co-Lead
Published 09/09/2022 B2W Software Mergers & Acquisitions Sell-Side Technology, Software Piper Sandler served as sell-side advisor for B2W Software on sale to Trimble B2W Software has been acquired by Trimble Financial Advisor
Published 09/07/2022 Techmer PM, LLC Mergers & Acquisitions Sell-Side Chemicals Piper Sandler served as sell-side advisor for SK Capital Partners, LP on sale of Techmer to Gryphon Investors Techmer, a portfolio company of SK Capital Partners, LP, has been acquired by to Gryphon Investors Financial Advisor
Published 09/06/2022 Shawcor Ltd. Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Shawcor on divestiture of Lake Superior Consulting in a management buyout
Shawcor has divested Lake Superior Consulting in a management buyout Financial Advisor
Published 09/02/2022 ProFrac Holding Corp. Financing, Debt Capital Markets Senior Term Loan $250.0 Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole placement agent for ProFrac Holding Corp. on a debt capital raise Senior Term Loan Financial Advisor
Published 09/02/2022 Vantage Point Logistics, Inc. Mergers & Acquisitions Sell-Side Healthcare, Information-Driven Healthcare Piper Sandler served as sell-side advisor for Vantage Point Logistics, Inc., a portfolio company of Radian Capital, on sale to LLR Partners Vantage Point Logistics, Inc., a portfolio company of Radian Capital, has been acquired by LLR Partners Financial Advisor
Published 09/01/2022 First United Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $92.0 Financial Services, Depositories Piper Sandler served as co-placement agent for First United on a 6.00% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Joint Placement Agent
Published 09/01/2022 Tuesday Morning Corporation Restructuring Special Situations Financing $35.0 Consumer, Retail & Disruptive Commerce Piper Sandler served as financial advisor for Tuesday Morning Corporation on a recapitalization that provides liquidity to avoid covenant breach and potential liquidation Special Situations Financing Financial Advisor
Published 09/01/2022 LinkBancorp Financing, Equity Capital Markets IPO $34.3 Financial Services, Depositories Piper Sandler served as bookrunner for LinkBancorp on its initial public offering Initial Public Offering Active Bookrunner
Published 09/01/2022 Peach State Bancshares Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $10.0 Financial Services, Depositories Piper Sandler served as sole placement agent for Peach State Bancshares on a 6.25% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Sole Placement Agent
Published 09/01/2022 Provident Financial Services, Inc. Mergers & Acquisitions Buy-Side $1,300.0 Financial Services, Depositories Piper Sandler served as buy-side advisor for Provident Financial Services, Inc. on announced acquisition of Lakeland Bancorp, Inc. Provident Financial Services, Inc. has agreed to acquire Lakeland Bancorp, Inc. Financial Advisor
Published 09/01/2022 First United Financing, Equity Capital Markets Preferred Stock $80.8 Financial Services, Depositories Piper Sandler served as joint placement agent for First United on a 8.50% fixed-rate reset non-cumulative perpetual preferred stock offering Preferred Stock Joint Placement Agent
Published 09/01/2022 ODNB Financial Corporation Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $24.0 Financial Services, Depositories Piper Sandler served as sole placement agent for ODNB Financial Corporation on a 6.25% fixed-to-floating rate subordinated notes offering due in 2022 Subordinated Notes Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.