Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	01/23/2026	Rithm Capital	Equity Capital Markets	Preferred Stock	$250.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as joint book-running manager for Rithm Capital on its preferred stock offering	Preferred Stock	Joint Bookrunner
Published	01/21/2026	Richard Bernstein Advisors	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Richard Bernstein Advisors on its announced sale to Janus Henderson Investors	Richard Bernstein Advisors has agreed to be acquired by Janus Henderson	Active Bookrunner
Published	01/21/2026	BV Investment Partners	Mergers & Acquisitions	Buy-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for BV Investment Partners on its acquisition of Altimeter Solutions Group, the Managed Repair Program division of Alacrity Solutions	BV Investment Partners has acquired Altimeter Solutions Group, the Managed Repair Program division of Alacrity Solutions	Financial Advisor
Published	01/20/2026	GBank Financial Holdings	Debt Capital Markets, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$11.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint placement agent for GBank Financial Holdings Inc. on its subordinated notes offering	Subordinated Notes	Joint Placement Agent
Published	01/20/2026	Clear Street Capital	Equity Private Placements	Minority Capital Raise	$78.5 Million	Image	Financial Services, FinTech	Piper Sandler served as joint lead placement agent to Clear Street Capital Holdings on an additional senior unsecured notes	Unsecured Notes	Joint Placement Agent
Published	01/09/2026	Arrowhead Pharmaceuticals, Inc.	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Arrowhead Pharmaceuticals, Inc. on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	01/08/2026	Monte Rosa Therapeutics	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Healthcare Services	Piper Sandler served as bookrunner for Monte Rosa Therapeutics on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	01/07/2026	Bright Minds Biosciences	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Bright Minds Biosciences on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	01/06/2026	Crinetics Pharmaceuticals	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Crinetics Pharmaceuticals, Inc. on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	01/06/2026	Adamas Trust	Debt Capital Markets	Senior Notes	$90.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as joint book-running manager for Adamas Trust, Inc. on its senior notes offering	Senior Notes	Active Bookrunner
Published	01/06/2026	Praxis Precision Medicines	Equity Capital Markets	CMFO		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Praxis Precision Medicines on its CMFO	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	01/06/2026	Strickland Brothers	Debt Capital Markets	Unitranche Debt		Image Image	Services & Industrials, Automotive Aftermarket	Piper Sandler served as sole debt placement agent for Strickland Brothers, a portfolio company of Princeton Equity Group on its debt financing	Debt Financing	Sole Placement Agent
Published	01/05/2026	Euclid Transactional	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Euclid Transactional, a portfolio company of Searchlight Capital Partners, on its announced sale to CRC Group	Euclid Transactional, a portfolio company of Searchlight Capital Partners, has agreed to be acquired by CRC Group	Financial Advisor
Published	01/05/2026	Atlantic Global Risk	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Atlantic Global Risk on its announced sale to Howden	Atlantic Global Risk has agreed to be acquired by Howden	Financial Advisor
Published	12/31/2025	ReVamp Companies	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Residential Services	Piper Sandler served as sell-side advisor for ReVamp Companies, a portfolio company of Bertram Capital, on its sale to Calera Capital	ReVamp Companies, a portfolio company of Bertram Capital, has been acquired by Calera Capital	Financial Advisor
Published	12/31/2025	PureSpectrum	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for PureSpectrum, a portfolio company of Arthur Ventures Management, on its sale to TA Associates Management	PureSpectrum, a portfolio company of Arthur Ventures Management, has entered into a strategic partnership with TA Associates	Financial Advisor
Published	12/31/2025	CRS TH Holdings	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance, Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for CRS TH Holdings, a portfolio company of Reverence Capital Partners, on its sale to Ridgemont Equity Partners	CRS TH Holdings, a portfolio company of Reverence Capital Partners, has been acquired by Ridgemont Equity Partners	Financial Advisor
Published	12/31/2025	Surface Preparation Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Surface Preparation Technologies, a portfolio company of Dominus Capital, on its sale to Frontline Road Safety Group, a portfolio company of Bain Capital	Surface Preparation Technologies, a portfolio company of Dominus Capital, has been acquired by Frontline Road Safety Group, a portfolio company of Bain Capital	Financial Advisor
Published	12/30/2025	Flushing Financial Corporation	Mergers & Acquisitions	Sell-Side	$579.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Flushing Financial Corporation on its announced merger with OceanFirst Financial Corporation	Flushing Financial Corporation has agreed to merge with OceanFirst Financial	Financial Advisor
Published	12/30/2025	SWNB Bancorp, Inc.	Debt Capital Markets, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for SWNB Bancorp, Inc. on its subordinated notes offering	Subordinated Notes	Sole Placement Agent