Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 09/08/2023 Farmers-Merchants Bank of Illinois Mergers & Acquisitions Division Carve Out Financial Services, Depositories Piper Sandler served as sell-side advisor for Farmers-Merchants Bank of Illinois on announced branch sale to Bank of Pontiac and CBI Bank & Trust
Farmers-Merchants Bank of Illinois has announced a branch sale to Bank of Pontiac and CBI Bank & Trust Financial Advisor
Published 09/08/2023 GTCR, LLC Mergers & Acquisitions Buy-Side Financial Services, Asset & Wealth Management Piper Sandler served as buy-side advisor for GTCR, LLC on its acquisition of a 50% stake in R&T Deposit Solutions
GTCR, LLC has acquired a 50% stake in R&T Deposit Solutions Financial Advisor
Published 09/06/2023 Natera, Inc. Financing, Equity Capital Markets CMFO $250.3 Million Healthcare, Tools & Diagnostics Piper Sandler served as bookrunner for Natera, Inc. on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 09/05/2023 CSC Leasing Company, Inc Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Unsecured Debt $50.0 Million Financial Services, Specialty Finance Piper Sandler served as sole placement agent for CSC Leasing Company, Inc. on a senior unsecured notes offering
Senior Unsecured Notes Offering Sole Placement Agent
Published 08/28/2023 NewtekOne, Inc Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $40.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for NewtekOne, Inc. on a senior note offering
Senior Notes Lead Bookrunner
Published 08/25/2023 Pioneer Landscape Centers, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advsior for Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, on sale to SiteOne Landscape Supply
Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, has sold to SiteOne Landscape Supply Financial Advisor
Published 08/21/2023 QualityMetric Incorporated LLC Mergers & Acquisitions Sell-Side Healthcare, Healthcare Services Piper Sandler served as sell-side advisor for QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, on sale to an undisclosed buyer
QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, has sold to an undisclosed buyer Financial Advisor
Published 08/21/2023 World Insurance Associates, LLC Mergers & Acquisitions Minority Investment Financial Services, Insurance Piper Sandler served as financial advisor for World Insurance Associates on a minority recapitalization by Goldman Sachs Asset Management
World Insurance Associates has received a minority recapitalization from Goldman Sachs Asset Management
Financial Advisor
Published 08/16/2023 Arhaus, LLC Financing, Equity Capital Markets Follow-On Offering $138.0 Million Consumer, Retail & Disruptive Commerce Piper Sandler served as bookrunner for Arhaus, Inc. on a follow-on offering
Follow-On Offering Active Bookrunner
Published 08/14/2023 Ulterra Drilling Technologies, L.P. Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Ulterra Drilling Technologies, L.P. on sale to Patterson-UTI Energy, Inc.
Ulterra Drilling Technologies, L.P. has sold to Patterson-UTI Energy, Inc. Financial Advisor
Published 08/11/2023 ASCO Group Limited Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Zander Topco Limited (trading as “ASCO”) on sale to Endless LLP
Zander Topco Limited (trading as “ASCO”) has sold to Endless LLP Financial Advisor
Published 08/10/2023 Gladstone Capital Corporation Financing, Equity Capital Markets Senior Notes $57.0 Million Financial Services, Asset & Wealth Management Piper Sandler served as bookrunner for Gladstone Capital Corporation on a senior note offering
Senior Notes Offering
Left Bookrunner
Published 08/09/2023 Community Financial Group, Inc. (Spokane, WA) Mergers & Acquisitions Sell-Side $81.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Community Financial Group, Inc. on merger with Glacier Bancorp, Inc.
Community Financial Group, Inc. has merged with Glacier Bancorp, Inc. Financial Advisor
Published 08/09/2023 AG Mortgage Investment Trust, Inc. Mergers & Acquisitions Buy-Side $69.1 Million Financial Services, Real Estate Piper Sandler served as buy-side advisor for AG Mortgage Investment Trust, Inc. on acquisition of Western Asset Mortgage Capital Corp.
AG Mortgage Investment Trust, Inc. has acquired Western Asset Mortgage Capital Corp. Financial Advisor
Published 08/08/2023 One Model Inc. Financing, Equity Private Placements Minority Capital Raise Technology, Software Piper Sandler served as financial advisor for Riverwood Capital Management L.P. on a strategic growth investment in One Model Inc. Riverwood Capital Management L.P. has provided a strategic growth investment in One Model Inc.
Published 08/02/2023 Bridge to Life, Ltd. Mergers & Acquisitions Division Carve Out Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Bridge to Life, Ltd. on sale of EVOSS and LifeCradle perfusion technology assets to TransMedics
Bridge to Life, Ltd. has sold EVOSS and LifeCradle perfusion technology assets to TransMedics
Financial Advisor
Published 08/01/2023 Wawanesa General Insurance Company Mergers & Acquisitions Division Carve Out Financial Services, Insurance Piper Sandler served as sell-side advisor for Wawanesa General Insurance Company on announced sale of Wawanesa General Insurance Company to Automobile Club of Southern California
Wawanesa General Insurance Company has agreed to sell Wawanesa General Insurance Company be acquired by Automobile Club of Southern California Financial Advisor
Published 08/01/2023 Kohlberg & Company, L.L.C. Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as buy-side advisor for Kohlberg & Company, LLC on acquisition of Engage PEO Kohlberg & Company, LLC has acquired Engage PEO Financial Advisor
Published 08/01/2023 Procept Biorobotics Corp. Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $149.9 Million Healthcare, Med-Tech Piper Sandler served as bookrunner for Procept BioRobotics Corporation on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 07/28/2023 Global Guardian LLC Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Global Guardian LLC on sale to Align Capital Partners Global Guardian LLC has sold to Align Capital Partners Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.