Investment Banking Transactions

loading
Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 03/08/2024 HGGC, LLC Mergers & Acquisitions Buy-Side Financial Services, Insurance Feb '24 - Piper Sandler served as buy-side advisor for HGGC, LLC on announced investment in Rimkus Consulting Group - (Kaftal) HGGC, LLC has announced an investment in Rimkus Consulting Grou Financial Advisor
Published 03/05/2024 Arrow Financial Corporation Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Arrow Financial Corporation on announced acquisition of one branch in Whitehall, NY from Berkshire Bank, a subsidiary of Berkshire Hills Bancorp Arrow Financial Corporation has agreed to acquire one branch in Whitehall, NY from Berkshire Bank, a subsidiary of Berkshire Hills Bancorp Financial Advisor
Published 03/02/2024 Maas Capital Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Maas Capital on sale of its stake in Sentinel Marine to Cyan Renewables, a portfolio company Seraya Partners Maas Capital has sold its stake in Sentinel Marine to Cyan Renewables, a portfolio company Seraya Partners Financial Advisor
Published 02/29/2024 Milestone Pharmaceuticals, Inc. Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $30.0 Million Healthcare, Biopharma Piper Sandler served as sole bookrunner for Milestone Pharmaceuticals, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 02/29/2024 Atlas Energy Solutions Mergers & Acquisitions Buy-Side Energy & Power, Energy & Power Infrastructure, Oilfield Services & Equipment Piper Sandler served as buy-side advisor for Atlas Energy Solutions Inc. on acquisition of the Permian Basin Proppant Production assets and North American Logistics operations of Hi-Crush Atlas Energy Solutions Inc. has acquiredPermian Basin Proppant Production assets and North American Logistics operations of Hi-Crush Financial Advisor
Published 02/12/2024 Entrepreneurial Food Group LLC Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for Entrepreneurial Food Group LLC on sale of Zorba Delicacies and SK Chilled Foods to The Compleat Food Group Entrepreneurial Food Group LLC has sold Zorba Delicacies and SK Chilled Foods to The Compleat Food Group Financial Advisor
Published 02/05/2024 Velocity Financial, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $75.0 Million Financial Services, Specialty Finance Piper Sandler served as sole placement agent for Velocity Financial, Inc. on a debt capital raise Senior Notes Sole Placement Agent
Published 02/02/2024 Great Ajax Corp Mergers & Acquisitions Sell-Side Financial Services, Diversified Financials Piper Sandler served as sell-side advisor for Great Ajax Corp on a strategic transaction with Rithm Capital Corp Great Ajax Corp has formed a strategic transaction with Rithm Capital Corp Financial Advisor
Published 02/01/2024 Hometown Financial Group Inc. Mergers & Acquisitions Merger Financial Services, Depositories Piper Sandler served as financial advisor for Hometown Financial Group on announced merger with North Shore Bancorp Hometown Financial Group has agreed to merge with North Shore Bancorp
Financial Advisor
Published 01/30/2024 Extract Production Mergers & Acquisitions Sell-Side Energy & Power, Energy & Power Infrastructure Piper Sandler served as sell-side advisor for Extract Production, a portfolio company of White Deer and Riata Capital Group, on sale to NOV Extract Production, a portfolio company of White Deer and Riata Capital Group, has sold to NOV Financial Advisor
Published 01/24/2024 Nauticus Restructuring Special Situations Financing Energy & Power, Energy & Power Infrastructure Piper Sandler served as advisor to the Special Committee of the Board for Nauticus Robotics on a private placement of a senior secured term loan and pari passu convertible senior secured term loan Private Placement of Senior Secured Term Loan
Pari Passu Convertible Senior Secured Term Loan
Financial Advisor
Published 01/11/2024 Praxis Precision Medicines Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $172.4 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 01/05/2024 Catalyst Pharmaceuticals, Inc. Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $150.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Catalyst Pharmaceuticals, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 01/04/2024 BearCom Group, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for BearCom Group, Inc., a portfolio company of Bertram Capital, on sale to Siris Capital BearCom Group, Inc., a portfolio company of Bertram Capital, has sold to Siris Capital Financial Advisor
Published 01/03/2024 Keros Therapeutics Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $161.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Keros Therapeutics, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 12/29/2023 Public Trust Advisors, LLC Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Public Trust Advisors has announced a strategic partnership with Flexpoint Ford Financial Advisor
Published 12/29/2023 McIntyre Partners Mergers & Acquisitions Buy-Side Energy & Power, Energy & Power Infrastructure Piper Sandler served as buy-side advisor for McIntyre Partners and Velocity on acquisition of MoreId, a portfolio consisting of MoreId Apply, Global Maritime and MoreId Ross Offshore McIntyre Partners and Velocity have acquired MoreId, a portfolio consisting of MoreId Apply, Global Maritime and MoreId Ross Offshore Financial Advisor
Published 12/29/2023 TransGo, LLC Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for Race Winning Brands, a portfolio company of MiddleGround Capital, on divestiture of TransGo, LLC to CenterGate Capital Race Winning Brands, a portfolio company of MiddleGround Capital, has divested TransGo, LLC to CenterGate Capital Financial Advisor
Published 12/28/2023 The Needham Bank Financing, Equity Capital Markets IPO $410.0 Million Financial Services, Depositories Piper Sandler served as sole marketing agent for The Needham Bank on its initial public offering Initial Public Offering Sole Marketing Agent
Published 12/27/2023 ProFrac Holding Corp. Financing, Debt Capital Markets Senior Secured Debt $885.0 Million Energy & Power, Energy & Power Infrastructure Piper Sandler served as sole placement agent for ProFrac Holding Corp. on a debt financing
Senior Secured Notes
Senior Secured Term Loan
Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.