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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 11/01/2023 | LM Energy Holdings, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Midstream & Downstream | Piper Sandler served as sell-side advisor for LM Energy Holdings, LLC, a portfolio company of Old Ironsides Energy, LLC, on sale of certain subsidiaries and assets related to its Touchdown Crude Oil Gathering System to Plains Oryx Permian | LM Energy Holdings, LLC, a portfolio company of Old Ironsides Energy, LLC, has sold certain subsidiaries and assets to Plains Oryx Permian | Financial Advisor | |
Published | 11/01/2023 | CQS | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Asset & Wealth Management | On November 15, 2023, CQS announced that it had signed a definitive agreement to be acquired by Manulife Investment Management (“MIM”). Upon completion of the transaction, MIM will acquire the ~$13.5B AUM credit platform of CQS. In conjunction with the transaction, the founder of CQS, Lord Hintze, will spin off his hedge fund business and set up a separate asset manager. Piper Sandler served as sell-side advisor for CQS. | CQS has been acquired by Manulife Investment Management | Financial Advisor | |
Published | 10/31/2023 | Sunrgy Solar Distribution | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as sell-side advisor for Sunrgy Solar Distribution on sale to Amara NZ, a portfolio company of Cinven Ltd. |
Sunrgy Solar Distribution has sold to Amara NZ, a portfolio company of Cinven Ltd. | Financial Advisor | |
Published | 10/31/2023 | Fuel10k Limited | Mergers & Acquisitions | Sell-Side | £34.0 Million | Image
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Consumer, Food & Beverage | Piper Sandler served as sell-side advsior for Fuel10K, a leading U.K. breakfast brand, on sale to Premier Foods | Fuel10K has sold to Premier Foods | Financial Advisor |
Published | 10/31/2023 | The 7 Virtues Beauty Inc. | Financing, Equity Private Placements | Minority Capital Raise | Image
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Consumer, Beauty & Personal Care | Piper Sandler served as sole placement agent for The 7 Virtues Beauty Inc. on receiving an investment from Unilever Ventures | The 7 Virtues Beauty Inc. has received an investment from Unilever Ventures | Sole Placement Agent | |
Published | 10/30/2023 | Tessian Ltd | Mergers & Acquisitions | Sell-Side | Image
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Technology, Security | Piper Sandler served as sell-side advisor for Tessian Ltd on sale to Proofpoint International, Inc. | Tessian Ltd has sold to Proofpoint International, Inc. | Financial Advisor | |
Published | 10/25/2023 | The Sterling Group | Mergers & Acquisitions | Buy-Side | Image
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Services & Industrials | Piper Sandler served as buy-side advisor for The Sterling Group on acquisition of B'laster | The Sterling Group has acquired B'laster | Financial Advisor | |
Published | 10/24/2023 | Travelpro Group Holdings Inc. | Financing, Debt Capital Markets | Senior Term Loan | $103.0 Million | Image
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Consumer, Diversified Consumer Products | Piper Sandler served as sole debt placement agent for Travelpro Group Holdings, Inc., a portfolio company of MidOcean Partners, on a debt capital raise | Senior Term Loan | Financial Advisor |
Published | 10/16/2023 | Nuvalent, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $300.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Nuvalent, Inc. on a follow-on offering |
Follow-On Offering | Active Bookrunner |
Published | 10/13/2023 | Scholar Rock Holding Corporation | Financing, Equity Capital Markets | Confidentially Marketed Follow-On Offering | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Scholar Rock Holding Corporation on a confidentially marketed follow-on offering |
Confidentially Marketed Follow-On Offering | Active Bookrunner | |
Published | 10/12/2023 | Tucker Powersports | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for Tucker Powersports, a portfolio company of Monomoy Capital Partners, on sale to Turn 14 Distribution | Tucker Powersports, a portfolio company of Monomoy Capital Partners, has sold to Turn 14 Distribution | Financial Advisor | |
Published | 10/11/2023 | Mergers & Acquisitions | Sell-Side | $99.4 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for Community West Bancshares on announced sale to Central Valley Community Bancorp |
Community West Bancshares has agreed to be acquired by Central Valley Community Bancorp | Financial Advisor | |
Published | 10/11/2023 | Birkenstock Holding plc | Financing, Equity Capital Markets | Confidentially Marketed Follow-On Offering | $1.5 Billion | Image
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Consumer, Retail & Disruptive Commerce | Piper Sandler served as co-manager for Birkenstock Holding Plc on its initial public offering |
Initial Public Offering | Co-Manager |
Published | 10/10/2023 | Praxis Completion Technology | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Energy Technology | Piper Sandler served as sell-side advisor for Praxis Completion Technology on sale to Schoeller-Bleckmann Oilfield Equipment AG |
Praxis Completion Technology has sold to Schoeller-Bleckmann Oilfield Equipment AG |
Financial Advisor | |
Published | 10/09/2023 | Global Marine Systems | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for CWind Limited, a subsidiary of Global Marine Systems, on sale to Inspirit Management Limited | CWind Limited, a subsidiary of Global Marine Systems, has sold to Inspirit Management Limited | Financial Advisor | |
Published | 10/09/2023 | Venterra Group PLC | Mergers & Acquisitions | Buy-Side | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as buy-side advisor for Venterra Group PLC on acquisition of CAPE Holland - (Slattery) |
Venterra Group PLC has acquired CAPE Holland |
Financial Advisor | |
Published | 10/04/2023 | ALX Oncology | Financing, Equity Capital Markets | Confidentially Marketed Follow-On Offering | $63.2 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for ALX Oncology Holdings Inc. on a confidentially marketed follow-on offering |
Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 10/02/2023 | Medallion Financial Corp. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $39.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Medallion Financial Corp. on a senior notes offering |
Senior Notes Offering | Sole Placement Agent |
Published | 10/02/2023 | Biohaven Ltd. | Financing, Equity Capital Markets | Confidentially Marketed Follow-On Offering | $258.7 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Biohaven Ltd. on a confidentially marketed follow-on offering |
Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 10/01/2023 | Utica Resource Ventures, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Upstream | Piper Sandler served as sell-side advisor for Utica Resource Ventures, LLC on divestiture of unconventional oil and gas upstream assets focused on Utica / Point Pleasant development in Ohio |
Utica Resource Ventures, LLC has divested unconventional oil and gas upstream assets | Financial Advisor |