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Investment Banking Transactions

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Date Client Type Sub-Type Amt. ($M) Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 07/01/2022 Global-e Mergers & Acquisitions Buy-Side Technology, Software Piper Sandler served as buy-side advisor for Global-e on acquisition of Borderfree, a subsidiary of Pitney Bowes Global-e has acquired Borderfree, a subsidiary of Pitney Bowes Financial Advisor
Published 07/01/2022 NexBank Capital, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $62.0 Financial Services, Depositories Piper Sandler served as sole placement agent for Nexbank Capital, Inc. on a 6.00% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Sole Placement Agent
Published 07/01/2022 BlueSky Bank Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for BlueSky Bank on announced acquisition of First National Bank & Trust Company BlueSky Bank has agreed to acquire First National Bank & Trust Company Financial Advisor
Published 07/01/2022 Quantum Capital Corp. Mergers & Acquisitions Sell-Side $67.6 Financial Services, Depositories Piper Sandler served as buy-side advisor for Quantum Capital Corp. on announced sale to HomeTrust Bancshares, Inc. Quantum Capital Corp. has agreed to be acquired by HomeTrust Bancshares, Inc. Financial Advisor
Published 06/30/2022 Sundance Energy Mergers & Acquisitions Sell-Side Energy & Power, Upstream Piper Sandler served as sell-side advisor for Sundance Energy, Inc. on divestiture of its Eagle Ford assets to SilverBow Resources, Inc. Sundance Energy, Inc. has divested its Eagle Ford assets to SilverBow Resources, Inc. Financial Advisor
Published 06/27/2022 Scholar Rock Holding Corporation Financing, Equity Capital Markets PIPE $205.0 Healthcare, Biopharma Piper Sandler served as co-placement agent for Scholar Rock Holding Corp on a registered direct offering PIPE Joint Placement Agent
Published 06/26/2022 Cypress Environmental Partners Restructuring Chapter 11 Reorganization Energy & Power, Oilfield Services & Equipment Piper Sandler served as investment banker for Cypress Environmental Partners on its chapter 11 plan of reorganization and sale in connection with the process with Argonaut Private Equity
Chapter 11 Reorganization Financial Advisor
Published 06/24/2022 Balmoral Funds Mergers & Acquisitions Buy-Side Chemicals Piper Sandler served as buy-side advisor for Balmoral Funds on acquisition of Trecora Resources Inc Balmoral Funds has acquired Trecora Resources Inc Financial Advisor
Published 06/23/2022 Scalefast Inc. Mergers & Acquisitions Sell-Side Technology, Software Piper Sandler served as sell-side advisor for Scalefast Inc. on sale to ESW, a subsidiary of Asendia Scalefast Inc. has been acquired by ESW, a subsidiary of Asendia Financial Advisor
Published 06/23/2022 U.S. Well Services Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for U.S. Well Services ("USWS") on sale of all outstanding shares to ProFrac Holding Corp. U.S. Well Services had sold all of its outstanding shares to ProFrac Holding Corp. Financial Advisor
Published 06/22/2022 Mercury Healthcare, Inc. Mergers & Acquisitions Sell-Side Healthcare, Information-Driven Healthcare Piper Sandler served as sell-side advisor for Mercury Healthcare, a portfolio company of Vestar Capital Partners, on sale to WebMD, a subsidiary of Internet Brands, a portfolio company of KKR & Co. Mercury Healthcare, Inc., a portfolio company of Vestar Capital Partners, has been acquired by WebMD, a subsidiary of Internet Brands, a portfolio company of KKR & Co. Financial Advisor
Published 06/21/2022 Flotek Industries, Inc. Mergers & Acquisitions Strategic Advisory $19.5 Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole financial advisor for Flotek Industries, Inc. on a Securities Purchase Agreement with ProFrac Holdings II, LLC Flotek Industries, Inc. has secured a Securities Purchase Agreement with ProFrac Holdings II, LLC Financial Advisor
Published 06/21/2022 Flotek Industries, Inc. Mergers & Acquisitions Strategic Advisory Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole financial advisor for Flotek Industries, Inc. on its structured private placement of non-voting common stock from ProFrac Holdings II, LLC.
Private Placement
Financial Advisor
Published 06/21/2022 Venterra Group PLC Mergers & Acquisitions Buy-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as buy-side advisor for Venterra Group PLC on acquisition of Balltec Limited Venterra Group PLC has acquired Balltec Limited Financial Advisor
Published 06/14/2022 SMT Energy Mergers & Acquisitions Minority Investment Energy & Power, Renewables & Clean Energy Piper Sandler served as financial advisor for SMT Energy on a capital raise for the construction of battery storage projects from Susi Partners SMT Energy has completed a capital raise from Susi Partners Financial Advisor
Published 06/14/2022 Day One Biopharmaceuticals, Inc. Financing, Equity Capital Markets Follow-On Offering $172.5 Healthcare, Biopharma Piper Sandler served as bookrunner for Day One Biopharmaceuticals, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 06/13/2022 Cogent Biosciences Financing, Equity Capital Markets Follow-On Offering $172.6 Healthcare, Biopharma Piper Sandler served as bookrunner for Cogent Biosciences, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 06/01/2022 PacWest Bancorp Financing, Equity Capital Markets Preferred Stock $513.2 Financial Services, Depositories Piper Sandler served as left bookrunner for PacWest Bancorp on a 7.75% fixed-rate reset non-cumulative perpetual stock offering Preferred Stock Left Bookrunner
Published 06/01/2022 Enterprise Trust & Investment Company Mergers & Acquisitions Sell-Side Financial Services, Asset Management Piper Sandler served as financial advisor for Enterprise Trust & Investment Company on sale to Lido Advisors Enterprise Trust & Investment Company has been acquired by Lido Advisors Financial Advisor
Published 06/01/2022 OYO Corporation U.S.A Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for OYO Corporation U.S.A on sale of its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA
OYO Corporation U.S.A has sold its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.