Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/31/2023	§363 Sale	Restructuring	§363 Sale		Image	Technology, Software	Piper Sandler & Co. is acting as exclusive investment banker and financial advisor for Lifesize.	§363 Sale	Financial Advisor
Published	08/16/2023	West Coast Fitness	Restructuring	Amendment		Image	Consumer, Health & Wellness Services	Piper Sandler served as advisor to the company on amendment negotiations and capital structure alternatives	Amendment	Financial Advisor
Published	08/01/2023	GWG Holdings, Inc	Restructuring	Chapter 11 Reorganization		Image	Financial Services, Insurance	Piper Sandler served as financial advisor to the Committee, which has a fiduciary duty to represent over 27,000 individual L Bondholders, who are mostly retail investors	Chapter 11 Reorganization	Financial Advisor
Published	06/02/2023	Loyalty Ventures, Inc	Restructuring	Creditor Advisory		Image	Technology, Technology Services	Piper Sandler advised the ad hoc group of Term Loan Lenders in the restructuring of Loyalty Ventures, Inc. under chapter 11 in the US and CCAA in Canada	Creditor Advisory	Financial Advisor
Published	04/17/2023	Telford Offshore	Restructuring	Out-of-Court Debt Restructuring		Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as advisor to the company on capital structure alternatives, including new capital financing alternatives	Capital Structure Advisory	Financial Advisor
Published	03/31/2023	Cleveland Integrity Services	Restructuring	Chapter 11 Reorganization		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published	03/30/2023	Silicon Valley Bridge Bank, National Association	Mergers & Acquisitions, Restructuring	Sell-Side		Image Image Image	Financial Services, Asset & Wealth Management, Depositories	Piper Sandler advised The Federal Deposit Insurance Corporation on its sale of all deposits and loans of Silicon Valley Bridge Bank, N.A. to First-Citizens Bank & Trust Company	First-Citizens Bank & Trust Company has acquired Silicon Valley Bridge Bank, N.A. from the FDIC	Financial Advisor
Published	03/19/2023	Signature Bridge Bank, National Association	Mergers & Acquisitions, Restructuring	Sell-Side		Image Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for The Federal Deposit Insurance Corporation on sale of substantially all deposits and certain loan portfolios of Signature Bridge Bank, N.A. to New York Community Bancorp, Inc.	New York Community Bancorp, Inc. has acquired Signature Bridge Bank, N.A. from the FDIC	Financial Advisor
Published	03/16/2023	FAT Brands	Restructuring	Out-of-Court Debt Restructuring		Image	Consumer, Restaurants	Piper Sandler served as advisor to preferred equity holder on the exchange of its preferred stock for SPV secured notes	Out-of-Court Restructuring	Financial Advisor
Published	03/13/2023	Jones Capital	Restructuring	Creditor Advisory		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for Jones Capital on the out-of-court restructuring of Yak Access	Creditor Advisory	Financial Advisor
Published	02/21/2023	K&N Engineering, Inc.	Restructuring	Amendment		Image	Services & Industrials, Automotive Aftermarket	Piper Sandler served as financial advisor for an ad hoc group of second lien lenders, including funds managed by Angelo Gordon, Apollo, Centre Lane and Prospect Capital, on a Restructuring Support Agreement with 100% of K&N Engineering, Inc. lenders	Out-of-Court Restructuring	Financial Advisor
Published	02/13/2023	National Spine & Pain Centers	Restructuring	Creditor Advisory	$300.0 Million	Image	Healthcare, Healthcare Services	Piper Sandler served as financial advisor for the steering group of first lien lenders of National Spine & Pain Centers, a portfolio company of Avista Capital Partners, on an out of court recapitalization	Creditor Advisory	Financial Advisor
Published	12/30/2022	GTT Communications, Inc.	Restructuring	Chapter 11 Reorganization	$4.0 Billion	Image	Technology, Software	Piper Sandler served as investment banker for GTT Communications, Inc. on its restructuring, which was effectuated through the sale of its infrastructure business in September 2021 to I Squared Capital (with proceeds being used to pay down their debt) and a pre-packaged chapter 11 filing to restructure their remaining debt	Chapter 11 Reorganization	Financial Advisor
Published	12/22/2022	von Drehle Corporation	Restructuring	Special Situations Financing		Image	Consumer, Diversified Consumer Products	Piper Sandler served as financial advisor for von Drehle Corporation on sale and recapitalization led by consortium of investors, including Atlas Holdings, Comvest partners and Morgan Stanley Private Credit	Special Situations Financing	Financial Advisor
Published	09/01/2022	Tuesday Morning Corporation	Restructuring	Special Situations Financing	$35.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as financial advisor for Tuesday Morning Corporation on a recapitalization that provides liquidity to avoid covenant breach and potential liquidation	Special Situations Financing	Financial Advisor
Published	08/31/2022	SelectQuote, Inc.	Restructuring	Amendment	$950.0 Million	Image	Financial Services, Insurance	Piper Sandler served as investment banker for SelectQuote, Inc. on its credit agreement amendment	Amendment	Financial Advisor
Published	06/26/2022	Cypress Environmental Partners	Restructuring	Chapter 11 Reorganization		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as investment banker for Cypress Environmental Partners on its chapter 11 plan of reorganization and sale in connection with the process with Argonaut Private Equity	Chapter 11 Reorganization	Financial Advisor
Published	05/09/2022	Tuesday Morning Corporation	Restructuring	Special Situations Financing		Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as financial advisor for Tuesday Morning Corporation on a recapitalized led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management	Tuesday Morning Corporation recapitalization led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management
Published	10/07/2021	Agspring, LLC	Restructuring	Sale of Assets		Image	Consumer, Agriculture & Biorenewables	Piper Sandler served as investment banker for Agspring, LLC on a series of asset sales. The business segments were acquired by CGB Enterprises, Greenfield Holdings, LLC, Ardent Mills, LLC, and The Arthur Companies, Inc.	Sale of Assets	Financial Advisor
Published	07/27/2021	Ambac Financial Group, Inc.	Restructuring	Creditor Advisory	$74.0 Billion	Image	Financial Services, Insurance	Piper Sandler served as investment banker for Ambac Financial Group, Inc. on credit exposures related to Puerto Rico	Creditor Advisory	Financial Advisor