Notices & Policies
Piper Sandler Companies
- International Disclosures
- Email Disclaimers
- Business Continuity Management
- Code of Ethics
- Global Conflicts of Interest Policy
- Piper Sandler & Co.
- Piper Sandler Ltd.
- PSC Capital Partners LLC
- Piper Sandler Companies California Consumer Privacy Notice
- Piper Sandler Companies California Personnel Privacy Notice
If you have any comments, questions or concerns about any of the information in our Privacy Policies, or any other issues relating to the processing of personal data by an entity of Piper Sandler Companies, please contact us via email or at Piper Sandler Companies, Attn: Privacy Officer, 800 Nicollet Mall, Suite 900, Minneapolis, MN 55402
Piper Sandler & Co.
- Customer Notices
- Form ATS-N
- CD Disclosure Document
Piper Sandler Ltd.
- Complaint Procedures
- Modern Slavery and Human Trafficking Statement
- UK Tax Strategy
- 2022 Piper Sandler Ltd. Order Transmission Policy
HealthPartners Machine-Readable Files
Securities and Exchange Commission Disclosures
- Securities and Exchange Commission rule 605
- Securities and Exchange Commission rule 606 for 2019 and prior years
- Securities and Exchange Commission rules 606 from January 2020 – December 2021
- Securities and Exchange Commission rule 606 from January 2022 forward for Piper Sandler (along with Cornerstone Macro historic data)