Notices & Policies

Piper Sandler Companies

• International Disclosures
• Email Disclaimers
• Business Continuity Management
• Code of Ethics
• Global Conflicts of Interest Policy
• Equal Employment Policy.

Privacy Policies

• Piper Sandler & Co.
• Piper Sandler Ltd.
• Piper Heartland Healthcare Capital LLC
• PSC Capital Partners LLC
• Piper Sandler Companies California Consumer Privacy Notice
• Piper Sandler Companies California Personnel Privacy Notice
• Piper Sandler Companies European Personnel Privacy Policy

If you have any comments, questions or concerns about any of the information in our Privacy Policies, or any other issues relating to the processing of personal data by an entity of Piper Sandler Companies, please contact us via email or at Piper Sandler Companies, Attn: Privacy Officer, 350 North 5th Street, Minneapolis, Minnesota 55401.

Terms of Use

• Website Terms of Use

Piper Sandler & Co.

• Customer Notices
  • Retail Client Relationship Summary
  • USA Patriot Act
• Form ATS-N
• CD Disclosure Document
• Marketing Rule Disclosure – Private Capital Advisory

Piper Sandler Ltd.

• Complaint Procedures
• IFPR Remuneration Disclosure
• Modern Slavery and Human Trafficking Statement
• UK Tax Strategy
• 2025 Piper Sandler Ltd. Order Transmission Policy

HealthPartners Machine-Readable Files

• Machine-Readable Files

Research Disclosures

• Covered Company Disclosures

Securities and Exchange Commission Disclosures

• Securities and Exchange Commission rule 605
• Securities and Exchange Commission rules 606 from January 2020 – March 2024 (along with Cornerstone Macro historic data)
• Securities and Exchange Commission rule 606 from April 2024 forward for Piper Sandler