Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	01/28/2025	HomeTrust Bancshares, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for HomeTrust Bancshares in agreed sale of its two branches in Knoxville to Apex Bank	HomeTrust Bancshares has agreed to sell two branches in Knoxville, TN to Apex Bank	Financial Advisor
Published	01/23/2025	Alpha Omega	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for Alpha Omega on its acquisition of SeKON	Alpha Omega has acquired SeKON	Financial Advisor
Published	01/23/2025	Alpha Omega	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for Alpha Omega on its acquisition of MacroSolutions	Alpha Omega has acquired MacroSolutions	Financial Advisor
Published	01/15/2025	Flowco	Equity Capital Markets	IPO	$491.3 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for Flowco Inc. on its IPO	Initial Public Offering	Active Bookrunner
Published	01/15/2025	Redwood Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$90.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as bookrunner for Redwood Trust, Inc. on its senior notes offering	Senior Notes	Passive Bookrunner
Published	01/14/2025	New York Mortgage Trust Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$82.5 Million	Image	Financial Services, Real Estate, Specialty Finance	Piper Sandler served as bookrunner for New York Mortgage Trust on its senior notes offering	Senior Notes	Passive Bookrunner
Published	01/13/2025	Precision Coating Company, Inc.	Financing, Debt Capital Markets	Sell-Side	$152.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as financial advisor for Precision Coating in the sale of majority assets to Integer Holdings Corporation	Precision Coating Company has been acquired by Integer	Financial Advisor
Published	01/13/2025	UniVista	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for UniVista Insurance, a portfolio company of Avance, in majority investment from GRAM Asset Managment	UniVista Insurance, a portfolio company of Avance, has received a majority investment from GRAM Asset Managment	Financial Advisor
Published	01/10/2025	Acteon Group Ltd.	Mergers & Acquisitions	Division Carve Out		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Deepwater Corrosion Services Inc., a wholly owned subsidiary of Acteon Group, has completed a buy-out backed by an undisclosed investment group	Deepwater, a subsidiary of Acteon Group, has completed a buy-out backed by an undisclosed investment group	Passive Bookrunner
Published	01/10/2025	CNB Financial Corporation	Mergers & Acquisitions	Merger	$214.0 Million	Image Image	Financial Services, Depositories	Piper Sandler has rendered a fairness opinion to CNB Financial Corp for its announced merger with ESSA Bancorp	CNB Financial Corporation has agreed to merge with ESSA Bancorp	Financial Advisor
Published	01/07/2025	Fix It Group	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Residential Services	Piper Sandler served as exclusive financial advisor for Fix-It, a portfolio company of New Harbor Capital, on its sale to Two Parks Capital	Fix-It Group, a portfolio company of New Harbor Capital, has been acquired by Two Parks Capital	Financial Advisor
Published	01/06/2025	Independence Contract Drilling	Restructuring	Strategic Alternatives Review		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published	01/06/2025	Crump Life Insurance Services & Crump Insurance Services	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor for TIH Insurance Holdings in the announced sale of Crump Life Insurance Services to AmeriLife Group	TIH has announced the sale of Crump Life Insurance Services to AmeriLife Group	Financial Advisor
Published	01/03/2025	Ace Well Technology	Mergers & Acquisitions	Strategic Advisory		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for Ace Well Technology in acquisition to Varel Energy Solutions	Ace Well Technology has been acquired by Varel Energy Solutions	Financial Advisor
Published	01/02/2025	MyHealthTeams, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare	Piper Sandler served as sell-side advisor for MyHealthTeam, in acquisition to Swoop, a portfolio company of New Mountain Capital	MyHealthteam has been acquired by Swoop, a portfolio company of New Mountain Capital	Financial Advisor
Published	12/31/2024	American Savings Bank	Financing	Majority Stake Sale		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor to Hawaiian Electric Industries in connection to the completed sale of 90.1% of the common stock of American Investors to Independent Investors	Majority Stake Sale	Sole Placement Agent
Published	12/31/2024	Delaget	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Delaget, a portfolio company of Border Foods and Northern Pacific Group, in acquisition to PAR Technology Corporation	Delaget, a portfolio company of Border Foods and Northern Pacific Group has been acquired by PAR Technology Corporation	Financial Advisor
Published	12/31/2024	Skyknight Capital	Mergers & Acquisitions	Buy-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor to SkyKnight Capital and Dragoneer Investment Group in majority investment in Simplicity Group	Skyknight Capital and Dragoneer Investment Group have acquired a majority investment in Simplicity Group	Financial Advisor
Published	12/31/2024	Incora	Restructuring	Chapter 11 Reorganization		Image	Services & Industrials, Distribution	Piper Sandler served as advisor to the UCC in the company’s $3.2B chapter 11	Chapter 11 Reorganization Creditor Advisor	Financial Advisor
Published	12/30/2024	Kivu Consulting	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Security	Piper Sandler served as sell-side advisor for Kivu Consulting, a portfolio company of Bow River Capital, on its sale to Quorum Cyber, a portfolio company of Charlesbank Capital Partners	Kivu Consulting, a portfolio company of Bow River Capital, has been acquired by Quorum Cyber, a portfolio company of Charlesbank Capital Partners	Financial Advisor