Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	10/24/2024	Americana Partners, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	On October 24, 2024, Americana Partners (“Americana”), a wealth advisory firm headquartered in Houston, Texas, announced a strategic investment from Lovell Minnick Partners (“LMP”)	Americana Partners has agreed to strategic investment from Lovell Minnick Partners	Financial Advisor
Published	10/23/2024	Marex Group plc	Equity Capital Markets	Follow-On Offering		Image	Financial Services, FinTech	Piper Sandler served as bookrunner for Marex Group plc on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	10/21/2024	NightHawk Completion Services	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell side advisor for Nighthawk Completion Services on majority investment from BCBR HoldCO and Backcast Partners	NightHawk Completion Services has secured a majority investment from BCBR HoldCo, LLC and Backcast Partners	Financial Advisor
Published	10/18/2024	Venterra Group PLC	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra in the acquisition of Oceanscan	Venterra has acquired Oceanscan	Financial Advisor
Published	10/16/2024	Capricor Therapeutics, Inc.	Financing, Equity Capital Markets	CMFO	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Capricor Therapeutics, Inc. on its CMFO	Follow-on offering	Left Bookrunner
Published	10/15/2024	Azimuth	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Azimuth on its sale to Core4ce	Azimuth has been acquired by Core4ce	Financial Advisor
Published	10/10/2024	CAMP4	Equity Capital Markets	IPO	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CAMP4 Therapeutics Corporation on IPO	Initial Public Offering	Active Bookrunner
Published	10/10/2024	Arbor Realty Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust on its senior unsecured notes offering	Senior Unsecured Notes	Sole Placement Agent
Published	10/10/2024	Upstream Bio, Inc.	Equity Capital Markets	IPO	$297.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Upstream Bio, Inc. on IPO	Initial Public Offering	Active Bookrunner
Published	10/09/2024	Signal Peak Silica LLC	Financing	Senior Term Loan		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as debt placement agent to Signal Peak Silica, a portfolio company of Orchard Global Asset Management	Senior Secured Term Loan	Financial Advisor
Published	10/08/2024	Crinetics Pharmaceuticals, Inc.	Equity Capital Markets	CMFO	$500.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Crinetics Pharmaceuticals, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	10/08/2024	Scholar Rock Holding Corporation	Equity Capital Markets	Follow-On Offering	$300.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Scholar Rock Holding Corporations follow-on offering	Follow-On Offering	Active Bookrunner
Published	10/04/2024	Campany Roof Maintenance	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Services & Industrials, Residential Services	Piper Sandler served as buy-side advisor for ReRoof Partners, a portfolio company of Broadwing Capital on acquisitions of CFS Roofing Services and RPI Roofing	ReRoof Partners, a portfolio company of Broadwing Capital, has acquired CFS Roofing Services and RPI Roofing	Financial Advisor
Published	10/03/2024	Meristem Crop Performance	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Agriculture & Biorenewables	Piper Sandler served as sell-side advisor for Meristem Crop Performance Group, LLC on sale to Bridgepoint Group plc	Meristem Crop Performance has been acquired by Bridgepoint Group	Financial Advisor
Published	10/03/2024	Chain Bridge Bancorp	Financing, Equity Capital Markets	IPO	$40.7 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Chain Bridge Bancorp, Inc. on its IPO	Initial Public Offering	Active Bookrunner
Published	10/02/2024	Eagle Bancorp, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$77.7 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent to Eagle Bancorp on fixed rate senior notes offering	Senior Notes	Sole Placement Agent
Published	10/02/2024	Prairie Operating Co	Equity Capital Markets	PIPE		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as lead placement agent for Prairie Operating Co. on a private placement of common stock	PIPE	Lead Placement Agent
Published	10/01/2024	Risk International	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Risk International, a portfolio company of BV Investment Partners in the acquisition by Artex, a subsidiary of Gallagher & Co.	Risk International, a portfolio company of BV Investment Partners, has been acquired by Artex, a subsidiary of Gallagher	Financial Advisor
Published	10/01/2024	Tradify Ltd.	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Tradify in announced acquisition to The Access Group, a portfolio company of Hg Capital and TA Associates	Tradify has agreed to be acquired by Access, a portfolio company of Hg Capital and TA Associates	Financial Advisor
Published	10/01/2024	Secureworks Corp - 2024/10/01	Mergers & Acquisitions	Sell-Side	$859.0 Million	Image Image Image	Technology, Security	Piper Sandler served as sell-side advisor to Secureworks in agreed acquisition to Sophos Group Limited, a portfolio company of Thoma Bravo	Secureworks Corp has agreed to be acquired by Sophos Group, a portfolio company of Thoma Bravo	Financial Advisor