Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	05/24/2024	Cellectar Biosciences	Equity Capital Markets	At the Market Offering	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Cellectar BioSciences on an ATM offering	ATM	Sole Placement Agent
Published	05/21/2024	NightHawk	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Security	Piper Sandler Served as sell-side advisor for Nighthawk.cloud Inc. on the sale to LeadsOnline, a portfolio company of TA Associates	NightHawk has been acquired by LeadsOnline, a portfolio company of TA Associates	Financial Advisor
Published	05/21/2024	Marlin Equity Partners	Mergers & Acquisitions	Buy-Side		Image Image Image	Technology, Software	Piper Sandler served as buy-side advisor for Marlin Equity Partners on its majority growth investment in Baxter Planning, a portfolio company of Polaris Partners	Marlin Equity Partners has made a majority growth investment in Baxter Planning, a portfolio company of Polaris Partners	Financial Advisor
Published	05/16/2024	Abt Global	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for Abt Global on its acquisition of TSPi	Abt Global has acquired TSPi	Financial Advisor
Published	05/15/2024	Chimera Investment Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$65.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for Chimera Investment Corporation on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	05/15/2024	Benihana Inc	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Restaurants	Piper Sandler served as sell-side advisor for Benihana on sale to The One Group	Benihana has been acquired by The One Group	Financial Advisor
Published	05/15/2024	Trinitas Capital Management, LLC	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$42.0 Million	Image	Financial Services, Asset & Wealth Management		Senior Unsecured Notes Offering	Sole Placement Agent
Published	05/15/2024	Swipeclock	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Swipeclock, a portfolio company of Inverness Graham Investments, on sale to IRIS Software Group, a portfolio company of HgCapital, Intermediate Capital Group, and Leonard Green & Partners	Swipeclock, a portfolio company of Inverness Graham Investments, has been acquired by IRIS Software Group, a portfolio company HgCapital, Intermediate Capital Group, and Leonard Green & Partners	Financial Advisor
Published	05/13/2024	Merchants Bancorp	Financing, Equity Capital Markets	CMFO	$103.2 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Merchants Bancorp on its CMFO	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	05/13/2024	JAMF Software, LLC	Equity Capital Markets	CMFO	$163.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for JAMF Holding Corp. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	05/13/2024	ZeroFOX Holdings	Mergers & Acquisitions	Sell-Side	$350.0 Million	Image Image	Technology, Security	Piper Sandler served as sell-side advisor for ZeroFOX Holdings, Inc on its sale to Haveli Investments	ZeroFOX has been acquired by Haveli	Financial Advisor
Published	05/10/2024	Skye Bioscience	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Skye Bioscience on an ATM offering	ATM	Sole Placement Agent
Published	05/10/2024	Pacira BioSciences, Inc.	Equity Capital Markets	Convertible Offering	$250.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Pacira BioSciences, Inc. on its convertible senior note offering	Senior Note Offering	Passive Bookrunner
Published	05/10/2024	CereVasc, Inc.	Financing, Equity Private Placements	Minority Capital Raise	$73.3 Million	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sole financial advisor for CereVasc, Inc. on a Series B Financing from Bain Capital Life Sciences and Perceptive Xontogeny Venture Fund (PXV)	CereVasc, Inc. has received a Series B Financing from Bain Capital Life Sciences and Perceptive Xontogeny Venture Fund (PXV)	Financial Advisor
Published	05/09/2024	Provident Financial Services Inc.	Financing, Debt Capital Markets	Subordinated Notes	$225.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Provident Financial Services, Inc. on its subordinated notes offering	Subordinated Notes Offering	Left Bookrunner
Published	05/09/2024	Envoi LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management		Envoi has been acquired by AlTi Tiedemann Global	Financial Advisor
Published	05/08/2024	AG Mortgage Investment Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$65.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for AG Mortgage Investment Trust on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	05/06/2024	Skyward Specialty Insurance	Financing, Equity Capital Markets	Follow-On Offering	$184.7 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Skyward Specialty Insurance Group, Inc. on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	05/02/2024	ROVOP Ltd	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for ROVOP Holdings Limited, a portfolio company of Bluewater Private Equity, on sale to The Chouest Group	ROVOP, a portfolio company of Bluewater Private Equity has been acquired The Chouest Group
Published	05/02/2024	Context Therapeutics LLC	Financing, Equity Capital Markets	PIPE	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Context Therapeutics, Inc. on its PIPE offering	PIPE	Sole Placement Agent