Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	04/30/2024	Fulton Financial Corporation	Mergers & Acquisitions	Buy-Side		Image Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Fulton Financial Corporation bank subsidiary, Fulton Bank in the acquisition of substantially all assets and has assumed the deposits of Republic First Bank in and FDIC assisted transaction	Fulton Financial Corporation's bank subsidiary, Fulton Bank, acquired substantially all assets and assumed the deposits of Republic First Bank in an FDIC-assisted transaction	Financial Advisor
Published	04/29/2024	Soleno Therapeutics, Inc.	Equity Capital Markets	CMFO	$138.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Soleno Therapeutics, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	04/29/2024	UMB Financial Corporation	Equity Capital Markets	CMFO	$241.5 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for UMB Financial Corporation on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	04/29/2024	Vana Solutions	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Vana Solutions on its sale to VTG, a portfolio company of Alvarez & Marsal Capital	Vana has been acquired by VTG, a portfolio company of Alvarez & Marsal Capital	Financial Advisor
Published	04/29/2024	Fulton Financial Corporation	Equity Capital Markets	CMFO	$287.5 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Fulton Financial Corporation on its CMFO	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	04/26/2024	Liberty Bank of Utah	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Liberty Bank of Utah on a merge with Cache Valley Banking Company	Liberty Bank of Utah has merged with Cache Valley Company	Financial Advisor
Published	04/24/2024	Legion Technologies, Inc.	Financing, Equity Private Placements	Minority Capital Raise	$50.0 Million	Image Image	Technology, Software	Piper Sandler served as sole financial advisor for Legion Technologies, Inc. on a growth investment from Riverwood Capital Management L.P.	Legion Technologies, Inc. has received a growth investment from Riverwood Capital Management L.P.	Financial Advisor
Published	04/24/2024	Foremark Performance Chemicals	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals	Piper Sandler served as sell-side advisor for Foremark Performance Chemicals, a portfolio company of SK Capital, on sale to CC Industries	Foremark Performance Chemicals, a portfolio company of SK Capital has been sold to CC Industries
Published	04/24/2024	Marex Group plc	Equity Capital Markets	IPO	$292.0 Million	Image	Financial Services, FinTech	Piper Sandler served as bookrunner for Marex Group plc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	04/17/2024	Biohaven Ltd.	Equity Capital Markets	CMFO	$264.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Biohaven Ltd. on its CMFO	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	04/15/2024	MFA Financial	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$75.0 Million	Image	Financial Services, Real Estate, Specialty Finance	Piper Sandler served as bookrunner for MFA Financial on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	04/11/2024	Nurix Inc.	Financing, Equity Capital Markets	CMFO	$201.2 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Nurix Therapeutics, Inc. on it's CMFO	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	04/03/2024	Aquestive Therapeutics, Inc	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Aquestive Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	04/03/2024	Balance Partners, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor for Balance Partners, LLC on a strategic growth investment from BV Investment Partners	Balance Partners, LLC has received a strategic growth investment from BV Investment Partners	Financial Advisor
Published	04/03/2024	Blue Ridge Bankshares, Inc.	Financing, Equity Capital Markets	PIPE	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as placement agent for Blue Ridge Bankshares, Inc. on a PIPE offering	PIPE	Sole Placement Agent
Published	04/01/2024	GPI Gutter Products	Financing	Senior Term Loan		Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as sole debt placement agent for GPI Gutter Products, a portfolio company of Great Range Capital, on a debt capital raise	Senior Term Loan	Sole Placement Agent
Published	04/01/2024	Financial Institutions, Inc.	Mergers & Acquisitions	Division Carve Out	$27.0 Million	Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Financial Institutions, Inc. on divestiture of d SDN Insurance to NFP Property & Casualty Services, Inc.	Financial Institutions, Inc. has divested SDN Insurance to NFP Property & Casualty Services, Inc.	Financial Advisor
Published	03/29/2024	YourPolicy	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as the Sell-Side Advisor for YourPolicy, LLC in the sale to LNC Partners	YourPolicy has been acquired by LNC Partners	Financial Advisor
Published	03/29/2024	Specialty Dental Brands	Restructuring	Special Situations Financing		Image	Healthcare, Healthcare Services	Piper Sandler served as advisor to the company on its recapitalization	Special Situations Financing	Financial Advisor
Published	03/27/2024	Praxis Precision Medicines, Inc.	Financing, Equity Capital Markets	CMFO	$200.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner