Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	02/13/2024	iCON Infrastructure	Mergers & Acquisitions	Buy-Side	$1.1 Billion	Image Image	Healthcare, Healthcare Services	Piper Sandler served as exclusive buy-side advisor to iCON Infrastructure on acquisition of Alliance Medical Group	iCON Infrastructure has acquired Alliance Medical Group, a subsidiary of Life Healthcare	Financial Advisor
Published	02/12/2024	Entrepreneurial Food Group LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Entrepreneurial Food Group LLC on sale of Zorba Delicacies and SK Chilled Foods to The Compleat Food Group	Entrepreneurial Food Group LLC has sold Zorba Delicacies and SK Chilled Foods to The Compleat Food Group	Financial Advisor
Published	02/05/2024	Velocity Financial, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$75.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Velocity Financial, Inc. on a debt capital raise	Senior Notes	Sole Placement Agent
Published	02/02/2024	Great Ajax Corp	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Diversified Financials	Piper Sandler served as sell-side advisor for Great Ajax Corp on a strategic transaction with Rithm Capital Corp	Great Ajax Corp has formed a strategic transaction with Rithm Capital Corp	Financial Advisor
Published	02/01/2024	Hometown Financial Group Inc.	Mergers & Acquisitions	Merger		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Hometown Financial Group on announced merger with North Shore Bancorp	Hometown Financial Group has agreed to merge with North Shore Bancorp	Financial Advisor
Published	01/30/2024	Extract Production	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Extract Production, a portfolio company of White Deer and Riata Capital Group, on sale to NOV	Extract Production, a portfolio company of White Deer and Riata Capital Group, has sold to NOV	Financial Advisor
Published	01/29/2024	Mr. Cooper Group Inc.	Financing, Debt Capital Markets	Senior Notes	$1.0 Billion	Image	Financial Services, Specialty Finance	Piper Sandler served as a joint bookrunner for Mr. Cooper Group Inc. on a debt capital raise	Senior Notes	Active Bookrunner
Published	01/25/2024	Chapstick	Mergers & Acquisitions	Division Carve Out	$510.0 Million	Image Image Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as sell-side advisor for Haleon on divestiture of ChapStick to Suave Brands Company, a portfolio company of Yellow Wood Partners	Chapstick, a portfolio company of Haleon, has been acquired by Suave Brands, a portfolio company of Yellow Wood Partners	Financial Advisor
Published	01/25/2024	Tourmaline Bio	Financing, Equity Capital Markets	CMFO	$172.4 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Tourmaline Bio, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/24/2024	Nauticus	Restructuring	Special Situations Financing		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as advisor to the Special Committee of the Board for Nauticus Robotics on a private placement of a senior secured term loan and pari passu convertible senior secured term loan	Private Placement of Senior Secured Term Loan Pari Passu Convertible Senior Secured Term Loan	Financial Advisor
Published	01/23/2024	AG Mortgage Investment Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$34.5 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for AG Mortgage Investment Trust on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	01/11/2024	Praxis Precision Medicines	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$172.4 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/09/2024	Crosta & Mollica	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Crosta & Mollica on sale to Perwyn Advisors	Crosta Mollica has been acquired by Perwyn Advisors	Financial Advisor
Published	01/08/2024	MFA Financial	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$150.0 Million	Image	Financial Services, Real Estate, Specialty Finance	Piper Sandler served as bookrunner for MFA Financial on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	01/08/2024	Federal Realty Investment Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$425.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as Co-Manager for Federal Realty Investment Trust on its exchangeable notes offering	Exchangeable Senior Notes	Co-Manager
Published	01/05/2024	Catalyst Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$150.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Catalyst Pharmaceuticals, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/05/2024	Newmark Group	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$600.0 Million		Financial Services, Real Estate	Piper Sandler served as co-manager for Newmark Group on its senior unsecured notes offering	Senior Unsecured Notes	Co-Manager
Published	01/04/2024	BearCom Group, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for BearCom Group, Inc., a portfolio company of Bertram Capital, on sale to Siris Capital	BearCom Group, Inc., a portfolio company of Bertram Capital, has sold to Siris Capital	Financial Advisor
Published	01/03/2024	Keros Therapeutics	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$161.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Keros Therapeutics, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/02/2024	G&A Partners	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials, Business Services, Technology	Piper Sandler served as sell-side advisor for G&A Partners on its sale to TPG Capital	G&A Partners has been acquired by TPG Capital	Financial Advisor