Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/15/2023	Associated Asphalt	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for Associated Asphalt, LLC, a portfolio company of ArcLight Capital Partners, on sale to Ergon	Associated Asphalt, LLC, a portfolio company of ArcLight Capital Partners, has sold to Ergon	Financial Advisor
Published	12/13/2023	MAV Beauty Brands	Restructuring	Out-of-Court Debt Restructuring		Image	Consumer, Beauty & Personal Care	Piper Sandler served as advisor to the company on its sale and recapitalization	Sale of Assets	Financial Advisor
Published	12/13/2023	Ocular Therapeutix, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$115.1 Million	Image	Technology, Security	Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	12/12/2023	Heartland Company (U.S. Facility Services)	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Heartland Company (U.S. Facility Services), a portfolio company of Sterling Investment Partners, on sale to Pritzker Private Capital	Heartland Company (U.S. Facility Services), a portfolio company of Sterling Investment Partners, has sold to Pritzker Private Capital	Financial Advisor
Published	12/12/2023	Road Safety Services, Inc	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for Road Safety Services, a portfolio company of Parallel49 Equity, on sale to Harvest Partners	Road Safety Services, a portfolio company of Parallel49 Equity, has sold to Harvest Partners	Financial Advisor
Published	12/12/2023	Cilajet	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Cilajet, LLC on sale to VSS Group, a portfolio company of Kinderhook Industries	Cilajet, LLC has sold to VSS Group, a portfolio company of Kinderhook Industries	Financial Advisor
Published	12/08/2023	Correll Group	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for Correll Group on announced sale to SPIE	Correll Group has agreed to be acquired by SPIE	Financial Advisor
Published	12/07/2023	Paragon Medical, Inc	Mergers & Acquisitions	Sell-Side	$1.9 Billion	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Paragon Medical, Inc. on sale to AMETEK, Inc.	Paragon Medical, Inc. has sold to AMETEK, Inc.	Financial Advisor
Published	12/07/2023	Gorham Savings Bank	Mergers & Acquisitions	Merger		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Gorham Savings Bank on its announced merger of equals with Maine Community Bank	Gorham Savings Bank has agreed to a merger of equals with Maine Community Bank	Financial Advisor
Published	12/06/2023	Merit Medical Systems, Inc.	Financing, Equity Capital Markets	Convertible Offering	$747.5 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Merit Medical Systems, Inc. on a senior convertible note offering	Convertible Offering	Active Bookrunner
Published	12/04/2023	Alder Technology	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisors for Alder Technology on its sale to Acclaim Technical Services, a portfolio company of Blue Delta Capital Partners	Alder Technology has been acquired by Acclaim Technical Services, a portfolio company of Blue Delta Capital Partners	Financial Advisor
Published	12/01/2023	Project Denali	Private Capital Advisory, Secondary Capital	Secondary Capital	$50.0 Million		Private Capital Advisory	Piper Sandler served as secondary advisor on the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	11/30/2023	Post Brothers Apartments	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$15.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Post Brothers Apartments on a senior notes offering	Senior Secured Notes	Sole Placement Agent
Published	11/30/2023	ACE Winches	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for ACE Winches on sale to Ashtead Technology Holdings	ACE Winches has sold to Ashtead Technology Holdings	Financial Advisor
Published	11/30/2023	Heritage Power	Restructuring	Chapter 11 Reorganization		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published	11/30/2023	Laminar, Inc.	Mergers & Acquisitions	Sell-Side	$400.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Laminar, Inc. on sale to a Johnson & Johnson MedTech	Laminar, Inc. has sold to Johnson & Johnson MedTech	Financial Advisor
Published	11/30/2023	Envision Healthcare	Restructuring	Chapter 11 Reorganization		Image	Healthcare, Healthcare Services	Piper Sandler served as investment banker to the Committee, and on its behalf, evaluated strategic alternatives for the AmSurg division, prepared expert testimony on valuation in the event of a contested confirmation hearing, and assisted in the negotiations of plan of reorganization terms for unsecured creditors	Chapter 11 Reorganization	Financial Advisor
Published	11/30/2023	Super Micro Computer, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$632.9 Million	Image	Technology, Hardware	Piper Sandler served as bookrunner for Super Micro Computer, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	11/22/2023	Premier Hytemp Limited	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Premier Hytemp Limited on sale to Souter Investments	Premier Hytemp Limited has sold to Souter Investments	Financial Advisor
Published	11/21/2023	Curi Holdings, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Asset & Wealth Management	On November 21, 2023, Curi, a national healthcare advisory firm comprised of three distinct businesses: Curi Advisory, Curi Capital and Curi Insurance, announced a definitive agreement to acquire a majority stake of RMB Capital (“RMB”), a registered investment advisory firm with more than $9.6 billion in assets under advisement. As part of the agreement, Curi Capital, a registered investment advisory firm with approximately $1.6 billion in assets under advisement, will merge with RMB. Piper Sandler served as buy-side advisor for Curi.	Curi Holdings has acquired RMB Capital	Financial Advisor