Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/05/2022	Boost Drinks Limited	Mergers & Acquisitions	Sell-Side	$25.0 Million	Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Boost Drinks Limited on sale to A.G. Barr	Boost Drinks Limited has been acquired by A.G. Barr	Financial Advisor
Published	12/05/2022	Karyopharm Therapeutics, Inc.	Financing, Equity Capital Markets	PIPE	$165.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as joint placement agent for Karyopharm Therapeutics, Inc. on a PIPE offering	PIPE	Left Bookrunner
Published	12/04/2022	Miles	Private Capital Advisory, Capital Solutions	Capital Solutions		Image	Private Capital Advisory	Piper Sandler raised a senior secured asset backend financing to finance future growth of Miles	Senior secured asset	Financial Advisor
Published	12/02/2022	Shoals Technologies Group, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$665.3 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as co-manager for Shoals Technologies Group, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	12/01/2022	Hiretech Limited	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Hiretech Limited on sale to Ashtead Technology Holdings Plc	Hiretech Limited has been acquired by Ashtead Technology Holdings Plc	Financial Advisor
Published	12/01/2022	Auldbrass Partners	Private Capital Advisory, Private Funds	Private Funds	$200.0 Million	Image	Private Capital Advisory	Piper Sandler serves as sole placement agent for Auldbras Partners on the raise of growth secondaries fund	Growth Secondaries Fund	Sole Placement Agent
Published	12/01/2022	NBT Bancorp Inc.	Mergers & Acquisitions	Buy-Side	$204.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for NBT Bancorp Inc. on announced acquisition of Salisbury Bancorp, Inc.	NBT Bancorp Inc. has agreed to acquire Salisbury Bancorp, Inc.	Financial Advisor
Published	12/01/2022	Aspen Aerogels, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$276.0 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as bookrunner for Aspen Aerogels, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	12/01/2022	Lorient Capital	Private Capital Advisory, Secondary Capital	Secondary Capital	$303.0 Million	Image	Private Capital Advisory	Piper Sandler served as co-advisor to Lorient Capital on its Single Asset Continuation Vehicle	Single Asset Continuation Vehicle	Secondary Advisor
Published	12/01/2022	Marine Bancorp, Inc.	Mergers & Acquisitions	Merger		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Marine Bancorp, Inc. on announced merger with Hometown Community Bancorp, Inc.	Marine Bancorp, Inc. has agreed to merge with Hometown Community Bancorp, Inc.	Financial Advisor
Published	12/01/2022	LongPath Technologies	Financing, Equity Private Placements	Minority Capital Raise	$22.4 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sole financial advisor for LongPath Technologies on a Series A funding led by White Deer Energy	Series A Preferred Stock	Financial Advisor
Published	12/01/2022	Project Chronos	Private Capital Advisory, Secondary Capital	Secondary Capital	$402.0 Million		Private Capital Advisory	Piper Sandler served as secondary advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	12/01/2022	Narragansett Financial Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Narragansett Financial Corporation on an 8.50% fixed rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	12/01/2022	Graham Partners	Private Capital Advisory, Secondary Capital	Secondary Capital	$246.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole financial advisor for Graham Partners for its Single Asset Continuation Vehicle	Single Asset Continuation Vehicle	Secondary Advisor
Published	11/29/2022	Apollo Endosurgery, Inc.	Mergers & Acquisitions	Sell-Side	$648.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Apollo Endosurgery, Inc. on sale to Boston Scientific Corporation	Apollo Endosurgery, Inc. has sold to Boston Scientific Corporation	Financial Advisor
Published	11/25/2022	Biomea Fusion	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Biomea Fusion on an ATM offering	ATM	Sole Placement Agent
Published	11/22/2022	Apyc Medical Corporation	Equity Capital Markets	At the Market Offering	$40.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for Apyx Medical Corporation on an ATM offering	ATM	Sole Placement Agent
Published	11/21/2022	Dulfrance SAS	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Dulfrance SAS on sale to NutriDry SAS	Dulfrance SAS has been acquired by NutriDry SAS	Financial Advisor
Published	11/14/2022	SixAxis, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for SixAxis, a portfolio company of Falfurrias Capital Partners, on sale to MiddleGround Capital	SixAxis, a portfolio company of Falfurrias Capital Partners, has been acquired by MiddleGround Capital	Financial Advisor
Published	11/07/2022	Akoya Biosciences	Financing, Equity Capital Markets	At the Market Offering	$150.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as financial advisor for Akoya Biosciences on an at the market offering	At the Market Offering	Financial Advisor