Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/01/2022	NBT Bancorp Inc.	Mergers & Acquisitions	Buy-Side	$204.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for NBT Bancorp Inc. on announced acquisition of Salisbury Bancorp, Inc.	NBT Bancorp Inc. has agreed to acquire Salisbury Bancorp, Inc.	Financial Advisor
Published	12/01/2022	Aspen Aerogels, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$276.0 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as bookrunner for Aspen Aerogels, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	12/01/2022	Auldbrass Partners	Private Capital Advisory, Private Funds	Private Funds	$200.0 Million	Image	Private Capital Advisory	Piper Sandler serves as sole placement agent for Auldbras Partners on the raise of growth secondaries fund	Growth Secondaries Fund	Sole Placement Agent
Published	12/01/2022	Marine Bancorp, Inc.	Mergers & Acquisitions	Merger		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Marine Bancorp, Inc. on announced merger with Hometown Community Bancorp, Inc.	Marine Bancorp, Inc. has agreed to merge with Hometown Community Bancorp, Inc.	Financial Advisor
Published	12/01/2022	Lorient Capital	Private Capital Advisory, Secondary Capital	Secondary Capital	$303.0 Million	Image	Private Capital Advisory	Piper Sandler served as co-advisor to Lorient Capital on its Single Asset Continuation Vehicle	Single Asset Continuation Vehicle	Secondary Advisor
Published	12/01/2022	LongPath Technologies	Financing, Equity Private Placements	Minority Capital Raise	$22.4 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sole financial advisor for LongPath Technologies on a Series A funding led by White Deer Energy	Series A Preferred Stock	Financial Advisor
Published	12/01/2022	Narragansett Financial Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Narragansett Financial Corporation on an 8.50% fixed rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	11/29/2022	Apollo Endosurgery, Inc.	Mergers & Acquisitions	Sell-Side	$648.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Apollo Endosurgery, Inc. on sale to Boston Scientific Corporation	Apollo Endosurgery, Inc. has sold to Boston Scientific Corporation	Financial Advisor
Published	11/25/2022	Biomea Fusion	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Biomea Fusion on an ATM offering	ATM	Sole Placement Agent
Published	11/22/2022	Apyc Medical Corporation	Equity Capital Markets	At the Market Offering	$40.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for Apyx Medical Corporation on an ATM offering	ATM	Sole Placement Agent
Published	11/21/2022	Dulfrance SAS	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Dulfrance SAS on sale to NutriDry SAS	Dulfrance SAS has been acquired by NutriDry SAS	Financial Advisor
Published	11/14/2022	SixAxis, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for SixAxis, a portfolio company of Falfurrias Capital Partners, on sale to MiddleGround Capital	SixAxis, a portfolio company of Falfurrias Capital Partners, has been acquired by MiddleGround Capital	Financial Advisor
Published	11/07/2022	Akoya Biosciences	Financing, Equity Capital Markets	At the Market Offering	$150.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as financial advisor for Akoya Biosciences on an at the market offering	At the Market Offering	Financial Advisor
Published	11/04/2022	Westbrook Energy Group	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Westbrook on sale to SCF Partners, Inc.	Westbrook has sold to SCF Partners, Inc.	Financial Advisor
Published	11/04/2022	CVRx, Inc.	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for CVRx, Inc on an ATM offering	ATM	Sole Placement Agent
Published	11/04/2022	Bridgeport	Private Capital Advisory, Capital Solutions	Capital Solutions		Image Image	Private Capital Advisory	Piper Sandler raised promoted equity for Bridgeport in connection with their (and Centerbridge's) acquisition of CSI	Promoted Equity	Financial Advisor
Published	11/02/2022	Aegion Corporation	Mergers & Acquisitions	Division Carve Out		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Aegion Corporation on sale of subsidiary Aegion Energy Services to The Brock Group, a portfolio company of American Industrial Partners	Aegion Corporation has sold its subsidiary Aegion Energy Services to The Brock Group, a portfolio company of American Industrial Partners	Financial Advisor
Published	11/02/2022	Community Healthcare Trust Inc.	Equity Capital Markets	At the Market Offering	$500.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Community Healthcare Trust on an ATM offering	ATM	Sole Placement Agent
Published	11/01/2022	U.S. Well Services	Mergers & Acquisitions	Sell-Side		Image Image $profracservicesllc.png$	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for U.S. Well Services on sale to ProFrac	U.S. Well Services has been acquired by ProFrac	Financial Advisor
Published	11/01/2022	Inland Bancorp, Inc.	Mergers & Acquisitions	Merger	$165.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Inland Bancorp, Inc. on announced merger with Byline Bancorp, Inc.	Inland Bancorp, Inc. has agreed to merge with Byline Bancorp, Inc.	Financial Advisor