Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/01/2022	Narragansett Financial Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Narragansett Financial Corporation on an 8.50% fixed rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	12/01/2022	Auldbrass Partners	Private Capital Advisory, Private Funds	Private Funds	$200.0 Million	Image	Private Capital Advisory	Piper Sandler serves as sole placement agent for Auldbras Partners on the raise of growth secondaries fund	Growth Secondaries Fund	Sole Placement Agent
Published	11/29/2022	Apollo Endosurgery, Inc.	Mergers & Acquisitions	Sell-Side	$648.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Apollo Endosurgery, Inc. on sale to Boston Scientific Corporation	Apollo Endosurgery, Inc. has sold to Boston Scientific Corporation	Financial Advisor
Published	11/25/2022	Biomea Fusion	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Biomea Fusion on an ATM offering	ATM	Sole Placement Agent
Published	11/22/2022	Apyc Medical Corporation	Equity Capital Markets	At the Market Offering	$40.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for Apyx Medical Corporation on an ATM offering	ATM	Sole Placement Agent
Published	11/21/2022	Dulfrance SAS	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Dulfrance SAS on sale to NutriDry SAS	Dulfrance SAS has been acquired by NutriDry SAS	Financial Advisor
Published	11/14/2022	SixAxis, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for SixAxis, a portfolio company of Falfurrias Capital Partners, on sale to MiddleGround Capital	SixAxis, a portfolio company of Falfurrias Capital Partners, has been acquired by MiddleGround Capital	Financial Advisor
Published	11/07/2022	Akoya Biosciences	Financing, Equity Capital Markets	At the Market Offering	$150.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as financial advisor for Akoya Biosciences on an at the market offering	At the Market Offering	Financial Advisor
Published	11/04/2022	CVRx, Inc.	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for CVRx, Inc on an ATM offering	ATM	Sole Placement Agent
Published	11/04/2022	Westbrook Energy Group	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Westbrook on sale to SCF Partners, Inc.	Westbrook has sold to SCF Partners, Inc.	Financial Advisor
Published	11/04/2022	Bridgeport	Private Capital Advisory, Capital Solutions	Capital Solutions		Image Image	Private Capital Advisory	Piper Sandler raised promoted equity for Bridgeport in connection with their (and Centerbridge's) acquisition of CSI	Promoted Equity	Financial Advisor
Published	11/02/2022	Aegion Corporation	Mergers & Acquisitions	Division Carve Out		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Aegion Corporation on sale of subsidiary Aegion Energy Services to The Brock Group, a portfolio company of American Industrial Partners	Aegion Corporation has sold its subsidiary Aegion Energy Services to The Brock Group, a portfolio company of American Industrial Partners	Financial Advisor
Published	11/02/2022	Community Healthcare Trust Inc.	Equity Capital Markets	At the Market Offering	$500.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Community Healthcare Trust on an ATM offering	ATM	Sole Placement Agent
Published	11/01/2022	Inland Bancorp, Inc.	Mergers & Acquisitions	Merger	$165.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Inland Bancorp, Inc. on announced merger with Byline Bancorp, Inc.	Inland Bancorp, Inc. has agreed to merge with Byline Bancorp, Inc.	Financial Advisor
Published	11/01/2022	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. on investment in Vulcan Completion Products	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. has invested in Vulcan Completion Products	Financial Advisor
Published	11/01/2022	Luther Burbank	Mergers & Acquisitions	Merger	$654.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Luther Burbank Corporation on announced merger with Washington Federal, Inc.	Luther Burbank Corporation has agreed to merge with Washington Federal, Inc.	Financial Advisor
Published	11/01/2022	U.S. Well Services	Mergers & Acquisitions	Sell-Side		Image Image $profracservicesllc.png$	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for U.S. Well Services on sale to ProFrac	U.S. Well Services has been acquired by ProFrac	Financial Advisor
Published	11/01/2022	Amberjack Capital Partners	Private Capital Advisory, Secondary Capital	Secondary Capital	$300.0 Million	Image	Private Capital Advisory	Piper Sandler served as Co-Advisor to AmberJack Capital Partners on its Single Asset Continuation Vehicle	Single Asset Continuation Vehicle	Secondary Advisor
Published	11/01/2022	Allianz	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Allianz on sale of TruChoice Financial Group to Amerilife	Allianz has sold TruChoice Financial Group to Amerilife	Financial Advisor
Published	11/01/2022	RANDYS Worldwide	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Transportation & Logistics	Piper Sandler served as sell-side advisor for RANDYS Worldwide, a portfolio company of Tailwind Capital, on sale to Greenbriar Equity Group, L.P.	RANDYS Worldwide, a portfolio company of Tailwind Capital, has been acquired by Greenbriar Equity Group, L.P.	Financial Advisor