Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/20/2022	Xylem, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for Xylem, Inc. on sale to Sterling Investment Partners and combined with Sterling's existing portfolio company Kendall Vegetation Services	Xylem, Inc. has been acquired by Sterling Investment Partners and combined with Kendall Vegetation Services	Financial Advisor
Published	09/19/2022	Ventyx Biosciences	Financing, Equity Capital Markets	PIPE	$176.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Ventyx Biosciences, Inc. on a PIPE offering	PIPE	Joint Placement Agent
Published	09/15/2022	First Watch Restaurants, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$80.2 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for First Watch Restaurants, Inc. on a follow on offering	Follow-On Offering	Passive Bookrunner
Published	09/14/2022	SkyePoint Decisions	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for SkyePoint Decisions on its acquisition of SNR Government IT Services	SkyePoint Decisions has acquired SNR	Financial Advisor
Published	09/13/2022	Point Biopharmaa Inc.	Financing, Equity Capital Markets	CMFO	$139.4 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for POINT Biopharmaa Global, Inc. on its follow on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	09/09/2022	Whitestone REIT	Financing, Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Whitestone REIT on an ATM offering	ATM Program Common Stock	Sole Placement Agent
Published	09/09/2022	DISA Global Solutions, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., on sale to Audax Group, Inc.	DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., has been acquired by Audax Group, Inc.	Co-Lead
Published	09/09/2022	B2W Software	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Software	Piper Sandler served as sell-side advisor for B2W Software on sale to Trimble	B2W Software has been acquired by Trimble	Financial Advisor
Published	09/07/2022	Aquestive Therapeutics	Equity Capital Markets	At the Market Offering	$35.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Aquestive Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	09/07/2022	Techmer PM, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals	Piper Sandler served as sell-side advisor for SK Capital Partners, LP on sale of Techmer to Gryphon Investors	Techmer, a portfolio company of SK Capital Partners, LP, has been acquired by to Gryphon Investors	Financial Advisor
Published	09/06/2022	Shawcor Ltd.	Mergers & Acquisitions	Division Carve Out		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Shawcor on divestiture of Lake Superior Consulting in a management buyout	Shawcor has divested Lake Superior Consulting in a management buyout	Financial Advisor
Published	09/02/2022	ProFrac Holding Corp.	Financing, Debt Capital Markets	Senior Term Loan	$250.0 Million	Image $profrac_holding_corp.png$	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sole placement agent for ProFrac Holding Corp. on a debt capital raise	Senior Term Loan	Financial Advisor
Published	09/02/2022	Vantage Point Logistics, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Vantage Point Logistics, Inc., a portfolio company of Radian Capital, on sale to LLR Partners	Vantage Point Logistics, Inc., a portfolio company of Radian Capital, has been acquired by LLR Partners	Financial Advisor
Published	09/01/2022	Provident Financial Services, Inc.	Mergers & Acquisitions	Buy-Side	$1.3 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Provident Financial Services, Inc. on announced acquisition of Lakeland Bancorp, Inc.	Provident Financial Services, Inc. has agreed to acquire Lakeland Bancorp, Inc.	Financial Advisor
Published	09/01/2022	LinkBancorp	Financing, Equity Capital Markets	IPO	$34.3 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for LinkBancorp on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/01/2022	Tuesday Morning Corporation	Restructuring	Special Situations Financing	$35.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as financial advisor for Tuesday Morning Corporation on a recapitalization that provides liquidity to avoid covenant breach and potential liquidation	Special Situations Financing	Financial Advisor
Published	09/01/2022	ODNB Financial Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$24.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for ODNB Financial Corporation on a 6.25% fixed-to-floating rate subordinated notes offering due in 2022	Subordinated Notes	Sole Placement Agent
Published	09/01/2022	M&T Bank Corporation	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for M&T Bank Corporation on divestiture of M&T Insurance Agency, Inc. to Arthur J. Gallagher & Co.	M&T Bank has divested M&T Insurance Agency, Inc. to Arthur J. Gallagher & Co.	Financial Advisor
Published	09/01/2022	Third Coast Bancshares, Inc.	Equity Capital Markets, Financing	Preferred Stock	$69.4 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Third Coast Bancshares, Inc. on a 6.70% non-cumulative convertible preferred stock offering	Preferred Stock	Sole Placement Agent
Published	09/01/2022	Waud Capital	Private Capital Advisory, Secondary Capital	Secondary Capital	$500.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole financial advisor for Waud Capital on its Single Asset Continuation Vehicle	Single Asset Continuation Vehicle	Secondary Advisor