Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/21/2023	Blackhawk Bancorp. Inc.	Mergers & Acquisitions	Sell-Side	$90.3 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Blackhawk Bancorp, Inc. on sale to First Mid Bancshares, Inc.	Blackhawk Bancorp, Inc. has sold to First Mid Bancshares, Inc.	Financial Advisor
Published	03/20/2023	FreshPet	Equity Capital Markets	Convertible Offering	$402.5 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as co-manager for Freshpet, Inc. on a convertible notes offering	Convertible Notes Offering	Co-Manager
Published	03/19/2023	Signature Bridge Bank, National Association	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for The Federal Deposit Insurance Corporation on sale of substantially all deposits and certain loan portfolios of Signature Bridge Bank, N.A. to New York Community Bancorp, Inc.	New York Community Bancorp, Inc. has acquired Signature Bridge Bank, N.A. from the FDIC	Financial Advisor
Published	03/18/2023	Arbor Realty Trust, Inc.	Financing	Senior Notes	$95.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a senior notes offering	Senior Notes Offering	Sole Placement Agent
Published	03/16/2023	Co-Diagnostics	Equity Capital Markets	At the Market Offering	$17.1 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Co-Diagnostics on an ATM offering	ATM	Sole Placement Agent
Published	03/16/2023	FAT Brands	Restructuring	Out-of-Court Debt Restructuring		Image	Consumer, Restaurants	Piper Sandler served as advisor to preferred equity holder on the exchange of its preferred stock for SPV secured notes	Out-of-Court Restructuring	Financial Advisor
Published	03/15/2023	Rhythmlink International, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Rhythmlink International, LLC, a portfolio company of New Heritage Capital, on sale to Graham Partners, Inc.	Rhythmlink International, LLC, a portfolio company of New Heritage Capital, has sold to Graham Partners, Inc.	Financial Advisor
Published	03/13/2023	Jones Capital	Restructuring	Creditor Advisory		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for Jones Capital on the out-of-court restructuring of Yak Access	Creditor Advisory	Financial Advisor
Published	03/13/2023	Permian Resources Corporation	Financing	Confidentially Marketed Follow-On Offering	$347.9 Million	Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as co-manager for Permian Resources Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Co-Manager
Published	03/10/2023	Atlas Energy Solutions Inc.	Financing	IPO	$1.8 Billion	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for Atlas Energy Solutions, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	03/09/2023	Popular, Inc.	Financing	Senior Notes	$400.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for Popular Inc. on a senior unsecured notes offering	Senior Notes	Co-Manager
Published	03/08/2023	The Stoller Group	Mergers & Acquisitions	Sell-Side		Image Image	Agriculture & Biorenewables	Piper Sandler served as sell-side advisor for Stoller Group, Inc. on sale to Corteva, Inc.	Stoller Group, Inc. has sold to Corteva, Inc.	Financial Advisor
Published	03/08/2023	FTAI Aviation Ltd.	Financing	Preferred Stock	$65.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as co-manager for FTAI Aviation Ltd. on a preferred shares offering	Preferred Stock	Co-Manager
Published	03/08/2023	Greene's Energy Group	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Greene's Energy Group on sale to KLX Energy Services Holdings, Inc.	Greene's Energy Group has sold to KLX Energy Services Holdings, Inc.	Financial Advisor
Published	03/08/2023	Miromatrix Medical Inc.	Financing	CMFO	$10.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Miromatrix Medical, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	03/07/2023	Tempo	Mergers & Acquisitions	Buy-Side		Image Image Image	Technology, Software	Mar '23 - Piper Sandler served as buy-side advisor for Tempo, a portfolio company of Diversis Capital, on acquisition of LiquidPlanner, Inc. - (Bhojwani)	Tempo, a portfolio company of Diversis Capital, has acquired LiquidPlanner, Inc.	Financial Advisor
Published	03/07/2023	Thoma Bravo	Mergers & Acquisitions	Buy-Side	$8.0 Billion	Image Image	Technology, Software	Piper Sandler served as buy-side advisor for Thoma Bravo, L.P. on acquisition of Coupa Software	Thoma Bravo, L.P. has acquired Coupa Software	Financial Advisor
Published	03/06/2023	TCR2 Therapeutics	Mergers & Acquisitions	Merger			Healthcare, Biopharma	Piper Sandler served as financial advisor for TCR2 Therapeutics Inc. on combination with Adaptimmune Therapeutics	TCR2 Therapeutics Inc. has combined with Adaptimmune Therapeutics	Financial Advisor
Published	03/06/2023	Floratine BioSciences, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Agriculture & Biorenewables	Piper Sandler served as sell-side advisor for Floratine BioSciences, Inc. on sale to Valent BioSciences, a subsidiary of Sumitomo Chemical Co., Ltd.	Floratine BioSciences, Inc. has sold to Valent BioSciences, a subsidiary of Sumitomo Chemical Co., Ltd.	Financial Advisor
Published	03/02/2023	Bumble Trading Inc.	Financing	Confidentially Marketed Follow-On Offering	$313.5 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Bumble, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-on offering	Co-Manager