Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/01/2022	Aspen Aerogels, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$276.0 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as bookrunner for Aspen Aerogels, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	12/01/2022	Project Chronos	Private Capital Advisory, Secondary Capital	Secondary Capital	$402.0 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as secondary advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	12/01/2022	Marine Bancorp, Inc.	Mergers & Acquisitions	Merger		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Marine Bancorp, Inc. on announced merger with Hometown Community Bancorp, Inc.	Marine Bancorp, Inc. has agreed to merge with Hometown Community Bancorp, Inc.	Financial Advisor
Published	11/29/2022	Apollo Endosurgery, Inc.	Mergers & Acquisitions	Sell-Side	$648.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Apollo Endosurgery, Inc. on sale to Boston Scientific Corporation	Apollo Endosurgery, Inc. has sold to Boston Scientific Corporation	Financial Advisor
Published	11/25/2022	Biomea Fusion	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Biomea Fusion on an ATM offering	ATM	Sole Placement Agent
Published	11/22/2022	Apyc Medical Corporation	Equity Capital Markets	At the Market Offering	$40.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for Apyx Medical Corporation on an ATM offering	ATM	Sole Placement Agent
Published	11/21/2022	Dulfrance SAS	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Dulfrance SAS on sale to NutriDry SAS	Dulfrance SAS has been acquired by NutriDry SAS	Financial Advisor
Published	11/14/2022	SixAxis, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for SixAxis, a portfolio company of Falfurrias Capital Partners, on sale to MiddleGround Capital	SixAxis, a portfolio company of Falfurrias Capital Partners, has been acquired by MiddleGround Capital	Financial Advisor
Published	11/07/2022	Akoya Biosciences	Financing, Equity Capital Markets	At the Market Offering	$150.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as financial advisor for Akoya Biosciences on an at the market offering	At the Market Offering	Financial Advisor
Published	11/04/2022	CVRx, Inc.	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for CVRx, Inc on an ATM offering	ATM	Sole Placement Agent
Published	11/04/2022	Bridgeport	Private Capital Advisory, Capital Solutions	Capital Solutions		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler raised promoted equity for Bridgeport in connection with their (and Centerbridge's) acquisition of CSI	Promoted Equity	Financial Advisor
Published	11/04/2022	Westbrook Energy Group	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Westbrook on sale to SCF Partners, Inc.	Westbrook has sold to SCF Partners, Inc.	Financial Advisor
Published	11/02/2022	Aegion Corporation	Mergers & Acquisitions	Division Carve Out		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Aegion Corporation on sale of subsidiary Aegion Energy Services to The Brock Group, a portfolio company of American Industrial Partners	Aegion Corporation has sold its subsidiary Aegion Energy Services to The Brock Group, a portfolio company of American Industrial Partners	Financial Advisor
Published	11/02/2022	Community Healthcare Trust Inc.	Equity Capital Markets	At the Market Offering	$500.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Community Healthcare Trust on an ATM offering	ATM	Sole Placement Agent
Published	11/01/2022	Discovery Senior Living	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Term Loan		Image	Healthcare, Healthcare Services	Piper Sandler Finance served as sole underwriter and administrative agent for Discovery Senior Living on a senior secured term loan, delayed draw term loan and revolver	Senior Secured Term Loan Delayed Draw Term Loan & Revolver	Sole Underwriter
Published	11/01/2022	Cypress Environmental Partners	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Cypress Environmental Partners, a portfolio company of Argonaut Private Equity, on sale of Bakken Shale water gathering pipeline and disposal assets to Select Energy Services	Cypress Environmental Partners, a portfolio company of Argonaut Private Equity, has sold its Bakken Shale water gathering pipeline and disposal assets to Select Energy Services	Financial Advisor
Published	11/01/2022	Allianz	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Allianz on sale of TruChoice Financial Group to Amerilife	Allianz has sold TruChoice Financial Group to Amerilife	Financial Advisor
Published	11/01/2022	Broad Street Realty, Inc.	Financing, Equity Private Placements, Debt Capital Markets - Depositories, Real Estate & Financial Services	Mezzanine Debt	$95.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Broad Street Realty, Inc. on a preferred equity and mezzanine debt financing	Preferred Equity Mezzanine Debt	Joint Placement Agent
Published	11/01/2022	kV Power	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for kVPower, a portfolio company of Rock Hill Capital, on sale to Warren Equity Partners	kVPower, a portfolio company of Rock Hill Capital, has been acquired by Warren Equity Partners	Financial Advisor
Published	11/01/2022	Renovo Financial	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$20.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Renovo Financial on a senior secured notes offering due in 2027	Senior Secured Notes	Financial Advisor