Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/09/2022	DISA Global Solutions, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., on sale to Audax Group, Inc.	DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., has been acquired by Audax Group, Inc.	Co-Lead
Published	09/07/2022	Aquestive Therapeutics	Equity Capital Markets	At the Market Offering	$35.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Aquestive Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	09/07/2022	Techmer PM, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals	Piper Sandler served as sell-side advisor for SK Capital Partners, LP on sale of Techmer to Gryphon Investors	Techmer, a portfolio company of SK Capital Partners, LP, has been acquired by to Gryphon Investors	Financial Advisor
Published	09/06/2022	Shawcor Ltd.	Mergers & Acquisitions	Division Carve Out		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Shawcor on divestiture of Lake Superior Consulting in a management buyout	Shawcor has divested Lake Superior Consulting in a management buyout	Financial Advisor
Published	09/02/2022	ProFrac Holding Corp.	Financing, Debt Capital Markets	Senior Term Loan	$250.0 Million	Image $profrac_holding_corp.png$	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sole placement agent for ProFrac Holding Corp. on a debt capital raise	Senior Term Loan	Financial Advisor
Published	09/02/2022	Vantage Point Logistics, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Vantage Point Logistics, Inc., a portfolio company of Radian Capital, on sale to LLR Partners	Vantage Point Logistics, Inc., a portfolio company of Radian Capital, has been acquired by LLR Partners	Financial Advisor
Published	09/01/2022	ODNB Financial Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$24.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for ODNB Financial Corporation on a 6.25% fixed-to-floating rate subordinated notes offering due in 2022	Subordinated Notes	Sole Placement Agent
Published	09/01/2022	M&T Bank Corporation	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for M&T Bank Corporation on divestiture of M&T Insurance Agency, Inc. to Arthur J. Gallagher & Co.	M&T Bank has divested M&T Insurance Agency, Inc. to Arthur J. Gallagher & Co.	Financial Advisor
Published	09/01/2022	Project Halcyon	Private Capital Advisory, Secondary Capital	Secondary Capital	$39.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2022	Laredo Energy	Mergers & Acquisitions	Division Carve Out		Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as financial advisor for Laredo Energy on divestiture of Eagle Ford assets	Laredo Energy has divested Eagle Ford assets	Financial Advisor
Published	09/01/2022	Valley National Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler seved bookrunner for Valley on fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Active Bookrunner
Published	09/01/2022	First United	Financing, Equity Capital Markets	Preferred Stock	$80.8 Million	Image	Financial Services, Depositories	Piper Sandler served as joint placement agent for First United on a 8.50% fixed-rate reset non-cumulative perpetual preferred stock offering	Preferred Stock	Joint Placement Agent
Published	09/01/2022	Merchants Bancorp	Equity Capital Markets, Financing	Preferred Stock	$28.6 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Merchants Bancorp on a 8.25% fixed-rate resert Series D non-cumulative perpetual preferred stock	Preferred Stock	Active Bookrunner
Published	09/01/2022	Pathward Financial, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Pathward on a 6.625% fixed-to-floating rate subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	09/01/2022	Provident Financial Services, Inc.	Mergers & Acquisitions	Buy-Side	$1.3 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Provident Financial Services, Inc. on announced acquisition of Lakeland Bancorp, Inc.	Provident Financial Services, Inc. has agreed to acquire Lakeland Bancorp, Inc.	Financial Advisor
Published	09/01/2022	AIG	Financing, Equity Capital Markets	IPO	$1.7 Billion	Image Image	Financial Services, Insurance	Piper Sandler served as left bookrunner for AIG on its initial public offering of Corebridge Financial	Initial Public Offering	Lead Bookrunner
Published	09/01/2022	The Vistria Group, LLC	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor for The Vistria Group, LLC on an investment in Flores & Associates LLC	Investment	Financial Advisor
Published	09/01/2022	Corebridge	Financing, Equity Capital Markets	IPO	$1.7 Billion	Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as lead active bookrunner for Corebridge on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/01/2022	First United Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$92.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-placement agent for First United on a 6.00% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Joint Placement Agent
Published	09/01/2022	Waud Capital	Private Capital Advisory, Secondary Capital	Secondary Capital	$500.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole financial advisor for Waud Capital on its Single Asset Continuation Vehicle	Single Asset Continuation Vehicle	Secondary Advisor