Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/01/2022	Corebridge	Financing, Equity Capital Markets	IPO	$1.7 Billion	Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as lead active bookrunner for Corebridge on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/01/2022	Valley National Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler seved bookrunner for Valley on fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Active Bookrunner
Published	09/01/2022	Tuesday Morning Corporation	Restructuring	Special Situations Financing	$35.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as financial advisor for Tuesday Morning Corporation on a recapitalization that provides liquidity to avoid covenant breach and potential liquidation	Special Situations Financing	Financial Advisor
Published	09/01/2022	Laredo Energy	Mergers & Acquisitions	Division Carve Out		Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as financial advisor for Laredo Energy on divestiture of Eagle Ford assets	Laredo Energy has divested Eagle Ford assets	Financial Advisor
Published	09/01/2022	Pathward Financial, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Pathward on a 6.625% fixed-to-floating rate subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	08/31/2022	Stronghold Energy Partners, LP	Mergers & Acquisitions	Sell-Side	$465.0 Million	Image Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as sell-side advisor for Stronghold Energy on its divestiture of Central Basin Platform assets in the Permian Basin to Ring Energy, Inc.	Stronghold Energy has divested Central Basin Platform assets to Ring Energy, Inc.	Financial Advisor
Published	08/31/2022	SelectQuote, Inc.	Restructuring	Amendment	$950.0 Million	Image	Financial Services, Insurance	Piper Sandler served as investment banker for SelectQuote, Inc. on its credit agreement amendment	Amendment	Financial Advisor
Published	08/31/2022	M & D Distributors	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for Magneto & Diesel Holdings, LLC ("M&D"), a portfolio company of Warren Equity Partners, on sale to Gridiron Capital, LLC	Magneto & Diesel Holdings, LLC ("M&D"), a portfolio company of Warren Equity Partners, has been acquired by Gridiron Capital, LLC	Financial Advisor
Published	08/31/2022	The Spice Tailor Ltd	Mergers & Acquisitions	Sell-Side	$50.0 Million	Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for the shareholders of The Spice Tailor on sale to Premier Foods	The Spice Tailor has been acquired by Premier Foods plc	Financial Advisor
Published	08/31/2022	The Billington Group	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for The Billington Group on acquisition of Carr's Billington Agriculture Ltd joint venture	The Billington Group has acquired Carr's Billington Agriculture Ltd joint venture	Financial Advisor
Published	08/30/2022	Amgen Inc.	Financing, Debt Capital Markets	Senior Notes	$3.0 Billion	Image	Healthcare, Biopharma	Piper Sandler served as co-manager for Amgen Inc. on a senior notes offering	Senior Notes	Co-Manager
Published	08/26/2022	Cytek Biosciences, Inc.	Equity Capital Markets	At the Market Offering	$150.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as placement agent for Cytek Biosciences on an ATM offering	ATM	Sole Placement Agent
Published	08/26/2022	Cytek Biosciences, Inc.	Financing, Equity Capital Markets	At the Market Offering	$150.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as left bookrunner for Cytek Biosciences, Inc. on an ATM offering	At the Market Offering	Left Bookrunner
Published	08/24/2022	Fresenius Health Partners	Mergers & Acquisitions	Merger	$2.4 Billion	Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as buy-side advisor for Fresenius Health Partners on merger with Interwell Health and Cricket Health	Fresenius Health Partners has merged with Interwell Health and Cricket Health	Financial Advisor
Published	08/16/2022	Oak Street Health, LLC	Financing, Equity Capital Markets	CMFO	$201.8 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner on Oak Street Health, LLC common stock follow on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	08/12/2022	Alaunos Therapeutic	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Alaunos Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	08/12/2022	Alaunos Therapeutics	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Alaunos Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	08/11/2022	Portillo's Restaurant Group, L.L.C.	Financing, Equity Capital Markets	Follow-On Offering	$191.6 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Portillo's Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	08/10/2022	Sovos Brands	Financing, Equity Capital Markets	Follow-On Offering	$136.9 Million	Image	Consumer, Food & Beverage	Piper Sandler served as bookrunner for Sovos Brands, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	08/10/2022	Verona Pharma plc	Financing, Equity Capital Markets	Follow-On Offering	$149.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Verona Pharma on an American Depositories Share offering	Follow-On Offering	Active Bookrunner