Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/10/2022	OrthoPediatrics Corp.	Financing, Equity Capital Markets	CMFO	$143.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Orthopediatrics Corp. on its common stock and pre-refunded warrant offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	08/10/2022	Verona Pharma plc	Financing, Equity Capital Markets	Follow-On Offering	$149.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Verona Pharma on an American Depositories Share offering	Follow-On Offering	Active Bookrunner
Published	08/10/2022	LSB Industries Inc.	Financing, Equity Capital Markets	Follow-On Offering	$119.6 Million	Image	Chemicals	Piper Sandler served as bookrunner for LSB Industries, Inc. on a follow on offering	Follow-On Offering	Passive Bookrunner
Published	08/10/2022	Cincor Pharma	Financing, Equity Capital Markets	Follow-On Offering	$258.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CinCor Pharma, Inc. on a common stock and pre-funded warrant offering	Follow-On Offering	Active Bookrunner
Published	08/08/2022	Mesoblast Limited	Financing, Equity Capital Markets	PIPE	$45.1 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole placement agent for Mesoblast Limited on a PIPE offering	PIPE	Sole Placement Agent
Published	08/05/2022	EVERTEC, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$200.3 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for EVERTEC, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	08/03/2022	Continental Intermodal Group, LP.	Mergers & Acquisitions	Division Carve Out	$32.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Continental Intermodal Group, LP on sale of all assets of its sand hauling, website storage and last-mile logistics businesses to NexTier Oilfield Solutions Inc.	Continental Intermodal Group, LP has sold its sand hauling, website storage and last-mile logistics businesses to NexTier Oilfield Solutions Inc.	Financial Advisor
Published	08/03/2022	Poseida Therapeutics, Inc.	Financing, Equity Capital Markets	CMFO	$80.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Poseida Therapeutics, Inc. on a follow on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	08/02/2022		Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials, Facility Services	Piper Sandler served as buy-side advisor for Area Wide Protective, a portfolio company of Kohlberg & Co., on acquisition of Traffic Safety Divisions from Trafficafe Services, Inc.	Area Wide Protective, a portfolio company of Kohlberg & Co., has acquired Traffic Safety Divisions from Trafficafe Services, Inc.	Financial Advisor
Published	08/01/2022	Midland States Bancoro, Inc.	Equity Capital Markets, Financing	Preferred Stock	$115.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Midland States Bancorp, Inc. on a 7.75% foxed-rate cumulative perpetual preferred stock offering	Preferred Stock	Active Bookrunner
Published	08/01/2022	Atom Power	Mergers & Acquisitions	Sell-Side	$150.0 Million	Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as financial advisor for Atom Power on the sale of a majority ownership stake to affiliates of SK Group	Atom Power has sold a majority equity stake to SK Group	Financial Advisor
Published	08/01/2022	MD Advantage Holdings, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for MD Advantge on sale to Magmutual	MDAdvantge Holdings, Inc. been acquired by Magmutual	Financial Advisor
Published	08/01/2022	HBT Financial	Mergers & Acquisitions	Buy-Side	$101.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for HBT Financial on acquisition of Town and Country Financial Corporation	HBT Financial has acquired Town and Country Financial Corporation	Financial Advisor
Published	08/01/2022	Valtris Specialty Chemicals	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals, Services & Industrials	Piper Sandler served as sell-side advisor for H.I.G. Capital on its sale of Valtris Specialty Chemicals to SK Capital	Valtris Specialty Chemicalsm a portfolio company of H.I.G. Capital, has been acquired by SK Capital	Financial Advisor
Published	08/01/2022	Flushing Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$65.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Flushing Financial Corp. on a 6.0% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Left Bookrunner
Published	08/01/2022	Farmers Bank	Mergers & Acquisitions	Sell-Side	$56.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Farmers Bank on announced sale to TowneBank	Farmers Bank has agreed to be acquired by TowneBank	Financial Advisor
Published	08/01/2022	National Truck Protection Company, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for National Truck Protection, a portfolio company of Kinderhook Industries, on sale to JM Family Enterprises	National Truck Protection, a portfolio company of Kinderhook Industries, has been acquired by JM Family Enterprises	Financial Advisor
Published	08/01/2022	NexTier Oilfield Solutions Inc.	Mergers & Acquisitions	Division Carve Out		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for NexTier Oilfield Solutions Inc. on sale of their coiled tubing division to Gladiator Energy	NexTier Oilfield Solutions Inc. has sold their coiled tubing division to Gladiator Energy	Financial Advisor
Published	08/01/2022	Czech Asset Management	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Czech Asset Management, L.P. on sale to Voya Investment Management	Czech Asset Management, L.P. has been acquired by Voya Investment Management	Financial Advisor
Published	08/01/2022	Seacoast Banking Corporation of Florida	Mergers & Acquisitions	Buy-Side	$488.6 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Professional Holding Corp	Seacoast Banking Corporation of Florida has acquired Professional Holding Corp	Financial Advisor