Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/01/2022	Czech Asset Management	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Czech Asset Management, L.P. on sale to Voya Investment Management	Czech Asset Management, L.P. has been acquired by Voya Investment Management	Financial Advisor
Published	08/01/2022	Atom Power	Mergers & Acquisitions	Sell-Side	$150.0 Million	Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as financial advisor for Atom Power on the sale of a majority ownership stake to affiliates of SK Group	Atom Power has sold a majority equity stake to SK Group	Financial Advisor
Published	08/01/2022	Post Brothers Apartments	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$60.1 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Post Brothers on a 9.00% senior secured notes offering due in 2025	Senior Notes	Sole Placement Agent
Published	08/01/2022	Seacoast Banking Corporation of Florida	Mergers & Acquisitions	Buy-Side	$488.6 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Professional Holding Corp	Seacoast Banking Corporation of Florida has acquired Professional Holding Corp	Financial Advisor
Published	08/01/2022	National Truck Protection Company, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for National Truck Protection, a portfolio company of Kinderhook Industries, on sale to JM Family Enterprises	National Truck Protection, a portfolio company of Kinderhook Industries, has been acquired by JM Family Enterprises	Financial Advisor
Published	08/01/2022	KLC Financial	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for KLC Financial on sale to Gulf Coast Bank & Trust Company	KLC Financial has been acquired by Gulf Coast Bank & Trust Company	Financial Advisor
Published	08/01/2022	Midland States Bancoro, Inc.	Equity Capital Markets, Financing	Preferred Stock	$115.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Midland States Bancorp, Inc. on a 7.75% foxed-rate cumulative perpetual preferred stock offering	Preferred Stock	Active Bookrunner
Published	08/01/2022	Flushing Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$65.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Flushing Financial Corp. on a 6.0% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Left Bookrunner
Published	08/01/2022	TriplePoint Ventures	Financing, Equity Capital Markets	Follow-On Offering	$51.5 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as co-manager for TriplePoint Ventures on a follow-on offering	Follow-On Offering	Co-Manager
Published	08/01/2022	Valtris Specialty Chemicals	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals, Services & Industrials	Piper Sandler served as sell-side advisor for H.I.G. Capital on its sale of Valtris Specialty Chemicals to SK Capital	Valtris Specialty Chemicalsm a portfolio company of H.I.G. Capital, has been acquired by SK Capital	Financial Advisor
Published	08/01/2022	Great Ajax	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$110.0 Million	Image	Financial Services, Diversified Financials, Real Estate	Piper Sandler served as sole initial purchaser for Great Ajax on a 8.875% senior notes offering due on 2027	Senior Notes	Sole Admin Agent
Published	08/01/2022	QCR Holdings, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$45.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for QCR Holdings, Inc. on a 5.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	08/01/2022	Align Midstream Partners LP	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for Align Midstream Partners II, LLC, a portfolio company of Tailwater Capital, LLC, on sale to M6 Midstream LLC.	Align Midstream Partners II, LLC, a portfolio company of Tailwater Capital, LLC, has been acquired by M6 Midstream LLC.	Financial Advisor
Published	08/01/2022	MD Advantage Holdings, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for MD Advantge on sale to Magmutual	MDAdvantge Holdings, Inc. been acquired by Magmutual	Financial Advisor
Published	08/01/2022	HBT Financial	Mergers & Acquisitions	Buy-Side	$101.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for HBT Financial on acquisition of Town and Country Financial Corporation	HBT Financial has acquired Town and Country Financial Corporation	Financial Advisor
Published	08/01/2022	ByLight	Mergers & Acquisitions	Buy-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for ByLight, a portfolio company of Sagewind Capital on its acquisition of Veraxx	ByLight, a portfolio company of Sagewind Capital has acquired Veraxx	Financial Advisor
Published	08/01/2022	Farmers Bank	Mergers & Acquisitions	Sell-Side	$56.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Farmers Bank on announced sale to TowneBank	Farmers Bank has agreed to be acquired by TowneBank	Financial Advisor
Published	07/27/2022	Bandon Holdings LLC	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as sell-side advisor for Bandon Holdings LLC on sale to Sentinel Capital Partners, LLC	Bandon Holdings LLC has been acquired by Sentinel Capital Partners, LLC	Financial Advisor
Published	07/27/2022	Lexicon Pharmaceuticals, Inc.	Financing, Equity Capital Markets	CMFO	$48.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Lexicon Pharmaceuticals, Inc. on a follow on offering and PIPE	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	07/27/2022	HUMAN Security, Inc.	Mergers & Acquisitions	Merger		Image Image	Technology, Security	Piper Sandler served as financial advisor for HUMAN Security on merger with PerimeterX. With 77% of online security and fraud incidents being bot-based, the merger highlights the importance of identifying sophisticated bot attacks, fraud and account abuse before they impact enterprises across advertising, marketing, e-commerce and cybersecurity	HUMAN Security, Inc. has merged with PerimeterX	Financial Advisor