Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/01/2022	kV Power	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for kVPower, a portfolio company of Rock Hill Capital, on sale to Warren Equity Partners	kVPower, a portfolio company of Rock Hill Capital, has been acquired by Warren Equity Partners	Financial Advisor
Published	11/01/2022	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. on investment in Vulcan Completion Products	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. has invested in Vulcan Completion Products	Financial Advisor
Published	11/01/2022	reCommerce	Financing	Senior Term Loan		Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as sole placement agent for reCommerce on an ABL and senior secured term loan	ABL and Senior Secured Term Loan	Sole Placement Agent
Published	11/01/2022	Broad Street Realty, Inc.	Financing	Mezzanine Debt	$95.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Broad Street Realty, Inc. on a preferred equity and mezzanine debt financing	Broad Street Reality received a structured capital investment	Joint Placement Agent
Published	11/01/2022	Envestnet	Financing	Senior Notes	$500.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as co-manager for Envestnet on a senior convertible notes offering	Senior Convertible Notes	Co-Manager
Published	11/01/2022	Inland Bancorp, Inc.	Mergers & Acquisitions	Merger	$165.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Inland Bancorp, Inc. on announced merger with Byline Bancorp, Inc.	Inland Bancorp, Inc. has agreed to merge with Byline Bancorp, Inc.	Financial Advisor
Published	11/01/2022	Allianz	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Allianz on sale of TruChoice Financial Group to Amerilife	Allianz has sold TruChoice Financial Group to Amerilife	Financial Advisor
Published	11/01/2022	Signers National	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor fo Signers National on sale of a minority stake to CIVC Partners	Signers National has sold a minority stake to CIVC Partners	Financial Advisor
Published	10/31/2022	Lipari Foods	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for Lipari Foods, a portfolio company of H.I.G. Capital, on sale to Littlejohn & Co.	Lipari Foods, a portfolio company of H.I.G. Capital, has been acquired by Littlejohn & Co.	Financial Advisor
Published	10/14/2022	VectivBio	Financing	Registered Direct	$125.3 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for VectivBio on a registered direct offering	Registered Direct	Active Bookrunner
Published	10/13/2022	Aspen Surgical Products, Inc.	Mergers & Acquisitions	Buy-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as buy-side advisor for Aspen Surgical Products, Inc., a portfolio company of Audax Private Equity, on acquisition of Symmetry Surgical	Aspen Surgical Products, Inc., a portfolio company of Audax Private Equity, has acquired Symmetry Surgical	Financial Advisor
Published	10/12/2022	QVine	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for QVine on its sale to SilverEdge Government Solutions, a portfolio company of Godspeed Capital Management	QVine has been acquired by SilverEdge Government Solutions, a portfolio company of Godspeed Capital Management	Financial Advisor
Published	10/11/2022	PETRONAS Chemicals Group Berhad	Mergers & Acquisitions	Buy-Side	$2.4 Billion	Image Image Image	Chemicals	Piper Sandler served as buy-side advisor for PETRONAS Chemicals Group on acquisition of Perstorp Holding AB, a portfolio company of PAI Partners	PETRONAS Chemicals Group has acquired Perstorp Holding AB, a portfolio company of PAI Partners	Financial Advisor
Published	10/03/2022	Lloyd's Register	Mergers & Acquisitions	Division Carve Out		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Lloyd's Register Group Services Limited on divestiture of its RiskSpectrum Business and Subsurface Business to Total Specific Solutions	Lloyd's Register Group Services Limited has divested its RiskSpectrum Business and Subsurface Business to Total Specific Solutions	Financial Advisor
Published	10/03/2022	Iron Vine Security	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Iron Vine Security on its sale to ASGN Incorporated	Iron Vine Security has been acquired by ASGN Incorporated	Financial Advisor
Published	10/01/2022	Community Heritage Financial, Inc.	Financing	IPO	$12.6 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for Community Heritage Financial, Inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	10/01/2022	Arbor Realty Trust, Inc.	Financing	Senior Notes	$150.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole initial purchaser for Arbor Realty Trust, Inc. on a 8.50% senior notes offering due in 2027	Senior Notes	Sole Initial Purchaser
Published	10/01/2022	City Holding Company	Mergers & Acquisitions	Buy-Side	$61.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for City Holding Company on acquisition of Citizens Commerce Bancshares	City Holding Company has acquired Citizens Commerce Bancshares	Financial Advisor
Published	10/01/2022	Virtus Investment Partners	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as buy-side advisor for Virtus Investment Partners Inc. on acquisition of AlphaSimplex from Natixis Investment Managers	Virtus Investment Partners has acquired AlphaSimplex from Natixis Investment Managers	Financial Advisor
Published	10/01/2022	Business First Bancshares, Inc.	Financing	Follow-On Offering	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for Business First Bancshares, Inc. on a follow-on offering	Follow-On Offering	Co-Manager