Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/31/2022	Iris Telehealth, Inc.	Financing, Equity Private Placements	Minority Capital Raise	$40.0 Million	Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sole equity placement agent for Iris Telehealth, Inc. on a capital raise led by Concord Health Partners with additional investment from Columbia Pacific	Minority Capital Raise	Sole Placement Agent
Published	03/31/2022	Southcross Energy Partners	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for Southcross Energy Partners on sale of its Upper Gulf Coast Pipeline System to Max Energy	Southcross Energy Partners on sale of its Upper Gulf Coast Pipeline System to Max Energy	Financial Advisor
Published	03/29/2022	Aptevo Therapeutics Inc.	Equity Capital Markets	At the Market Offering	$40.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Aptevo Therapeutics Inc. on an ATM offering	ATM	Sole Placement Agent
Published	03/21/2022	Noble Foods Nutrition, Inc	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Noble Foods Development Corporation on sale to EMPWR Nutrition Group NV, a portfolio company of Waterland Private Equity	Noble Foods Development Corporation has been acquired by EMPWR Nutrition Group NV, a portfolio company of Waterland Private Equity	Financial Advisor
Published	03/18/2022	Independence Contract Drilling, Inc.	Financing, Debt Capital Markets	Senior Secured Debt	$157.5 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as exclusive financial advisor to Independence Contract Drilling, Inc. on a private placement of Floating Rate Convertible Senior Secured PIK Toggle Notes	Private Placement of Floating Rate Convertible Senior Secured PIK Toggle Notes	Financial Advisor
Published	03/16/2022	Yorkshire Premier Meat	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Yorkshire Premier Meat on sale to Endless LLP	Yorkshire Premier Meat has been acquired by Endless LLP	Financial Advisor
Published	03/15/2022	Cobepa S.A.	Mergers & Acquisitions	Buy-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as financial advisor for Cobepa S.A. on their significant growth investment in Reaction Biology	Cobepa S.A. has provided a significant growth investment in Reaction Biology	Financial Advisor
Published	03/15/2022	Industrialization and Energy Services Company ("TAQA)	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as buy-side advisor for TAQA on acquisition of Tendeka	TAQA has acquired Tendeka	Financial Advisor
Published	03/11/2022	48Forty	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as financial advisor for 48forty, a portfolio company of Audax, on a significant growth equity investment from Summit Partners	48forty, a portfolio company of Audax, has received a significant growth equity investment from Summit Partners	Co-Lead
Published	03/11/2022	Ladish Valves	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Ladish Valves on sale to Penn Machine, a portfolio company of Wynnchurch Capital	Ladish Valves has been acquired by Penn Machine, a portfolio company of Wynnchurch Capital	Financial Advisor
Published	03/10/2022	LSB Industries Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$200.0 Million	Image	Chemicals	Piper Sandler served as joint book-running manager for LSB Industries, Inc. on its add-on offering of senior secured notes	Senior Secured Notes	Active Bookrunner
Published	03/10/2022	TriMech Solutions, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for TriMech Group Holdings, LLC, a portfolio company of The Halifax Group, on its sale to Sentinel Capital Partners	TriMech Group Holdings, LLC, a portfolio company of The Halifax Group, has been acquired by Sentinel Capital Partners	Financial Advisor
Published	03/09/2022	Alpha Tau Medical LTD	Financing, Equity Capital Markets	PIPE	$92.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for Alpha Tau Medical, Ltd. on a PIPE offering	PIPE	Joint Placement Agent
Published	03/08/2022	International Battery Metals	Financing, Equity Capital Markets	PIPE	$10.0 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as financial advisor for IBAT on a private placement of common stock with a consortium of undisclosed investors	PIPE	Financial Advisor
Published	03/08/2022	Del Taco Restaurants, Inc.	Mergers & Acquisitions	Sell-Side	$572.6 Million	Image Image	Consumer, Restaurants	Piper Sandler served as sell-side advisor for Del Taco Restaurants, Inc. on sale to Jack in the Box Inc.	Del Taco Restaurants, Inc. has been acquired by Jack in the Box Inc.	Financial Advisor
Published	03/02/2022	User Zoom. Inc.	Mergers & Acquisitions	Minority Investment		Image Image	Technology, Software	Piper Sandler served as financial advisor for Thoma Bravo, L.P. on a strategic growth investment in User Zoom, Inc. The investment is expected to be used to accelerate innovation and growth for UserZoom's proprietary platforms	Thoma Bravo, L.P. has provided a strategic growth investment in User Zoom, Inc.	Financial Advisor
Published	03/01/2022	Southcross Energy Partners	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for Southcross Energy Partners on sale to Targa Resources Corp	Southcross Energy Partners has sold to Targa Resources Corp	Financial Advisor
Published	03/01/2022	Ellington Financial	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$210.0 Million	Image	Financial Services	Piper Sandler served as sole initial purchaser for Ellington Financial on a 5.875% senior notes due in 2027	Senior Notes	Sole Admin Agent
Published	03/01/2022	Broadway Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Broadway Bank on a 3.75% fixed-to floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	First Savings Financial Group, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$31.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for First Savings Financial Group, Inc. on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Joint Placement Agent