Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/01/2022	PacWest Bancorp	Financing	Preferred Stock	$513.2 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for PacWest Bancorp on a 7.75% fixed-rate reset non-cumulative perpetual stock offering	Preferred Stock	Left Bookrunner
Published	06/01/2022	SilverHill Energy Partners	Private Capital Advisory	Private Funds	$1.0 Billion	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for SilverHill Energy Partners on the raise of hard cap for a first-time O&G manager	O&G manager fundraise	Sole Placement Agent
Published	06/01/2022	Farmers & Merchants Bancorp, Inc.	Mergers & Acquisitions	Buy-Side	$27.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Farmers & Merchants Bancorp, Inc. on acquisition of Peoples Federal Savings and Loan Association	Farmers & Merchants Bancorp, Inc. has acquired Peoples Federal Savings and Loan Association	Financial Advisor
Published	06/01/2022	Netsurion LLC	Mergers & Acquisitions	Division Carve Out		Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Netsurion on sale of its Secure Edge Networking business, a portfolio company of PSG, to Acumera	Netsurion has divested its Secure Edge Networking business, a portfolio company of PSG, to Acumera	Financial Advisor
Published	05/24/2022	Intricon Corp.	Mergers & Acquisitions	Sell-Side	$246.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Intricon Corporation on sale to Altaris Capital Partners, LLC	Intricon Corporation has been acquired by Altaris Capital Partners, LLC	Financial Advisor
Published	05/18/2022	Captain D's, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Restaurants	Piper Sandler served as sell-side advisor for Captain D's, LLC, a portfolio company of Sentinel Capital Partners, on sale to Centre Partners Management LLC	Captain D's, LLC, a portfolio company of Sentinel Capital Partners, has been acquired by Centre Partners Management LLC	Financial Advisor
Published	05/18/2022	Genesis Research LLC	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Healthcare, Healthcare Services	Piper Sandler served as buy-side advisor for Genesis Research, a portfolio company of GHIO, on its acquisition of Market Access Transformation, a portfolio company of Silversmith Capital Partners	Genesis Research, a portfolio company of GHIO, has acquired Market Access Transformation, a portfolio company of Silversmith Capital Partners	Financial Advisor
Published	05/18/2022	Metasource, LLC	Financing	Senior Term Loan		Image Image	Services & Industrials, Business Services	Piper Sandler served as sole debt placement agent for MetaSource, LLC, a portfolio company of Eos Partners, L.P.	Senior Term Loan	Sole Placement Agent
Published	05/16/2022	Inhibikase Therapeutics	Equity Capital Markets	At the Market Offering	$98.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Inhibikase Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	05/13/2022	ProFrac Holdings Corp	Financing	IPO	$328.0 Million	Image $profracservicesllc.png$	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for ProFrac Holdings Corp on its initial public offering	Initial Public Offering	Active Bookrunner
Published	05/09/2022	Fulcrum Therapeutics	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Fulcrum Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	05/09/2022	Marvell Technology, Inc.	Mergers & Acquisitions	Buy-Side		Image Image Image	Technology, Internet & Digital Media	Piper Sandler served as buy-side advisor for Marvell Technology, Inc. on acquisition of Tanzanite Silicon Solutions, Inc., a leading developer of advanced Compute Express Link™ (CXL™) technologies	Marvell Technology, Inc. has acquired Tanzanite Silicon Solutions, Inc.	Financial Advisor
Published	05/09/2022	Tuesday Morning Corporation	Restructuring	Special Situations Financing		Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as financial advisor for Tuesday Morning Corporation on a recapitalized led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management	Tuesday Morning Corporation recapitalization led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management
Published	05/03/2022	Ivenix, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Med-Tech	Piper Sandler served as sole financial advisor for Ivenix, Inc. on sale to Fresenius Kabi USA, LLC	Ivenix, Inc. has been acquired by Fresenius Kabi USA, LLC	Financial Advisor
Published	05/03/2022	BehavioSec	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Software	Piper Sandler served as sell-side advisor for BehavioSec on sale to LexisNexis Risk Solutions. Solutions from BehavioSec will become a part of the Business Services group within LexisNexis Risk Solutions and enhance its device and digital identity-focused offerings, such as LexisNexis® ThreatMetrix®	BehavioSec has been acquired by LexisNexis Risk Solutions	Financial Advisor
Published	05/02/2022	Protegis Fire & Safety	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for Protegis Fire & Safety, a portfolio company of Align Capital Partners, on sale to Summit Companies, a portfolio company of BlackRock Long Term Private Capital	Protegis Fire & Safety, a portfolio company of Align Capital Partners, has been acquired by Summit Companies, a portfolio company of BlackRock Long Term Private Capital	Financial Advisor
Published	05/01/2022	South Street Securities	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$21.0 Million	Image	Financial Services, FinTech	Piper Sandler served as sole placement agent for South Street Securities on a 7.50% senior notes offering due in 2025	Senior Notes	Sole Placement Agent
Published	05/01/2022	Assabet Valley Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$28.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Assabet Valley Bancorp, holding company for Avidia Bank, on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	05/01/2022	United Community Banks, Inc.	Mergers & Acquisitions	Buy-Side	$271.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for United Community Banks, Inc. on acquisition of Progress Financial Corporation	United Community Banks, Inc. has acquired Progress Financial Corporation	Financial Advisor
Published	05/01/2022	Dime Community Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$160.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Dime Community Bancshares, Inc. on a 5.00% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Active Bookrunner