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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 03/10/2022 | LSB Industries Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $200.0 Million |
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Chemicals | Piper Sandler served as joint book-running manager for LSB Industries, Inc. on its add-on offering of senior secured notes | Senior Secured Notes | Active Bookrunner |
| Published | 03/09/2022 | Alpha Tau Medical LTD | Financing, Equity Capital Markets | PIPE | $92.0 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as placement agent for Alpha Tau Medical, Ltd. on a PIPE offering | PIPE | Joint Placement Agent |
| Published | 03/08/2022 | International Battery Metals | Financing, Equity Capital Markets | PIPE | $10.0 Million | Image
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Energy, Power & Infrastructure, Renewables & Clean Energy | Piper Sandler served as financial advisor for IBAT on a private placement of common stock with a consortium of undisclosed investors | PIPE | Financial Advisor |
| Published | 03/08/2022 | Del Taco Restaurants, Inc. | Mergers & Acquisitions | Sell-Side | $572.6 Million | Image
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Consumer, Restaurants | Piper Sandler served as sell-side advisor for Del Taco Restaurants, Inc. on sale to Jack in the Box Inc. | Del Taco Restaurants, Inc. has been acquired by Jack in the Box Inc. | Financial Advisor |
| Published | 03/02/2022 | User Zoom. Inc. | Mergers & Acquisitions | Minority Investment | Image
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Technology, Software | Piper Sandler served as financial advisor for Thoma Bravo, L.P. on a strategic growth investment in User Zoom, Inc. The investment is expected to be used to accelerate innovation and growth for UserZoom's proprietary platforms | Thoma Bravo, L.P. has provided a strategic growth investment in User Zoom, Inc. | Financial Advisor | |
| Published | 03/01/2022 | Eagle Financial Services, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Eagle Financial Services, Inc. on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | ProFrac Holding Corp. | Mergers & Acquisitions | Buy-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Piper Sandler served as buy-side advisor for ProFrac on acquisition of FTS International | ProFrac has acquired FTS International | Financial Advisor | |
| Published | 03/01/2022 | Velocity Financial, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $215.0 Million | Image
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Financial Services, Specialty Finance | Piper Sandler served as sole placement agent for Velocity Financial, Inc. on a 7.125% senior secured notes due in 2032 | Senior Notes | Sole Placement Agent |
| Published | 03/01/2022 | Angelo Gordon | Financing, Equity Capital Markets | Strategic Advisory | $97.5 Million | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as referral agent for Angelo Gordon on an AG asset based credit fund | AG Asset Based Credit Fund | Financial Advisor |
| Published | 03/01/2022 | Citizens Bancshares Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $25.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Citizens Bancshares Corporation on a 4.25% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | Hometown Financial Group | Mergers & Acquisitions | Buy-Side | $146.5 Million | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for Hometown Financial Group on acquisition of Randolph Bancorp, Inc. | Hometown Financial Group has acquired Randolph Bancorp, Inc. | Financial Advisor |
| Published | 03/01/2022 | Third Coast Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $82.3 Million | Image
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Financial Services, Depositories | Piper Sandler served as lead placement agent for Third Coast Bancshares, Inc. on a 5.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Joint Placement Agent |
| Published | 03/01/2022 | OTC Markets Group Inc. | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, FinTech | Piper Sandler served as sell-side advisor for OTC Markets on sale to Blue Sky Data Corp | OTC Markets has been acquired by Blue Sky Data Corp | Financial Advisor | |
| Published | 03/01/2022 | Project Cosmo | Private Capital Advisory, Secondary Capital | Secondary Capital | $121.0 Million | Financial Services, Asset & Wealth Management | Piper Sandler served as sole financial advisor for the LP Portfolio Sale | LP Portfolio Sale | Secondary Advisor | |
| Published | 03/01/2022 | Broadway Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $50.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Broadway Bank on a 3.75% fixed-to floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | First Savings Financial Group, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $31.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as lead placement agent for First Savings Financial Group, Inc. on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Joint Placement Agent |
| Published | 03/01/2022 | Monona Bankshares, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | Piper Sandler served as financial advisor for Monona Bankshares, Inc. on sale to SBCP Bancorp | Monona Bankshares, Inc. has been acquired by SBCP Bancorp | Financial Advisor | |
| Published | 03/01/2022 | Total Financial Solutions, LLC | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Specialty Finance | Piper Sandler served as sell-side advisor for Total Bank Solutions on sale to R&T Deposit Solutions | Total Bank Solutions has been acquired by R&T Deposit Solutions | Financial Advisor | |
| Published | 03/01/2022 | Coastal Carolina Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $10.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Coastal Carolina Bancshares, Inc. on a 4.00% fixed-to-floating rate subordinated notes offerin due in 2032 | Subordinated Notes | Sole Placement Agent |
| Published | 03/01/2022 | Trupanion | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Revolving Credit Facility | $150.0 Million | Image
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Financial Services, Insurance | Piper Sandler Finance served as sole underwriter and administrative agent for Trupanion on a senior secured term loan, delayed draw term loan and revolver | Senior Secured Term Loan Delayed Draw Term Loan & Revolver |
Sole Underwriter |