Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/01/2022	Project Cosmo	Private Capital Advisory, Secondary Capital	Secondary Capital	$121.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	03/01/2022	Broadway Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Broadway Bank on a 3.75% fixed-to floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	First Savings Financial Group, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$31.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for First Savings Financial Group, Inc. on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Joint Placement Agent
Published	03/01/2022	ProFrac Holding Corp.	Mergers & Acquisitions	Buy-Side		Image $profracservicesllc.png$ Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as buy-side advisor for ProFrac on acquisition of FTS International	ProFrac has acquired FTS International	Financial Advisor
Published	03/01/2022	Coastal Carolina Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$10.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Coastal Carolina Bancshares, Inc. on a 4.00% fixed-to-floating rate subordinated notes offerin due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	Angelo Gordon	Financing, Equity Capital Markets	Strategic Advisory	$97.5 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as referral agent for Angelo Gordon on an AG asset based credit fund	AG Asset Based Credit Fund	Financial Advisor
Published	03/01/2022	Amerant Bancorp Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Amerant on a 4.25% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	Veritex Holdings, Inc.	Equity Capital Markets, Financing	Follow-On Offering	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for Veritex on a follow-on offering	Follow-On Offering	Co-Manager
Published	03/01/2022	Cambridge Financial Group, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$70.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Cambridge Financial Group, Inc., holding company for Cambridge Savings Bank, 3.625% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	Ellington Financial	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$210.0 Million	Image	Financial Services	Piper Sandler served as sole initial purchaser for Ellington Financial on a 5.875% senior notes due in 2027	Senior Notes	Sole Admin Agent
Published	03/01/2022	Sandy Spring Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$200.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for Sandy Spring Bancorp on a 3.875% fixed-to-floating rate subordinated notes offering	Subordinated Notes	Left Bookrunner
Published	02/28/2022	Western Alliance Bancorporation	Equity Capital Markets	At the Market Offering	$3.0 Billion	Image	Financial Services, Depositories	Piper Sandler served as placement agent for Western Alliance Bancorporation on an ATM offering	ATM	Sole Placement Agent
Published	02/28/2022	VanZandt Controls, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, on sale to Eagle Automation, a portfolio company of Featheringill Capital	VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, has been acquired by Eagle Automation, a portfolio company of Featheringill Capital	Financial Advisor
Published	02/28/2022	The Research Partnership	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for The Research Partnership on sale to Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice	The Research Partnership has been acquired by Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice	Financial Advisor
Published	02/28/2022	Galderma Holding S.A.	Mergers & Acquisitions	Division Carve Out		Image Image Image Image	Consumer, Beauty & Personal Care, Healthcare, Biopharma	Piper Sandler served as sell-side advisor for Galderma S.A., a portfolio company EQT, on divestiture of Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd.	Galderma S.A., a portfolio company EQT, has divested Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd.	Financial Advisor
Published	02/23/2022	Paramount Rx	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for Paramount Rx Inc. on sale to RxSense Group LLC, a portfolio company of Parthenon Capital	Paramount Rx Inc. has been acquired by RxSense Group LLC, a portfolio company of Parthenon Capital	Financial Advisor
Published	02/16/2022	Baylis Medical Company Inc.	Mergers & Acquisitions	Division Carve Out	$1.8 Billion	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Baylis Medical Company, Inc. on sale to Boston Scientific Corporation	Baylis Medical Company, Inc. has been acquired by Boston Scientific Corporation	Financial Advisor
Published	02/14/2022	Advanced Micro Devices, Inc.	Mergers & Acquisitions	Buy-Side	$36.8 Billion	Image Image	Technology, Internet & Digital Media	Piper Sandler served as buy-side advisor for Advanced Micro Devices, Inc. on acquisition of Xilinx, Inc. The combination represents the largest semiconductor acquisition in history creating the industry’s leading high performance computing company, significantly expanding the breadth of AMD’s product portfolio and customer set across diverse growth markets where Xilinx is an established leader	Advanced Micro Devices, Inc. has acquired Xilinx, Inc.	Financial Advisor
Published	02/11/2022	Inspirato LLC	Financing, Equity Capital Markets	Advisory	$1.1 Billion	Image Image	Technology, Internet & Digital Media	Piper Sandler served as financial advisor for Inspirato LLC on its business combination with Thayer Ventures Acquisition Corp. in a reverse merger	Inspirato LLC has combined with Thayer Ventures Acquisition Corp. in a reverse merger	Financial Advisor
Published	02/04/2022	Stoneweg	Private Capital Advisory, Private Funds	Private Funds		Image	Private Capital Advisory	Piper Sandler raised an SMA for an Iberian bridge and real estate development lending strategy	SMA	Sole Placement Agent