Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/01/2022	FFL Partners	Private Capital Advisory, Secondary Capital	Secondary Capital		Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor to FFL partners for its Multi Asset Continuation Vehicle	Multi Asset Continuation Vehicle	Secondary Advisor
Published	03/01/2022	Amerant Bancorp Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Amerant on a 4.25% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	Southcross Energy Partners	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for Southcross Energy Partners on sale to Targa Resources Corp	Southcross Energy Partners has sold to Targa Resources Corp	Financial Advisor
Published	03/01/2022	Eagle Financial Services, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Eagle Financial Services, Inc. on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	Velocity Financial, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$215.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Velocity Financial, Inc. on a 7.125% senior secured notes due in 2032	Senior Notes	Sole Placement Agent
Published	03/01/2022	Hometown Financial Group	Mergers & Acquisitions	Buy-Side	$146.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Hometown Financial Group on acquisition of Randolph Bancorp, Inc.	Hometown Financial Group has acquired Randolph Bancorp, Inc.	Financial Advisor
Published	03/01/2022	Citizens Bancshares Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Citizens Bancshares Corporation on a 4.25% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	Third Coast Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$82.3 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Third Coast Bancshares, Inc. on a 5.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Joint Placement Agent
Published	03/01/2022	Global Alternative Asset Manager	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$57.0 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for a global alternative asset manager on a senior secured notes offering	Senior Secured Notes Offering	Sole Placement Agent
Published	03/01/2022	Total Bank Solutions	Mergers & Acquisitions	Merger		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for Total Bank Solutions on merger with R&T Deposit Solutions	Total Bank Solutions has merged with R&T Deposit Solutions	Financial Advisor
Published	03/01/2022	Project Cosmo	Private Capital Advisory, Secondary Capital	Secondary Capital	$121.0 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	03/01/2022	Broadway Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Broadway Bank on a 3.75% fixed-to floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	03/01/2022	First Savings Financial Group, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$31.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for First Savings Financial Group, Inc. on a 4.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Joint Placement Agent
Published	03/01/2022	Sumridge Partners	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for Sumridge Partners on sale to Raymond James	Sumridge Partners has been acquired by Raymond James	Financial Advisor
Published	02/28/2022	Western Alliance Bancorporation	Equity Capital Markets	At the Market Offering	$3.0 Billion	Image	Financial Services, Depositories	Piper Sandler served as placement agent for Western Alliance Bancorporation on an ATM offering	ATM	Sole Placement Agent
Published	02/28/2022	Galderma Holding S.A.	Mergers & Acquisitions	Division Carve Out		Image Image Image Image	Consumer, Beauty & Personal Care, Healthcare, Biopharma	Piper Sandler served as sell-side advisor for Galderma S.A., a portfolio company EQT, on divestiture of Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd.	Galderma S.A., a portfolio company EQT, has divested Alchemee (formerly the Proactiv Company) to Taro Pharmaceuticals Industries Ltd.	Financial Advisor
Published	02/28/2022	VanZandt Controls, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, on sale to Eagle Automation, a portfolio company of Featheringill Capital	VanZandt Controls, LLC, a portfolio company of OFS Energy Fund, has been acquired by Eagle Automation, a portfolio company of Featheringill Capital	Financial Advisor
Published	02/28/2022	The Research Partnership	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for The Research Partnership on sale to Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice	The Research Partnership has been acquired by Ashfield Huntsworth, a portfolio company of Clayton Dubilier & Rice	Financial Advisor
Published	02/23/2022	Paramount Rx	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for Paramount Rx Inc. on sale to RxSense Group LLC, a portfolio company of Parthenon Capital	Paramount Rx Inc. has been acquired by RxSense Group LLC, a portfolio company of Parthenon Capital	Financial Advisor
Published	02/16/2022	Baylis Medical Company Inc.	Mergers & Acquisitions	Division Carve Out	$1.8 Billion	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Baylis Medical Company, Inc. on sale to Boston Scientific Corporation	Baylis Medical Company, Inc. has been acquired by Boston Scientific Corporation	Financial Advisor