Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/16/2021	Varen Technologies	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Varen Technologies on its strategic investment from Godspeed Capital	Varen Technologies has been acquired by Godspeed Capiral	Financial Advisor
Published	12/16/2021	Legend Biotech	Financing, Equity Capital Markets	Follow-On Offering	$344.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Legend Biotech Corporation on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/15/2021	Trinity Biotech plc	Financing, Debt Capital Markets	Senior Term Loan	$81.3 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as financial advisor and debt placement agent for Trinity Biotech plc on a debt capital raise	Refinancing of Exchangeable Senior Notes and Repurchase Outstanding Exchangeable Senior Notes	Financial Advisor
Published	12/14/2021	Carver Bancorp	Equity Capital Markets	At the Market Offering	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as placement agent for Carver Bancorp on an ATM offering	ATM	Sole Placement Agent
Published	12/13/2021	Core BTS, Inc.	Mergers & Acquisitions	Sell-Side	$450.0 Million	Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for Core BTS, a portfolio company of Tailwind Capital, on its sale to Nomura Research Institute, Inc.	Core BTS, a portfolio company of Tailwind Capital, has been acquired by Nomura Research Institute, Inc.	Co-Lead
Published	12/13/2021	Aurora Capital Partners	Mergers & Acquisitions	Buy-Side		Image Image	Chemicals	Piper Sandler served as buy-side advisor for Aurora Capital Group on acquisition of Spray-Tek, LLC	Aurora Capital Group has acquired Spray-Tek, LLC	Financial Advisor
Published	12/10/2021	Hilton Food Group	Mergers & Acquisitions	Buy-Side	$88.6 Million	Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for Hilton Food Group on acquisition of Dutch Seafood Company BV (t/a Foppen)	Hilton Food Group has acquired Dutch Seafood Company BV (t/a Foppen)	Financial Advisor
Published	12/10/2021	AMAROK (aka Electric Guard Dog)	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for AMAROK, LLC, a portfolio company of Snow Phipps Group, LLC on sale to AVALT and Northleaf Capital Partners	AMAROK, LLC, a portfolio company of Snow Phipps Group, LLC has been acquired by AVALT and Northleaf Capital Partners	Financial Advisor
Published	12/09/2021	Arena Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Arena Technologies on its sale to Systems Planning and Analysis, Inc.	Arena Technologies has been acquired by Systems Planning and Analysis, Inc.	Financial Advisor
Published	12/08/2021	Confluent, Inc.	Financing, Equity Capital Markets	Convertible Offering	$1.1 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Confluent, Inc. on a convertible notes offering	Convertible Offering	Co-Manager
Published	12/08/2021	Group 2 Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Group 2 Technologies and Tomson Technologies on sale to ChampionX	Group 2 Technologies and Tomson Technologies have been acquired by ChampionX	Financial Advisor
Published	12/03/2021	Union Corrugating Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products, Distribution	Piper Sandler served as sell-side advisor for Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, on sale to Cornerstone Building Brands, Inc.	Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, has been acquired be Cornerstone Building Brands, Inc.	Financial Advisor
Published	12/02/2021	Willow Wood Global, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services, Med-Tech	Piper Sandler served as sell-side advisor for Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, on sale to Blue Sea Capital	Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, has been acquired by Blue Sea Capital	Financial Advisor
Published	12/02/2021	Ames Taping Tools Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Services & Industrials, Building Products	Piper Sandler served as financial advisor for Ames Taping Tools Inc on a senior term loan	Senior Term Loan	Financial Advisor
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$65.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Clear Blue Insurance Group on a 5.375% senior notes offering due in 2028	Senior Notes	Sole Placement Agent
Published	12/01/2021	CRS TH Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for CRS, a portfolio company of GenNx360 Capital Partners, on sale to Reverence Capital Partners	CRS, a portfolio company of GenNx360 Capital Partners, has been acquired by Reverence Capital Partners	Financial Advisor
Published	12/01/2021	South Street Securities	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$87.5 Million	Image	Financial Services, FinTech	Piper Sandler served as lead placement agent for South Street Securities on a 6.25% senior notes offering	Senior Notes	Joint Placement Agent
Published	12/01/2021	Ames Taping Tools Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products, Distribution	Piper Sandler served as sell-side advisor for Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, on its sale to GMS Inc.	Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, has been acquired by GMS Inc.	Financial Advisor
Published	12/01/2021	Dart Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$15.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Tradition Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Tradition Bancshares on a 3.95% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent