Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/16/2021	Varen Technologies	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Varen Technologies on its strategic investment from Godspeed Capital	Varen Technologies has been acquired by Godspeed Capiral	Financial Advisor
Published	12/16/2021	Legend Biotech	Financing, Equity Capital Markets	Follow-On Offering	$344.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Legend Biotech Corporation on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/15/2021	Trinity Biotech plc	Financing, Debt Capital Markets	Senior Term Loan	$81.3 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as financial advisor and debt placement agent for Trinity Biotech plc on a debt capital raise	Refinancing of Exchangeable Senior Notes and Repurchase Outstanding Exchangeable Senior Notes	Financial Advisor
Published	12/14/2021	Carver Bancorp	Equity Capital Markets	At the Market Offering	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as placement agent for Carver Bancorp on an ATM offering	ATM	Sole Placement Agent
Published	12/13/2021	Core BTS, Inc.	Mergers & Acquisitions	Sell-Side	$450.0 Million	Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for Core BTS, a portfolio company of Tailwind Capital, on its sale to Nomura Research Institute, Inc.	Core BTS, a portfolio company of Tailwind Capital, has been acquired by Nomura Research Institute, Inc.	Co-Lead
Published	12/13/2021	Aurora Capital Partners	Mergers & Acquisitions	Buy-Side		Image Image	Chemicals	Piper Sandler served as buy-side advisor for Aurora Capital Group on acquisition of Spray-Tek, LLC	Aurora Capital Group has acquired Spray-Tek, LLC	Financial Advisor
Published	12/10/2021	Hilton Food Group	Mergers & Acquisitions	Buy-Side	$88.6 Million	Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for Hilton Food Group on acquisition of Dutch Seafood Company BV (t/a Foppen)	Hilton Food Group has acquired Dutch Seafood Company BV (t/a Foppen)	Financial Advisor
Published	12/10/2021	AMAROK (aka Electric Guard Dog)	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for AMAROK, LLC, a portfolio company of Snow Phipps Group, LLC on sale to AVALT and Northleaf Capital Partners	AMAROK, LLC, a portfolio company of Snow Phipps Group, LLC has been acquired by AVALT and Northleaf Capital Partners	Financial Advisor
Published	12/09/2021	Arena Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Arena Technologies on its sale to Systems Planning and Analysis, Inc.	Arena Technologies has been acquired by Systems Planning and Analysis, Inc.	Financial Advisor
Published	12/08/2021	Group 2 Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Group 2 Technologies and Tomson Technologies on sale to ChampionX	Group 2 Technologies and Tomson Technologies have been acquired by ChampionX	Financial Advisor
Published	12/08/2021	Confluent, Inc.	Financing, Equity Capital Markets	Convertible Offering	$1.1 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Confluent, Inc. on a convertible notes offering	Convertible Offering	Co-Manager
Published	12/03/2021	Union Corrugating Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products, Distribution	Piper Sandler served as sell-side advisor for Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, on sale to Cornerstone Building Brands, Inc.	Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, has been acquired be Cornerstone Building Brands, Inc.	Financial Advisor
Published	12/02/2021	Ames Taping Tools Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Services & Industrials, Building Products	Piper Sandler served as financial advisor for Ames Taping Tools Inc on a senior term loan	Senior Term Loan	Financial Advisor
Published	12/02/2021	Willow Wood Global, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services, Med-Tech	Piper Sandler served as sell-side advisor for Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, on sale to Blue Sea Capital	Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, has been acquired by Blue Sea Capital	Financial Advisor
Published	12/01/2021	Pelorus Equity Group	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$50.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a 7.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Wallkill Valley Savings and Loan	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Wallkill Valley Federal Savings and Loan on acquisition of one branch from Empire State Bank	Wallkill Valley Federal Savings and Loan has acquired one branch from Empire State Bank	Financial Advisor
Published	12/01/2021	JD Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for JD Bancshares, Inc., holding company for JD Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Callodine Group	Private Capital Advisory, Private Funds	Private Funds		Image Image	Private Capital Advisory	Piper Sandler served as sole financial advisor for Callodine Group on the acquisition of Thorofare Capital	Callodine Group acquired Thorofare Capital	Financial Advisor
Published	12/01/2021	CRS TH Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for CRS, a portfolio company of GenNx360 Capital Partners, on sale to Reverence Capital Partners	CRS, a portfolio company of GenNx360 Capital Partners, has been acquired by Reverence Capital Partners	Financial Advisor
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$25.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole dealer manager for Clear Blue Insurance Group on a tender offer of 7.00% senior notes offering due in 2025	Senior Notes	Sole Admin Agent