Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/01/2021	Callodine Group	Private Capital Advisory, Private Funds	Private Funds		Image Image	Private Capital Advisory	Piper Sandler served as sole financial advisor for Callodine Group on the acquisition of Thorofare Capital	Callodine Group acquired Thorofare Capital	Financial Advisor
Published	12/01/2021	Wallkill Valley Savings and Loan	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Wallkill Valley Federal Savings and Loan on acquisition of one branch from Empire State Bank	Wallkill Valley Federal Savings and Loan has acquired one branch from Empire State Bank	Financial Advisor
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$65.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Clear Blue Insurance Group on a 5.375% senior notes offering due in 2028	Senior Notes	Sole Placement Agent
Published	12/01/2021	State Bank	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for State Bank on divestiture of its mortgage lending business to Armed Forces Bank	State Bank has divested its mortgage lending business to Armed Forces Bank	Financial Advisor
Published	12/01/2021	VCT Holdings, LLC	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$55.0 Million		Financial Services	Piper Sandler served as sole placement agent for VCT Holdings, LLC on a 6.00% senior notes offering due in 2016	Senior Notes	Sole Placement Agent
Published	12/01/2021	Dart Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$15.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	South Street Securities	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$87.5 Million	Image	Financial Services, FinTech	Piper Sandler served as lead placement agent for South Street Securities on a 6.25% senior notes offering	Senior Notes	Joint Placement Agent
Published	12/01/2021	Ellington Financial	Financing, Equity Capital Markets	Preferred Stock	$120.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ellington Financial on a 6.255 Series B fixed-rate resert cumulative redeemable preferred stock offering	Preferred Stock	Left Bookrunner
Published	12/01/2021	Tradition Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Tradition Bancshares on a 3.95% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/30/2021	Soligent Holdings, Inc	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for Soligent Holdings, Inc. on sale to City Electric Supply Company	Soligent Holdings, Inc. has been acquired by City Electric Supply Company	Financial Advisor
Published	11/30/2021	AECOM	Mergers & Acquisitions	Division Carve Out		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for AECOM on divestiture of Canadian Oil & Gas to Graham Construction	AECOM has divested Canadian Oil & Gas to Graham Construction	Financial Advisor
Published	11/30/2021	Restore Hyper Wellness + Cryotherapy	Mergers & Acquisitions	Minority Investment		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as financial advisor for Restore Hyper WEllness + Cryotherapy (Austin Cryo Ventures, LLC) on a significant investment from General Atlantic	Minority Investment	Financial Advisor
Published	11/30/2021	Resonetics, LLC.	Mergers & Acquisitions	Sell-Side	$2.3 Billion	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Resonetics, LLC, a portfolio company of GTCR, on sale of a significant minority interest in Resonetics, LLC to The Carlyle Group	GTCR has sold a significant stake in Resonetics, LLC to The Carlyle Group	Financial Advisor
Published	11/29/2021	Quilvest Capital Partners	Mergers & Acquisitions	Buy-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as buy-side advisor for Quilvest Capital Partners on acquisition of UrgentMED	Quilvest Capital Partners has acquired UrgentMED	Financial Advisor
Published	11/29/2021	Quilvest Capital Partners	Financing, Debt Capital Markets	Senior Term Loan	$190.0 Million	Image Image	Healthcare, Healthcare Services	Piper Sandler served as sole placement agent for Quilvest Capital Partners’ acquisition financing of UrgentMED	Senior Term Loan	Sole Placement Agent
Published	11/25/2021	Medbio Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Medbio, LLC, a portfolio company of Graham Partners, Inc., on sale to Berwind Corporation	Medbio, LLC, a portfolio company of Graham Partners, Inc., has been acquired by Berwind Corporation	Financial Advisor
Published	11/25/2021	Beauty Industry Group, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as sell-side advisor for Beauty Industry Group, Inc., a portfolio company of HGGC, on sale to L Catterton	Beauty Industry Group, Inc., a portfolio company of HGGC, has been acquired by L Catterton	Financial Advisor
Published	11/23/2021	Ovme Mobile, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as sell-side advisor for OVME, LLC on sale to VMG Partners	OVME, LLC has been acquired by VMG Partners	Financial Advisor
Published	11/22/2021	Integrated Power Services, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Integrated Power Services, LLC, a portfolio company of Odyssey Investment Partners, on sale to Searchlight Capital Partners	Integrated Power Services, LLC, a portfolio company of Odyssey Investment Partners, has been acquired by Searchlight Capital Partners	Financial Advisor
Published	11/18/2021	Alignment Healthcare, Inc.	Equity Capital Markets	Follow-On Offering	$193.2 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Alignment Healthcare, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner