Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/13/2021	Aurora Capital Partners	Mergers & Acquisitions	Buy-Side		Image Image	Chemicals	Piper Sandler served as buy-side advisor for Aurora Capital Group on acquisition of Spray-Tek, LLC	Aurora Capital Group has acquired Spray-Tek, LLC	Financial Advisor
Published	12/13/2021	Core BTS, Inc.	Mergers & Acquisitions	Sell-Side	$450.0 Million	Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for Core BTS, a portfolio company of Tailwind Capital, on its sale to Nomura Research Institute, Inc.	Core BTS, a portfolio company of Tailwind Capital, has been acquired by Nomura Research Institute, Inc.	Co-Lead
Published	12/10/2021	AMAROK (aka Electric Guard Dog)	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for AMAROK, LLC, a portfolio company of Snow Phipps Group, LLC on sale to AVALT and Northleaf Capital Partners	AMAROK, LLC, a portfolio company of Snow Phipps Group, LLC has been acquired by AVALT and Northleaf Capital Partners	Financial Advisor
Published	12/10/2021	Hilton Food Group	Mergers & Acquisitions	Buy-Side	$88.6 Million	Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for Hilton Food Group on acquisition of Dutch Seafood Company BV (t/a Foppen)	Hilton Food Group has acquired Dutch Seafood Company BV (t/a Foppen)	Financial Advisor
Published	12/09/2021	Arena Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Arena Technologies on its sale to Systems Planning and Analysis, Inc.	Arena Technologies has been acquired by Systems Planning and Analysis, Inc.	Financial Advisor
Published	12/08/2021	Group 2 Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Group 2 Technologies and Tomson Technologies on sale to ChampionX	Group 2 Technologies and Tomson Technologies have been acquired by ChampionX	Financial Advisor
Published	12/08/2021	Confluent, Inc.	Financing, Equity Capital Markets	Convertible Offering	$1.1 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Confluent, Inc. on a convertible notes offering	Convertible Offering	Co-Manager
Published	12/03/2021	Union Corrugating Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products, Distribution	Piper Sandler served as sell-side advisor for Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, on sale to Cornerstone Building Brands, Inc.	Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, has been acquired be Cornerstone Building Brands, Inc.	Financial Advisor
Published	12/02/2021	Ames Taping Tools Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Services & Industrials, Building Products	Piper Sandler served as financial advisor for Ames Taping Tools Inc on a senior term loan	Senior Term Loan	Financial Advisor
Published	12/02/2021	Willow Wood Global, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services, Med-Tech	Piper Sandler served as sell-side advisor for Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, on sale to Blue Sea Capital	Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, has been acquired by Blue Sea Capital	Financial Advisor
Published	12/01/2021	Ameris Bancorp	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Ameris Bancorp on acquisition of Balboa Capital	Ameris Bancorp has acquired Balboa Capital	Financial Advisor
Published	12/01/2021	Atlantic Union Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$250.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint bookrunner for Atlantic Union Bancshares on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	12/01/2021	Parkside Financial, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$13.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Parkside Financial, Inc., holding company for Parkside Financial Bank & Trust, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Heartland Compression Services	Mergers & Acquisitions	Division Carve Out		Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Heartland Compression Services, a division of Louisiana Machinery Company on sale of contract compression assets to Nova Compression	Heartland Compression Services, a division of Louisiana Machinery Company, has sold contract compression assets to Nova Compression	Financial Advisor
Published	12/01/2021	Pelorus Equity Group	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$50.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a 7.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Platform Partners	Private Capital Advisory, Capital Solutions	Capital Solutions		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for Platform Partners in the acquisition of SouthCoast	Raised promoted equity for acquisition	Sole Placement Agent
Published	12/01/2021	JD Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for JD Bancshares, Inc., holding company for JD Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Ellington Financial	Financing, Equity Capital Markets	Preferred Stock	$120.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ellington Financial on a 6.255 Series B fixed-rate resert cumulative redeemable preferred stock offering	Preferred Stock	Left Bookrunner
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$25.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole dealer manager for Clear Blue Insurance Group on a tender offer of 7.00% senior notes offering due in 2025	Senior Notes	Sole Admin Agent
Published	12/01/2021	Transverse Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$30.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Transverse Insurance Group on a 6.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent