Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/09/2021	Rivian Automotive, Inc.	Financing, Equity Capital Markets	IPO	$13.7 Billion	Image	Technology, EV/Mobility	Piper Sandler served as co-manager for Rivian Automotive, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/09/2021	EverArc Holdings	Mergers & Acquisitions	Buy-Side	$2.1 Billion	Image Image Image	Chemicals	Piper Sandler advised EverArc Holdings on its announced acquisition of 100% of Perimeter Solutions, a portfolio company of SK Capital	EverArc Holdings acquired Perimeter Solutions, a portfolio company of SK Capital	Financial Advisor
Published	11/04/2021	Level One Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$323.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Level One Bancorp, Inc. on sale to First Merchants Corporation	Level One Bancorp, Inc. has been acquired by First Merchants Corporation	Financial Advisor
Published	11/03/2021	Wilmington Paper Corporation	Financing, Debt Capital Markets	Senior Term Loan		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sole debt placement agent for Wilmington Paper Corp. on its debt capital raise from Bank of Ireland and Siemens Financial Services	Senior Term Loan	Financial Advisor
Published	11/03/2021	Arhaus, LLC	Financing, Equity Capital Markets	IPO	$167.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Arhaus, LLC on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/02/2021	Civista Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Civista Bancshares, Inc. on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	11/02/2021	H.I.G. Capital, LLC	Mergers & Acquisitions	Buy-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as buy-side advisor for H.I.G. Capital on acquisition of BECO Holding Company, a portfolio company of Behrman Capital	H.I.G. Capital has acquired BECO Holding Company, a portfolio company of Behrman Capital	Financial Advisor
Published	11/02/2021	Allbirds	Financing, Equity Capital Markets	IPO	$348.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Allbirds on its initial public offering	Initial Public Offering	Co-Manager
Published	11/02/2021	Lincoln Park Bancorp	Mergers & Acquisitions	Sell-Side	$17.6 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Lincoln Park Bancorp on sale to Ion Financial, MHC	Lincoln Park Bancorp has been acquired by Ion Financial, MHC	Financial Advisor
Published	11/02/2021	Shelby County State Bank	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Shelby County State Bank on acquisition of First State Bancshares, Inc.	Shelby County State Bank has acquired First State Bancshares, Inc.	Financial Advisor
Published	11/02/2021	First National Bank of Omaha	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for First National Bank of Omaha on acquisition of Western States Bank	First National Bank of Omaha has acquired Western States Bank	Financial Advisor
Published	11/02/2021	Impinj, Inc.	Financing, Equity Capital Markets	Convertible Offering	$287.5 Million	Image	Technology, Hardware	Piper Sandler served as co-manager for Impinj, Inc. on a convertible offering	Convertible Offering	Co-Manager
Published	11/01/2021	Apex Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Apex Bancorp, Inc., holding company for Apex Bank, on a 4.25% fixed rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	Claros Mortgage Trust	Private Capital Advisory, Capital Solutions	Capital Solutions	$93.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole financial advisor to Carlos Mortgage Trust on the IPO of the commercial Mortgage REIT	IPO of Commercial Mortgage REIT	Financial Advisor
Published	11/01/2021	J.C. Flowers & Co.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for J.C. Flowers & Co. on acquisition of Tricor Insurance	J.C. Flowers & Co. has acquired Tricor Insurance	Financial Advisor
Published	11/01/2021	Universal Insurance Holdings	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Universal Insurance Holdings on a 5.625% senior unsecured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	11/01/2021	QCR Holdings, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for QCR Holdings, Inc. on acquisition of Guaranty Bank	QCR Holdings, Inc. has acquired Guaranty Bank	Financial Advisor
Published	11/01/2021	When I Work, Inc.	Mergers & Acquisitions	Sell-Side	$200.0 Million	Image Image	Technology, Software	Piper Sandler served as financial advisor for When I Work, Inc. on a growth investment from Bain Capital Tech Opportunities	When I Work, Inc. has received a growth investment from Bain Capital Tech Opportunities	Financial Advisor
Published	11/01/2021	FinWise Bancorp	Equity Capital Markets, Financing	IPO	$42.3 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for FinWise on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/01/2021	Renasant Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$200.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Renasant Corporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner