Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/01/2021	Wallkill Valley Savings and Loan	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Wallkill Valley Federal Savings and Loan on acquisition of one branch from Empire State Bank	Wallkill Valley Federal Savings and Loan has acquired one branch from Empire State Bank	Financial Advisor
Published	12/01/2021	Ellington Financial	Financing, Equity Capital Markets	Preferred Stock	$120.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ellington Financial on a 6.255 Series B fixed-rate resert cumulative redeemable preferred stock offering	Preferred Stock	Left Bookrunner
Published	12/01/2021	Atlantic Union Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$250.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint bookrunner for Atlantic Union Bancshares on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$25.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole dealer manager for Clear Blue Insurance Group on a tender offer of 7.00% senior notes offering due in 2025	Senior Notes	Sole Admin Agent
Published	12/01/2021	Parkside Financial, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$13.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Parkside Financial, Inc., holding company for Parkside Financial Bank & Trust, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Transverse Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$30.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Transverse Insurance Group on a 6.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Callodine Group	Private Capital Advisory, Private Funds	Private Funds		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor for Callodine Group on the acquisition of Thorofare Capital	Callodine Group acquired Thorofare Capital	Financial Advisor
Published	12/01/2021	VCT Holdings, LLC	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$55.0 Million		Financial Services	Piper Sandler served as sole placement agent for VCT Holdings, LLC on a 6.00% senior notes offering due in 2016	Senior Notes	Sole Placement Agent
Published	12/01/2021	Arbor Realty Trust, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$180.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a 5.00% senior notes offering due in 2028	Senior Notes	Sole Placement Agent
Published	12/01/2021	Ameris Bancorp	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Ameris Bancorp on acquisition of Balboa Capital	Ameris Bancorp has acquired Balboa Capital	Financial Advisor
Published	12/01/2021	JD Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for JD Bancshares, Inc., holding company for JD Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Ready Capital	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$110.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole bookrunner for Ready Capital on a 5.50% senior notes offering due in 2028	Senior Notes	Left Bookrunner
Published	12/01/2021	CRS TH Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for CRS, a portfolio company of GenNx360 Capital Partners, on sale to Reverence Capital Partners	CRS, a portfolio company of GenNx360 Capital Partners, has been acquired by Reverence Capital Partners	Financial Advisor
Published	12/01/2021	GenNx360 Capital Partners	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for GenNx360 Capital Partners on sale of CRS Temporary Housing to Reverence Capital Partners	GenNx360 Capital Partners has sold CRS Temporary Housing to Reverence Capital Partners	Financial Advisor
Published	12/01/2021	Dart Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$15.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Pelorus Equity Group	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$7.8 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Ellington Financial	Financing, Equity Capital Markets	Preferred Stock	$120.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ellington Financial on a 6.25% fixed-rate reset cumulative perpetual preferred stock offering	Preferred Stock	Left Bookrunner
Published	12/01/2021	Tradition Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Tradition Bancshares on a 3.95% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/30/2021	AECOM	Mergers & Acquisitions	Division Carve Out		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for AECOM on divestiture of Canadian Oil & Gas to Graham Construction	AECOM has divested Canadian Oil & Gas to Graham Construction	Financial Advisor
Published	11/30/2021	Resonetics, LLC.	Mergers & Acquisitions	Sell-Side	$2.3 Billion	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Resonetics, LLC, a portfolio company of GTCR, on sale of a significant minority interest in Resonetics, LLC to The Carlyle Group	GTCR has sold a significant stake in Resonetics, LLC to The Carlyle Group	Financial Advisor