Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/01/2021	Engineered Fastener Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for EFC International, a portfolio company of Quad-C Management, on sale to Frontenac Company	EFC International, a portfolio company of Quad-C Management, has been acquired by Frontenac Company	Financial Advisor
Published	11/01/2021	FinWise Bancorp	Equity Capital Markets, Financing	IPO	$42.3 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for FinWise on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/01/2021	Apex Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Apex Bancorp, Inc., holding company for Apex Bank, on a 4.25% fixed rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	J.C. Flowers & Co.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for J.C. Flowers & Co. on acquisition of Tricor Insurance	J.C. Flowers & Co. has acquired Tricor Insurance	Financial Advisor
Published	11/01/2021	QCR Holdings, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for QCR Holdings, Inc. on acquisition of Guaranty Bank	QCR Holdings, Inc. has acquired Guaranty Bank	Financial Advisor
Published	11/01/2021	Renasant Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$200.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Renasant Corporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	11/01/2021	Broadmark Realty Capital	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Broadmark Realty Capital on a 5.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	11/01/2021	Stonegate Capital	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Specialty Finance	Piper Sandler served as sell-side advisor for Stonegate Capital on sale to SG Credit Partners	Stonegate Capital has has been acquired by SG Credit Partners	Financial Advisor
Published	11/01/2021	Third Coast Bancshares, Inc.	Equity Capital Markets, Financing	IPO	$87.5 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for Third Coast Bancshares, Inc.	Initial Public Offering	Active Bookrunner
Published	11/01/2021	PB Partners Bancorp	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for PB Partners Bancorp on sale to OceanFirst Bancorp	PB Partners Bancorp has been acquired by OceanFirst Bancorp	Financial Advisor
Published	11/01/2021	CCB	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$10.5 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for CCB on a 3.75% fixed-to-floating rate subordinated notes offering due in 2021	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	When I Work, Inc.	Mergers & Acquisitions	Sell-Side	$200.0 Million	Image Image	Technology, Software	Piper Sandler served as financial advisor for When I Work, Inc. on a growth investment from Bain Capital Tech Opportunities	When I Work, Inc. has received a growth investment from Bain Capital Tech Opportunities	Financial Advisor
Published	11/01/2021	Project Nala	Private Capital Advisory, Secondary Capital	Secondary Capital	$161.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	10/29/2021	Udemy, Inc.	Financing, Equity Capital Markets	IPO	$439.4 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Udemy, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	10/29/2021	Molded Devices, Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Healthcare, Med-Tech	Piper Sandler served as sole placement agent for Molded Devices, Inc. on its debt capital raise	Senior Term Loan	Financial Advisor
Published	10/29/2021	Titanium Exploration Partners LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as financial advisor for Castlelake on divestiture of its non-operating wellbore interest and a portion of its undeveloped leasehold managed to Titanium Exporation Partners, LLC	Castlelake has divested its non-operating wellbore interest and a portion of its undeveloped leasehold managed to Titanium Exporation Partners, LLC	Financial Advisor
Published	10/28/2021	Elite Body Sculpture, Inc.	Financing, Equity Capital Markets	IPO	$88.5 Million	Image Image	Consumer, Health & Wellness Services	Piper Sandler served as bookrunner for AirSculpt Technologies, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/28/2021	Sonendo, Inc.	Financing, Equity Capital Markets	IPO	$93.6 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Sonendo, Inc. on on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/27/2021	Solo Brands	Financing, Equity Capital Markets	IPO	$252.0 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as bookrunner for Solo Brands, Inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	10/27/2021	Repare Therapeutics Inc.	Financing, Equity Capital Markets	CMFO	$101.2 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Repare Therapeutics Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner