Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/16/2021	UserTesting, Inc.	Financing, Equity Capital Markets	IPO	$140.0 Million	Image	Technology, Software	Piper Sandler Served as bookrunner for UserTesting, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/16/2021	ViewRay Inc.	Financing, Equity Capital Markets	CMFO	$80.5 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Viewray Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	11/16/2021	OptiNose AS	Financing, Equity Capital Markets	CMFO	$46.0 Million	Image	Healthcare, Biopharma	Piper Sandler Served as left bookrunner for Optinose, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	11/15/2021	Unity Technologies, Inc.	Financing, Equity Capital Markets	Convertible Offering	$1.7 Billion	Image	Technology, Software	Piper Sandler Served as co-manager for Unity Technologies, Inc. on a convertible offering	Convertible Offering	Co-Manager
Published	11/15/2021	MDxHealth SA	Financing, Equity Capital Markets	IPO	$45.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as left bookrunner for MDxHealth on its initial public offering	Initial Public Offering	Left Bookrunner
Published	11/12/2021	Novus Partners, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for Novus Partners, Inc. on sale to SEI Investment Company	Novus Partners, Inc. has been acquired by SEI Investment Company	Financial Advisor
Published	11/11/2021	KnowBe4, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$236.9 Million	Image	Technology, Software	Piper Sandler served as co-manager for KnowBe4, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	11/10/2021	Lulu's Fashion Lounge, Inc.	Financing, Equity Capital Markets	IPO	$92.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Lulu's Fashion Lounge Holdings, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/10/2021	Weave Communications	Financing, Equity Capital Markets	IPO	$120.0 Million	Image	Technology, Software	Piper Sandler served as co-manager for Weave Communications, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/10/2021	Apria Inc.	Financing, Equity Capital Markets	Follow-On Offering	$152.8 Million	Image	Healthcare, Healthcare Services	Piper Sandler served as bookrunner for Apria, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	11/09/2021	PAI Partners	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for PAI Partners on acquistion of Addo Food Group	PAI Partners has acquired Addo Food Group	Financial Advisor
Published	11/09/2021	Contrast Security	Financing, Debt Capital Markets	Minority Capital Raise	$150.0 Million	Image	Technology, Security	Piper Sandler served as financial advisor for Contrast Security on a Series E capital raise led by Liberty Strategic Capital with existing investors, Warburg Pincus, Battery Ventures, General Catalyst, M-12, AXA Venture Partners and Acero Capital also participating in the round	Contrast Security has raised a Series E round led by Liberty Strategic Capital	Financial Advisor
Published	11/09/2021	Expensify, Inc.	Financing, Equity Capital Markets	IPO	$302.1 Million	Image	Technology, Software	Piper Sandler served as co-manager for Expensify, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/09/2021	Platinum Equity, LLC	Mergers & Acquisitions	Buy-Side	$5.2 Billion	Image Image Image Image	Chemicals	Piper Sandler advised Platinum Equity on the acquisition of Solenis, a portfolio company of Clayton, Dubilier & Rice and BASF	Platinum Equity acquired Solenis, a portfolio company of Clayton, Dubilier & Rice and BASF	Financial Advisor
Published	11/09/2021	ArborWorks Inc	Financing, Debt Capital Markets	Senior Term Loan		Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sole debt placement agent for ArborWorks, Inc., a portfolio company of New State Capital Partners, LLC, on its debt capital raise in the form of a revolving credit facility	Senior Term Loan	Sole Placement Agent
Published	11/09/2021	Thibaut	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Diversified Consumer Products, Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for Thibaut, a portfolio company of Harbour Group, on sale to Norwest Equity Partners	Thibaut, a portfolio company of Harbour Group, has been acquired by Norwest Equity Partners	Financial Advisor
Published	11/09/2021	EverArc Holdings	Mergers & Acquisitions	Buy-Side	$2.1 Billion	Image Image Image	Chemicals	Piper Sandler advised EverArc Holdings on its announced acquisition of 100% of Perimeter Solutions, a portfolio company of SK Capital	EverArc Holdings acquired Perimeter Solutions, a portfolio company of SK Capital	Financial Advisor
Published	11/09/2021	Rivian Automotive, Inc.	Financing, Equity Capital Markets	IPO	$13.7 Billion	Image	Technology, EV/Mobility	Piper Sandler served as co-manager for Rivian Automotive, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/04/2021	Level One Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$323.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Level One Bancorp, Inc. on sale to First Merchants Corporation	Level One Bancorp, Inc. has been acquired by First Merchants Corporation	Financial Advisor
Published	11/03/2021	Arhaus, LLC	Financing, Equity Capital Markets	IPO	$167.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Arhaus, LLC on its initial public offering	Initial Public Offering	Active Bookrunner