Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	10/26/2021	Rent The Runway, Inc.	Financing, Equity Capital Markets	IPO	$357.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Rent the Runway, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	10/26/2021	Harvey Performance Company, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Harvey Performance Company, a portfolio company of Summit Partners, on sale to Berkshire Partners	Harvey Performance Company, a portfolio company of Summit Partners, has been acquired by Berkshire Partners	Financial Advisor
Published	10/25/2021	Paragon 28, Inc.	Financing, Equity Capital Markets	IPO	$143.8 Million	Image	Healthcare, Med-Tech	Piper Sandler served as joint lead bookrunner for Paragon 28, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/25/2021	Controlled Products, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products	Piper Sandler served as sell-side advisor for Controlled Products, LLC, a portfolio company of Clearview Capital, on sale to Sentinel Capital Partners	Controlled Products, LLC, a portfolio company of Clearview Capital, has been acquired by Sentinel Capital Partners	Financial Advisor
Published	10/25/2021	FoundOcean Holdings Limited	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for FoundOcean Holdings Limited on sale to Venterra Group	FoundOcean Holdings Limited has been acquired by Venterra Group	Financial Advisor
Published	10/25/2021	All My Sons Moving & Storage	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as co-advisor for All My Sons, a portfolio company of Sterling Investment Partners, on sale to Golden Gate Capital	All My Sons, a portfolio company of Sterling Investment Partners, has been acquired by Golden Gate Capital	Co-Lead
Published	10/21/2021	Minerva Surgical Inc.	Financing, Equity Capital Markets	IPO	$75.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Minerva Surgical, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/20/2021	Vita Coco	Financing, Equity Capital Markets	IPO	$178.0 Million	Image	Consumer, Food & Beverage	Piper Sandler served as bookrunner for The Vita Coco Company, Inc. on its initial public offering	Initial Public Offering	Financial Advisor
Published	10/20/2021	Portillo's Restaurant Group, L.L.C.	Financing, Equity Capital Markets	IPO	$466.2 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Portillo's Restaurant Group, L.L.C. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/20/2021	K2 Capital Group LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Specialty Finance	Piper Sandler served as sell-side advisor for K2 Capital Group LLC on sale to Popular Bank, a subsidiary of Popular, Inc.	K2 Capital Group LLC has been acquired by Popular Bank, a subsidiary of Popular, Inc.	Financial Advisor
Published	10/20/2021	Ventyx Biosciences	Financing, Equity Capital Markets	IPO	$174.3 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Ventyk Biosciences, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/19/2021	SkinFix Inc.	Financing, Equity Private Placements	Minority Investment		Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as sole placement agent for Skinfix Inc. on a minority investment from Stride Consumer Partners	Minority Investment	Sole Placement Agent
Published	10/15/2021	McCue Corporation	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for McCue Corporation, a portfolio company of Eureka Equity Partners, on sale to Bunzl plc	McCue Corporation, a portfolio company of Eureka Equity Partners, has been acquired by Bunzl plc	Financial Advisor
Published	10/15/2021	Catalyst Biosciences	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Catalyst Biosciences on an ATM offering	ATM	Sole Placement Agent
Published	10/14/2021	Allied Dispatch Solutions, LLC (TrxNow)	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Allied Dispatch Solutions, LLC (TrxNow) on sale to Allied Solutions, LLC, a subsidiary of Securian Financial	Allied Dispatch Solutions, LLC (TrxNow) has been acquired by Allied Solutions, LLC, a subsidiary of Securian Financial	Financial Advisor
Published	10/13/2021	ExplORer Surgical Corp.	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Information-Driven Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for ExplORer Surgical Corp. on sale to Global Healthcare Exchange, LLC	ExplORer Surgical Corp. has been acquired by Global Healthcare Exchange, LLC	Financial Advisor
Published	10/13/2021	Gitlab Inc.	Financing, Equity Capital Markets	IPO	$880.9 Million	Image	Technology, Software	Piper Sandler served as bookrunner for GitLab Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/12/2021	Laborie Medical Technologies, Inc.	Mergers & Acquisitions	Buy-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as buy-side advisor for Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, on acquisition of Pelvalon	Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, has acquired Pelvalon	Financial Advisor
Published	10/12/2021	Apollo Endosurgery, Inc.	Financing, Equity Capital Markets	CMFO	$75.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for Apollo Endosurgery Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	10/12/2021	AvidXchange, Inc.	Financing, Equity Capital Markets	IPO	$673.6 Million	Image	Financial Services, Technology, Software	Piper Sandler served as bookrunner for AvidXchange Holdings, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner