Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	10/15/2021	McCue Corporation	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for McCue Corporation, a portfolio company of Eureka Equity Partners, on sale to Bunzl plc	McCue Corporation, a portfolio company of Eureka Equity Partners, has been acquired by Bunzl plc	Financial Advisor
Published	10/14/2021	Allied Dispatch Solutions, LLC (TrxNow)	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Allied Dispatch Solutions, LLC (TrxNow) on sale to Allied Solutions, LLC, a subsidiary of Securian Financial	Allied Dispatch Solutions, LLC (TrxNow) has been acquired by Allied Solutions, LLC, a subsidiary of Securian Financial	Financial Advisor
Published	10/13/2021	Gitlab Inc.	Financing, Equity Capital Markets	IPO	$880.9 Million	Image	Technology, Software	Piper Sandler served as bookrunner for GitLab Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/13/2021	ExplORer Surgical Corp.	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Information-Driven Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for ExplORer Surgical Corp. on sale to Global Healthcare Exchange, LLC	ExplORer Surgical Corp. has been acquired by Global Healthcare Exchange, LLC	Financial Advisor
Published	10/12/2021	AvidXchange, Inc.	Financing, Equity Capital Markets	IPO	$673.6 Million	Image	Financial Services, Technology, Software	Piper Sandler served as bookrunner for AvidXchange Holdings, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/12/2021	Apollo Endosurgery, Inc.	Financing, Equity Capital Markets	CMFO	$75.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for Apollo Endosurgery Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	10/12/2021	Laborie Medical Technologies, Inc.	Mergers & Acquisitions	Buy-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as buy-side advisor for Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, on acquisition of Pelvalon	Laborie Medical Technologies Corp., a portfolio company of Patricia Industries AB, has acquired Pelvalon	Financial Advisor
Published	10/11/2021	Delta Med S.p.A.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Delta Med S.p.A., a portfolio company of Augens Capital, on sale to White Bridge Investments	Delta Med S.p.A., a portfolio company of Augens Capital, has been acquired by White Bridge Investments	Financial Advisor
Published	10/11/2021	ESS Tech, Inc.	Mergers & Acquisitions	Sell-Side	$1.1 Billion	Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as a capital markets advisor to ESS Tech Inc. on merger with ACON S2 Acquisition Corp., a special purpose acquisition company. The newly formed entity will trade on the New York Stock Exchange under the ticker "GWH"	ESS Tech Inc. has merged with ACON S2 Acquisition Corp.	Financial Advisor
Published	10/10/2021	Clear Street	Equity Capital Markets, Financing	Preferred Stock	$35.0 Million	Image	Financial Services, FinTech	Piper Sandler served as sole placement agent fr Clear Street on a 7.00% fixed-rate reset cumulative perpetual preferred stock offering	Preferred Stock	Sole Placement Agent
Published	10/08/2021	Python Holdings	Financing, Debt Capital Markets	Senior Secured Debt	$75.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sole placement agent for Python Holdings, LLC on a committed debt capital raise in the form of a senior secured term loan and delayed draw term loan	Senior Secured Term Loan and Delayed Draw Term Loan	Financial Advisor
Published	10/07/2021	Agspring, LLC	Restructuring	Sale of Assets		Image	Consumer, Agriculture & Biorenewables	Piper Sandler served as investment banker for Agspring, LLC on a series of asset sales. The business segments were acquired by CGB Enterprises, Greenfield Holdings, LLC, Ardent Mills, LLC, and The Arthur Companies, Inc.	Sale of Assets	Financial Advisor
Published	10/05/2021	Oryx Midstream Holdings LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as lead financial advisor for Oryx Midstream Holdings LLC on its entrance in to a strategic joint venture with Plains All American Pipeline, L.P. to form Plains Oryx Permian Basin LLC. Oryx and Plains merged their respective assets, operations and commercial activities within the Permian Basin	Oryx Midstream Holdings LLC has formed a strategic joint venture with Plains All American Pipeline, L.P.	Financial Advisor
Published	10/01/2021	LinkBancorp	Financing, Debt Capital Markets	Majority Stake Sale	$52.9 Million	Image	Financial Services, Depositories	Piper Sandler served as sole selling agent for Catalyst Bancorp, Inc. on a private placement	Majority Stake Sale	Sole Placement Agent
Published	10/01/2021	Digital Infrastructure Fund	Private Capital Advisory, Private Funds	Private Funds	$1.5 Billion		Private Capital Advisory	Piper Sandler served as sole placement agent for the final close of Capital Formation digital infrastructure mandate	Digital Infrastructure Fund	Sole Placement Agent
Published	10/01/2021	First Watch Restaurants, Inc.	Financing, Equity Capital Markets	IPO	$195.8 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for First Watch Restaurant Group, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	10/01/2021	Ranger Energy Services	Financing, Debt Capital Markets	Senior Secured Debt	$77.5 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sole placement agent on the placement of a committed debt financing in the form of a revolving credit facility, machinery and equipment term loan and term loan B facility	Senior Secured Credit Facilities	Sole Placement Agent
Published	10/01/2021	M 360 Advisors	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$75.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for M 360 Advisors on a 5.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	10/01/2021	Darktrace Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$253.3 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Darktrace Ltd. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	10/01/2021	Ranger Energy Services, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as exclusive financial advisor for Ranger Energy Services on acquisition of well service-related assets outside of California in a Section 363 going concern sale as part of Basic Energy Services' voluntary Chapter 11 bankruptcy proceedings	Ranger Energy Services has acquired certain assets from Basic Energy Services	Financial Advisor