Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	10/05/2021	Oryx Midstream Holdings LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as lead financial advisor for Oryx Midstream Holdings LLC on its entrance in to a strategic joint venture with Plains All American Pipeline, L.P. to form Plains Oryx Permian Basin LLC. Oryx and Plains merged their respective assets, operations and commercial activities within the Permian Basin	Oryx Midstream Holdings LLC has formed a strategic joint venture with Plains All American Pipeline, L.P.	Financial Advisor
Published	10/01/2021	Darktrace Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$253.3 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Darktrace Ltd. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	10/01/2021	Pioneer Energy Services	Mergers & Acquisitions	Sell-Side	$278.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Pioneer Energy Services on sale to Patterson-UTI Energy	Pioneer Energy Services has been acquired by Patterson-UTI Energy	Financial Advisor
Published	10/01/2021	M 360 Advisors	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$75.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for M 360 Advisors on a 5.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	10/01/2021	Digital Infrastructure Fund	Private Capital Advisory, Private Funds	Private Funds	$1.5 Billion		Private Capital Advisory	Piper Sandler served as sole placement agent for the final close of Capital Formation digital infrastructure mandate	Digital Infrastructure Fund	Sole Placement Agent
Published	10/01/2021	Ranger Energy Services	Financing, Equity Capital Markets	PIPE	$42.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for Ranger Energy Services on a Series A Convertible Preferred Stock offering through a private placement of accredited investors	PIPE	Financial Advisor
Published	10/01/2021	Clear Street	Equity Capital Markets, Financing	Preferred Stock	$35.5 Million	Image	Financial Services, FinTech	Piper Sandler served as sole placement agent for Clear Street on a 7.00% fixed rate reset perpetual cumulative preferred stock offering	Preferred Stock	Sole Placement Agent
Published	10/01/2021	LinkBancorp	Financing, Debt Capital Markets	Majority Stake Sale	$52.9 Million	Image	Financial Services, Depositories	Piper Sandler served as sole selling agent for Catalyst Bancorp, Inc. on a private placement	Majority Stake Sale	Sole Placement Agent
Published	10/01/2021	Enfusion	Equity Capital Markets, Financing	IPO	$366.6 Million	Image	Financial Services, FinTech	Piper Sandler served as co-manager for enfusion on its initial public offering	Initial Public Offering	Co-Manager
Published	10/01/2021	First US Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$11.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First US Bancshares, Inc. on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	10/01/2021	First Watch Restaurants, Inc.	Financing, Equity Capital Markets	IPO	$195.8 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for First Watch Restaurant Group, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	10/01/2021	Igloo Products Corp.	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Diversified Consumer Products	Piper Sandler served as sell-side advisor for Igloo Products Corp. on sale to Dometic	Igloo Products Corp. has been acquired by Dometic	Financial Advisor
Published	10/01/2021	Ready Capital	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$350.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as lead placement agent for Ready Capital on a 4.5% senior secured notes offering due in 2026	Senior Notes	Joint Placement Agent
Published	10/01/2021	Ranger Energy Services	Financing, Debt Capital Markets	Senior Secured Debt	$77.5 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sole placement agent on the placement of a committed debt financing in the form of a revolving credit facility, machinery and equipment term loan and term loan B facility	Senior Secured Credit Facilities	Sole Placement Agent
Published	10/01/2021	Ranger Energy Services, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as exclusive financial advisor for Ranger Energy Services on acquisition of well service-related assets outside of California in a Section 363 going concern sale as part of Basic Energy Services' voluntary Chapter 11 bankruptcy proceedings	Ranger Energy Services has acquired certain assets from Basic Energy Services	Financial Advisor
Published	10/01/2021	Central Financial Holdings, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$7.5 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Central Financial Holdings, Inc., holding company for Central Bank, on a 5.00% fixed rate senior unsecured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	10/01/2021	Texas Citizens Bank	Mergers & Acquisitions	Sell-Side	$52.9 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Texas Citizens Bank on sale to Business First Bancshares	Texas Citizens Bank has been acquired by Business First Bancshares	Financial Advisor
Published	10/01/2021	CGG S.A.	Mergers & Acquisitions	Division Carve Out	$95.0 Million	Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for CGG S.A. on divestiture of its GeoSoftware business to Topicus.com Inc and Vela Software	CGG S.A. has divested its GeoSoftware business to Topicus.com Inc and Vela Software	Financial Advisor
Published	10/01/2021	Fortune	Mergers & Acquisitions	Sell-Side	$29.9 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Fortune on sale to Southern Missouri Bancorp	Fortune has been acquired by Southern Missouri Bancorp	Financial Advisor
Published	09/30/2021	Sehlke Consulting	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Defense & Government	Piper Sandler served as financial advisor for Sehlke Consulting on its merger with Artlin Consulting forming Aeyon, a a portfolio company of Enlightenment Capital	Sehlke Consulting has merged with Artlin Consulting to form Aeyon, a portfolio company of Enlightenment Capital	Financial Advisor