Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/03/2021	Arhaus, LLC	Financing, Equity Capital Markets	IPO	$167.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Arhaus, LLC on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/02/2021	First National Bank of Omaha	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for First National Bank of Omaha on acquisition of Western States Bank	First National Bank of Omaha has acquired Western States Bank	Financial Advisor
Published	11/02/2021	Shelby County State Bank	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Shelby County State Bank on acquisition of First State Bancshares, Inc.	Shelby County State Bank has acquired First State Bancshares, Inc.	Financial Advisor
Published	11/02/2021	Lincoln Park Bancorp	Mergers & Acquisitions	Sell-Side	$17.6 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Lincoln Park Bancorp on sale to Ion Financial, MHC	Lincoln Park Bancorp has been acquired by Ion Financial, MHC	Financial Advisor
Published	11/02/2021	H.I.G. Capital, LLC	Mergers & Acquisitions	Buy-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as buy-side advisor for H.I.G. Capital on acquisition of BECO Holding Company, a portfolio company of Behrman Capital	H.I.G. Capital has acquired BECO Holding Company, a portfolio company of Behrman Capital	Financial Advisor
Published	11/02/2021	Allbirds	Financing, Equity Capital Markets	IPO	$348.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Allbirds on its initial public offering	Initial Public Offering	Co-Manager
Published	11/02/2021	Impinj, Inc.	Financing, Equity Capital Markets	Convertible Offering	$287.5 Million	Image	Technology, Hardware	Piper Sandler served as co-manager for Impinj, Inc. on a convertible offering	Convertible Offering	Co-Manager
Published	11/02/2021	Civista Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Civista Bancshares, Inc. on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	11/01/2021	Project Nala	Private Capital Advisory, Secondary Capital	Secondary Capital	$161.0 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	11/01/2021	Engineered Fastener Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for EFC International, a portfolio company of Quad-C Management, on sale to Frontenac Company	EFC International, a portfolio company of Quad-C Management, has been acquired by Frontenac Company	Financial Advisor
Published	11/01/2021	Balance Point Capital Partners	Mergers & Acquisitions	Minority Investment		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for Balance Point Capital Partners on a strategic minority investment from Nassau Investment Group	Balance Point Capital Partners has received a strategic minority investment from Nassau Investment Group	Financial Advisor
Published	11/01/2021	CCB	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$10.5 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for CCB on a 3.75% fixed-to-floating rate subordinated notes offering due in 2021	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	Stonegate Capital	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Specialty Finance	Piper Sandler served as sell-side advisor for Stonegate Capital on sale to SG Credit Partners	Stonegate Capital has has been acquired by SG Credit Partners	Financial Advisor
Published	11/01/2021	Universal Insurance Holdings	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Universal Insurance Holdings on a 5.625% senior unsecured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	11/01/2021	Third Coast Bancshares, Inc.	Equity Capital Markets, Financing	IPO	$87.5 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for Third Coast Bancshares, Inc.	Initial Public Offering	Active Bookrunner
Published	11/01/2021	Summit Financial Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Summit Financial Group on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	Claros Mortgage Trust	Private Capital Advisory, Capital Solutions	Capital Solutions	$93.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor to Carlos Mortgage Trust on the IPO of the commercial Mortgage REIT	IPO of Commercial Mortgage REIT	Financial Advisor
Published	11/01/2021	Flushing Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$125.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Flushing Financial Corp. on a 3.125% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	11/01/2021	J.C. Flowers & Co.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for J.C. Flowers & Co. on acquisition of Tricor Insurance	J.C. Flowers & Co. has acquired Tricor Insurance	Financial Advisor
Published	11/01/2021	PB Partners Bancorp	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for PB Partners Bancorp on sale to OceanFirst Bancorp	PB Partners Bancorp has been acquired by OceanFirst Bancorp	Financial Advisor