Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/01/2021	Universal Insurance Holdings	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Universal Insurance Holdings on a 5.625% senior unsecured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	11/01/2021	Engineered Fastener Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for EFC International, a portfolio company of Quad-C Management, on sale to Frontenac Company	EFC International, a portfolio company of Quad-C Management, has been acquired by Frontenac Company	Financial Advisor
Published	11/01/2021	J.C. Flowers & Co.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for J.C. Flowers & Co. on acquisition of Tricor Insurance	J.C. Flowers & Co. has acquired Tricor Insurance	Financial Advisor
Published	11/01/2021	Summit Financial Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Summit Financial Group on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	MidWestOne Financial Group, Inc.	Mergers & Acquisitions	Buy-Side	$47.6 Million	Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for MidWestOne Financial Group, Inc. on acquisition of Iowa First Bancshares Corp.	MidWestOne Financial Group, Inc. has acquired Iowa First Bancshares Corp.	Financial Advisor
Published	11/01/2021	When I Work, Inc.	Mergers & Acquisitions	Sell-Side	$200.0 Million	Image Image	Technology, Software	Piper Sandler served as financial advisor for When I Work, Inc. on a growth investment from Bain Capital Tech Opportunities	When I Work, Inc. has received a growth investment from Bain Capital Tech Opportunities	Financial Advisor
Published	11/01/2021	Flushing Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$125.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Flushing Financial Corp. on a 3.125% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	11/01/2021	Victory Capital	Financing, Equity Capital Markets	Follow-On Offering	$156.4 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as co-manager for Victory Capital on a follow-on offering	Follow-On Offering	Co-Manager
Published	11/01/2021	FinWise Bancorp	Equity Capital Markets, Financing	IPO	$42.3 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for FinWise on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/29/2021	Udemy, Inc.	Financing, Equity Capital Markets	IPO	$439.4 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Udemy, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	10/29/2021	Molded Devices, Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Healthcare, Med-Tech	Piper Sandler served as sole placement agent for Molded Devices, Inc. on its debt capital raise	Senior Term Loan	Financial Advisor
Published	10/29/2021	Titanium Exploration Partners LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as financial advisor for Castlelake on divestiture of its non-operating wellbore interest and a portion of its undeveloped leasehold managed to Titanium Exporation Partners, LLC	Castlelake has divested its non-operating wellbore interest and a portion of its undeveloped leasehold managed to Titanium Exporation Partners, LLC	Financial Advisor
Published	10/28/2021	Elite Body Sculpture, Inc.	Financing, Equity Capital Markets	IPO	$88.5 Million	Image Image	Consumer, Health & Wellness Services	Piper Sandler served as bookrunner for AirSculpt Technologies, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/28/2021	Sonendo, Inc.	Financing, Equity Capital Markets	IPO	$93.6 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Sonendo, Inc. on on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/27/2021	Solo Brands	Financing, Equity Capital Markets	IPO	$252.0 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as bookrunner for Solo Brands, Inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	10/27/2021	Repare Therapeutics Inc.	Financing, Equity Capital Markets	CMFO	$101.2 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Repare Therapeutics Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	10/26/2021	Harvey Performance Company, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Harvey Performance Company, a portfolio company of Summit Partners, on sale to Berkshire Partners	Harvey Performance Company, a portfolio company of Summit Partners, has been acquired by Berkshire Partners	Financial Advisor
Published	10/26/2021	Rent The Runway, Inc.	Financing, Equity Capital Markets	IPO	$357.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Rent the Runway, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	10/25/2021	All My Sons Moving & Storage	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as co-advisor for All My Sons, a portfolio company of Sterling Investment Partners, on sale to Golden Gate Capital	All My Sons, a portfolio company of Sterling Investment Partners, has been acquired by Golden Gate Capital	Co-Lead
Published	10/25/2021	Paragon 28, Inc.	Financing, Equity Capital Markets	IPO	$143.8 Million	Image	Healthcare, Med-Tech	Piper Sandler served as joint lead bookrunner for Paragon 28, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner