Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/14/2021	Ortho Clinical Diagnostics Holdings plc	Financing, Equity Capital Markets	Follow-On Offering	$442.8 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as bookrunner for Ortho Clinical Diagnostics Holdings plc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	09/14/2021	ThoughtWorks Holding, Inc.	Financing, Equity Capital Markets	IPO	$889.7 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Thoughtworks Holding, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/14/2021	Leslie's, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$400.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Leslie's, Inc. on on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/14/2021	Dutch Brothers	Financing, Equity Capital Markets	IPO	$556.8 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Dutch Bros Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/13/2021	Niacet Corporation	Mergers & Acquisitions	Sell-Side	$1.0 Billion	Image Image Image	Chemicals	Piper Sandler advised advised SK Capital Partners on the sale of its portfolio company, Niacet Corporation, to Kerry Group plc.	SK Capital Partners has been acquired by Niacet Corporation to Kerry Group plc.	Financial Advisor
Published	09/11/2021	PAI Partners	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for PAI Partners on acquistion of Winterbotham Darby	PAI Partners has acquired Winterbotham Darby	Financial Advisor
Published	09/10/2021	AeroPress, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Diversified Consumer Products	Piper Sandler served as financial advisor for AeroPress Inc. on an investment from Tiny Capital LTD. AeroPress Inc. are the makers of the AeroPress® coffee maker	AeroPress Inc. has received an investment from Tiny Capital LTD	Financial Advisor
Published	09/10/2021	Venterra Group	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra on acquisition of Osbit Limited	Venterra has acquired Osbit Limited	Financial Advisor
Published	09/09/2021	McAfee Corp.	Financing, Equity Capital Markets	Follow-On Offering	$487.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for McAfee Corp. on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/09/2021	Global-eOnline Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$883.2 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its follow-on offering	Follow-On Offering	Co-Manager
Published	09/07/2021	Blackstone Inc.	Mergers & Acquisitions	Sell-Side	$5.0 Billion	Image Image Image	Technology, Hardware	Piper Sandler served as buy-side advisor for The Blackstone Group on acquisition of The Chamberlain Group, a subsidiary of The Duchossois Group, Inc.	Blackstone Inc. has acquired The Chamberlain Group LLC, a subsidiary of The Duchossois Group, Inc.	Financial Advisor
Published	09/07/2021	Confidio, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Confidio, LLC on sale to RxBenefits, Inc.	Confidio, LLC has been acquired by RxBenefits, Inc.	Financial Advisor
Published	09/01/2021	First Trust	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for First Trust on sale to BancPlus Corproration	First Trust has been acquired by to BancPlus Corproration	Financial Advisor
Published	09/01/2021	Jamesmark Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	09/01/2021	Cecil Bancorp, Inc.	Financing, Equity Private Placements	Minority Capital Raise	$10.0 Million	Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock	Minority Capital Raise	Financial Advisor
Published	09/01/2021	Euclid Transactional	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Euclid Transactional on sale of a minority stake to Searchlight	Euclid Transactional has sold a minority stake to Searchlight	Financial Advisor
Published	09/01/2021	National Bank of New York City	Mergers & Acquisitions	Sell-Side	$36.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for National Bank of New York City on sale to Newtek	National Bank of New York City has been acquired by Newtek	Financial Advisor
Published	09/01/2021	Euclid Transactional	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Secured Debt		Image	Financial Services, Insurance	Piper sandler served as sole placement agent for Euclid Transactional on a senior secured debt offering	Senior Secured Debt	Sole Placement Agent
Published	09/01/2021	Project Creeky	Private Capital Advisory, Secondary Capital	Secondary Capital	$36.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor on the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2021	Alternative Asset Manager	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$10.5 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for an alternative asset manager on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent